Published: March 04, 2011
r 2011 American Chemical Society 671 dx.doi.org/10.1021/jz2001562 | J. Phys. Chem. Lett. 2011, 2, 671–674
LETTER
pubs.acs.org/JPCL
Enhanced Raman Spectroscopy of Nanostructured Semiconductor
Phonon Modes
Stephen Ma,†,‡,§ Richard Livingstone,† Bing Zhao,‡ and John R. Lombardi*,†
†Department of Chemistry and Department of Chemical Engineering, The City College of New York, New York, New York 10031,
United States
‡State Key Laboratory of Supramolecular Structure and Materials, Jilin University, Changchun 130012, People’s Republic of China,
College of Chemistry
We report here on an observation of enhanced Ramanintensities of phonon modes of semiconductor nanostruc-
tures induced by adsorption of molecular adducts. In some ways,
this resembles surface-enhanced Raman spectroscopy (SERS),
which is characterized by an increase of many orders of magni-
tude in the Raman intensity for adsorbed species when compared
to that expected from the same number of nonadsorbed mole-
cules. Although SERS has been mostly restricted to the investiga-
tion of molecules adsorbed on metallic surfaces, we have begun
to examine the use of this effect to provide insight into the nature
of interaction between semiconductor quantum dots (QDs) and
species adsorbed on them. A recent discovery by one of our
collaborators1 shows that surface-enhanced Raman scattering
can directly probe the adsorption of molecules on InAs/GaAs
QD nanostructures. We have since extended that result in this
laboratory by observation of enhanced Raman intensity in several
molecules on self-assembled CdSe/CdMgZnSe QDs.2,3 En-
hancement factors on the order of at least 103 were observed
in the former system, while in the latter, they were as high as 105.
Surface enhancement has since been observed for molecules on
semiconductor nanoparticles in colloidal suspensions such as
CdS,4 ZnS,5 ZnO,6 CuO7 CdTe,8 TiO2,
9,10 and PbS.11 One
advantage of studying semiconductor systems in comparison to
metals is that there are numerous additional parameters that may
be readily controlled, such as band gap, exciton Bohr radius,
phonon coupling strength, barrier confinement, and surface
morphology. By tailoring the specific properties of semiconduc-
tor QDs, we expect to be able to determine the optimum
conditions needed to obtain the largest enhancement factors.
It is of considerable interest to examine Raman enhancement on
semiconductors because it is apparent that the cause of the enhance-
ment in semiconductors must be quite different than that in metals.
In metal SERS, the location of the surface plasmon resonance is
crucial to the effect because it often coincides with the optical laser
frequency. For semiconductors, where plasmon resonances tend to
be in the infrared, such resonances are much less likely to contribute
to the enhancement. When the dimension of the semiconductor
becomes comparable to the size of the exciton Bohr radius, the
valence and conduction bands are narrowed in spherical QDs,
resembling atomic levels. Exciton-like interband transitions between
these levels are responsible for much of the spectroscopy, both
absorption and emission in these systems. The resulting levels depend
on the nature of the confinement of thenanoparticle and are therefore
dependent on both the size and the nature of the surrounding media.
If the surrounding material is an adsorbed molecule, charge-transfer
transitions from filled molecular orbitals to the conduction band or
from the valence band to emptymolecular orbitalsmay result. It is the
interband transitions in the semiconductor as well as the molecule-
QD charge-transfer transitions that are implicated in the surface-
induced enhancement of the Raman signal in semiconductors.3
Until now, all of the attention has been focused on the
enhancement of the Raman intensities of the adsorbate. How-
ever, in the course of this work, we have observed that the
phonon bands of several of the semiconductor QDs are also
enhanced. We report here on some of these observations,
namely, both nanostructured and QDs for TiO2 and QDs for
ZnO and PbS. In each of these cases, we observe enhancement of
the intensity of optical phonon modes when compared with the
bare semiconductor system under the same conditions. To our
knowledge, there has only been one similar report on CdTe
nanocrystals12 in which pyridine, used as an adsorbate, enhanced
the Raman signal of the LO phonon modes. We have noted
enhancement of one of these modes previously in CdTe in ref 8.
In all of the following, spectra were taken at several points in
the sample and also from several different samples to ensure
reproducibility and uniformity of results.
Received: February 1, 2011
Accepted: February 28, 2011
ABSTRACT: We report the observation of enhanced Raman intensity of the phonon modes of
nanosized semiconductor particles induced by adsorption of various molecules. This is in contra-
distinction to surface-enhanced Raman spectroscopy (SERS), in which the Raman lines of an adsorbate
are enhanced by proximity to either a metal or semiconductor nanoparticle. We report on enhancements
of phononmodes in nanostructured and quantum dots of TiO2, as well as quantum dots of ZnO and PbS.
Because plasmon resonances in semiconductor systems are far in the IR, it is likely that some combination
of interband and charge-transfer resonances is responsible for the observed enhancement.
SECTION: Surfaces, Interfaces, Catalysis
672 dx.doi.org/10.1021/jz2001562 |J. Phys. Chem. Lett. 2011, 2, 671–674
The Journal of Physical Chemistry Letters LETTER
In Figure 1, we show SEM images of nanostructured TiO2
produced by electrochemical anodization of a Ti foil in a solution
of ethylene glycol and NH4F following the procedure of Meng
et al.13 In Figure 1a, it can be seen that numerous cavities have
been produced on the order of several hundred nanometers, and
in Figure 1b, after annealing at 450 �C for 3 h, pore sizes on the
order of 50 nm have been produced in fairly regular arrays.
In Figure 2, we show the region of the phonon bands
(<1000 cm-1) of the annealed nanostructured TiO2 with various
adsorbed molecules (p-aminothiophenol (PATP), 4-mercapto-
pyridine (4-MPy), and 4-mercaptobenzoic acid (4-MBA)) com-
pared with bare TiO2. The excitation wavelength was 514.5 nm.
The longitudinal optical (LO) phonon modes of several symme-
tries (E1, A1g, and B1g) characteristic of the anatase phase are
shown, and it can be seen that their intensities are considerably
enhanced in the presence of an adsorbate. No spectra were
observed for the unannealed samples.
We may estimate the enhancement factor, at least for the
Eg(1) line, by noting that the intensity of that line in the bare
TiO2 spectrum is weak but measurable. We can then take the
ratio of intensities of the lines with molecules adsorbed to that of
the bare TiO2 spectrum as the enhancement factor. This is shown
in Table 1, along with the electron affinities (EA) of the
adsorbates.14 Enhancement factors of 22-45 were obtained. It
can be seen that the enhancement factor increases with decreas-
ing electron affinity, and this is taken to be indicative of charge-
transfer resonance contribution to the enhancement.
In separate experiments, we have also observed a similar effect
in TiO2 QDs of size 7.2 nm
15 with a dye molecule (N-719 Dye:
CAS #: 207347-46-4; (Bu4N)2-[Ru(dcbpyH)2(NCS)2]), similar
to a system used for solar cell research. See ref 15 for details of
sample preparation. By careful sonication and washing, we
removed excess dye from the sample and believe that the
coverage is a monolayer or less. In this case, we utilized additives
of t-butylpyridine and Liþ, which have been shown16 to increase
charge transfer from the dye to the conduction band of the TiO2.
In this experiment, the intensity observed under the same
conditions without the additives in the phonon region was
negligible. Also, without the dye but only Liþ or t-butylpyridine,
no measurable enhancement was observed. In Figure 3, we
display the effect on the phonon modes of TiO2 QDs that have
been coated with the dye as a sensitizer. The excitation wave-
length was 514.5 nm. This dye allows resonant absorption of
visible light and photoinduced charge transfer of an electron from
the dye to the conduction band of the TiO2 QD. Increasing the
concentration of t-butylpyridine and Liþ has the effect of
increasing the intensity of the phonon modes in a manner similar
to the experiments shown in Figure 2. Both experiments
separately indicate that charge transfer is a very likely cause of
the enhancement observed.
In Figure 4, we show the Raman intensities of the phonon
modes of ZnO QDs of diameter 27.7 nm, with 4-MPy adsorbed.
See ref 6 for details of sample preparation and extinction spectra.
Various modes of symmetry A1 and E2 are clearly seen to be
enhanced. The assignments are taken from Damen et al.17 and
recent work by Cusco et al.18 In this figure, we show the
Figure 1. SEM images of anodized TiO2 before annealing (left) and
after annealing (right); both at 30 000� magnification.
Figure 2. Raman intensities in nanostructured TiO2 phonon modes,
enhanced by various adsorbates. Excitation is at 514.5 nm.
Table 1. Intensities (in arbitrary units) of the Eg(1) Phonon
Line of TiO2 with Various Adsorbates
a
adsorbate intensity Eg(1) EF EA (eV)
none 3632
4-MBA 81 540 22 2.79
PATP 128 800 35 1.87
4-MPy 162 200 45 1.46
a See Figure 2. In column 3, we display the enhancement factor (EF), and in
the last column, we give the electron affinity (EA) of the adsorbate.
Figure 3. Raman intensities of phonon modes of TiO2 nanoparticles
with black dye (N-719 Dye: CAS #: 207347-46-4; (Bu4N)2-[Ru-
(dcbpyH)2(NCS)2]) adsorbed. Addition of t-butylpyridine and Li
þ
increases the intensities of the phonon modes. Excitation is at 514.5 nm.
673 dx.doi.org/10.1021/jz2001562 |J. Phys. Chem. Lett. 2011, 2, 671–674
The Journal of Physical Chemistry Letters LETTER
excitation wavelength dependence at 488, 632, and 514 nm. Bare
QDs show no measurable signal under the same conditions.
There is considerably larger enhancement at 632 nm, indicating a
possible resonance in this region, although detailed excitation
profiles are needed to verify the exact location of the resonance.
In ref 6, the extinction spectrum of 4-MPy on ZnO indicates a
broad absorption in the visible, but it is not sufficiently distinct
for direct comparison with the excitation profiles. Because the
band gap resonance for ZnO QDs is in the UV, it is likely that a
charge-transfer resonance is responsible for this enhancement.
The direct interband transitions are out of the reach of the laser
excitation energy used. Charge-transfer transitions have previ-
ously been identified in ZnO QDs with adsorbed species,19,20
including 4-MPy, by observing size-dependent resonances. These
resonances occur at approximately the same particle size as is used
in this experiment, so that it is quite likely that a similar mechanism
is responsible for these observations as well.
In Figure 5, we show the Raman spectrum of 4-MPy adsorbed
on PbS QDs (8.2 nm diameter). See ref 11 for details of sample
preparation. It can be seen that the LOmode at 220 cm-1 as well
as the band assigned21,22 as a two-phonon (opticalþ acoustical)
mode at 268 cm-1 is strongly enhanced, even compared to the
enhancement of the molecular lines.11 The phonon modes are
not observed at all on the bare QDs under the same conditions.
In previous work on 4-MPy on PbS QDs, we showed that a size-
dependent resonance was due to a charge-transfer transition
between the valence band of the semiconductor and the lowest-
lying empty molecular orbital of the 4-MPy. The resonance
occurs at approximately the same particle size as that used here.
However, interband contributions to the resonance Raman
spectrum cannot be ruled out3 because there is sufficient energy
in the excitation laser to achieve such resonance. In PbS, the bulk
band gap is 0.4 eV, well below the excitation energies used here.
The overtones 2LO and 3LO are very weakly enhanced if at all.
This relatively weak overtone spectrum is most likely due to the
reduction of electrical-vibrational coupling, which has been
observed to decrease with decreasing particle dimension.23
This is clearly a surface phenomenon because the molecules
are adsorbed on the surface. Additionally, for QDs, there is a
relatively high ratio of surface atoms to interior atoms, at least
when compared to the bulk. Thus, we are most likely observing
enhancement of the surface phonons. In bulk Rama spectra,
surface phonon modes are often shifted slightly from the bulk
modes and are usually weaker and broader, often obscured by the
bulk24 modes. Note, however, that QDs consist largely of surface
atoms, and the effect of surface adsorbates is such that these
phonons are most likely enhanced more that the bulk phonons,
while the bulk modes will be weaker. The latter are barely
seen in our experiments without the adsorbate. The shifts are
too small to be distinguished with relatively broad, room-
temperature line widths, so that further low-temperature studies
are planned, which will result in narrower lines. Furthermore, it is
probable that the enhancement is caused by the samemechanism
as that responsible for the enhancement of the molecular lines,
that is, interband transitions in the semiconductor nanosystem
and/or charge-transfer resonances between the molecule and
semiconductor, as discussed above. However, this remains to be
proven. Further experiments along these lines would involve
careful excitation profiles and comparison with those of the
molecular Raman profiles as well as the absorption/emission
spectrum of the semiconductor system. If the Raman profiles of
the phonon modes match the charge-transfer band of the
molecules, it would provide compelling evidence of charge-
transfer contributions. On the other hand, matching with the
absorption spectrum of the nanostructures would indicate in-
stead the contribution of interband transitions. Similar results
would be expected by varying the nanoparticle size and observing
size-dependent resonances. Other evidence can be gained from
systematic variation of the ionization potential (IP) or the
electron affinity (EA) of the adsorbate or by varying the
semiconductor band gap.
’AUTHOR INFORMATION
Corresponding Author
*E-mail: lombardi@sci.ccny.cuny.edu.
Notes
§Some of this research was carried out while one of us (S.M.) was
a visiting scholar at Jilin University. He is also a member of the
Figure 5. Enhancement of phonon modes of PbS QDs (8.2 nm
diameter) with adsorbed 4-MPy. The excitation wavelength is
514.5 nm. See ref 11 for a detailed discussion of the 4-MPy region of
the spectrum as a function of quantum confinement.
Figure 4. Raman intensities of phonon modes of ZnO QDs (27.7 nm
diameter) with 4-MPy adsorbed. Excitationwavelengths of 488, 632, and
514 nm are shown.
674 dx.doi.org/10.1021/jz2001562 |J. Phys. Chem. Lett. 2011, 2, 671–674
The Journal of Physical Chemistry Letters LETTER
Macaulay Honors College of The City College of New York,
class of 2011.
’ACKNOWLEDGMENT
This research was supported by the NSFC (20573041,
20773044) of P. R. China, the Program for Changjiang Scholars
and Innovative Research Team in University (IRT0422), the
Program for New Century Excellent Talents in University, and
the 111 Project (B06009). This project was supported by Award
No. 2006-DN-BX-K034 awarded by the National Institute of
Justice, Office of Justice Programs, U.S. Department of Justice.
The opinions, findings, and conclusions or recommendations
expressed in this publication/program/exhibition are those of
the author(s) and do not necessarily reflect those of the Depart-
ment of Justice.
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