ce-可用性工程评估报告en62366(共13页)

EN62366:2008Checklist/检查表MedicaldevicesApplicationofusabilityengineeringtomedicaldevices可用性工程(gōngchéng)于医疗器械的应用ProductName/产品名称ReportReferenceNo/编号.  :Version/版本号：验证人：Dateofissue/发布日期:版本(bǎnběn)修改记录：日期版本说明验证人审批人4GENERALREQUIREMENTS/总要求4.1GeneralRequirements/总要求4.1.1UsabilityEngineeringProcess/可用性工程过程Hasthemanufacturerestablished,documentedandmaintainedausabilityengineeringprocesstoprovideSafetyforthepatient,userandothersrelatedtousabilityfortheproduct?制造商是否建立、记录并维持了一个可用性工程过程，以确保患者、用户和其它涉及产品适用性的人的安全?UserManual;Qualitymanual,proceduredocument;ComplianceDoestheProcessaddressuserinteractionswiththemedicaldeviceaccordingtotheaccompanyingdocumentincluding,butnotlimitedtotransport,storage,installation,operation,maintenance,repairanddisposal?该过程是否用于解决用户按随机文件与医疗器械的交互，如运输、存储、安装、操作、维护、维修和废弃？UserManualCompliance4.1.2AreResidualRisksassociatedwithUsabilityofthemedicalDevicepresumedtobeacceptable,unlessthereisobjectiveevidencetothecontraryanddocumented?关系医疗器械可用性的剩余风险是否推定可接受？Riskanalysisreport;Compliance4.1.3  manufacturershallsubjecttheinformationforsafetyusedasariskcontroltotheusabilityengineeringprocess(e.g.,warningsorlimitationofuseintheaccompanyingdocuments,marking,etc.).对于做为风险控制措施的安全信息，制造商应把它纳入可用性工程过程的控制Riskanalysisreport;UserManual;ComplianceDisregardingsuchinformationforsafetyisconsideredbeyondanyfurtherreasonablemeansofriskcontrol忽视安全信息的行为应被认为是超出风险控制措施的（即非正常使用）RiskanalysisreportCompliance4.2Theresultsoftheusabilityengineeringprocessarerecordedintheusabilityengineeringfile可用性工程过程的结果记录于可用性工程文档。Qualitymanual,proceduredocument;ComplianceTherecordsandotherdocumentsthatmakeuptheusabilityengineeringfilemayformpartofotherdocumentsandfiles(e.g.,amanufacturer’sproductdesignfileorriskmanagementfile),(seeListofdocumentsmakeuptheUEfile)组成可用性工程文档的记录和其它文件可以是其它文档（如技术文档和风险管理文档）的一部分Qualitymanual,proceduredocumentCompliance4.3ScalingoftheUsabilityEngineeringeffort/可用性工程的调整Theusabilityengineeringprocessisscaledbasedonthesignificanceofanymodificationsdependingontheresultsoftheriskanalysisanddocumented可用性工程调整取决于风险分析确认的 设计 领导形象设计圆作业设计ao工艺污水处理厂设计附属工程施工组织设计清扫机器人结构设计 更改的重要程度RiskanalysisreportCompliance5USABILTYENGINEERINGPROCESS/可用性工程过程5.1Applicationspecification/应用的规格ApplicationofMedicalDeviceintheusabilityengineeringfileisspecifiedbythemanufacturerandincludes可用性工程文档中的医疗器械的应用由制造商决定，包括：--–intendedmedicalindication(e.g.,conditions(s)ordisease(s)tobescreened,monitored,treated,diagnosed,orprevented);预期医学用途，如预期要筛查、监护、治疗、诊断或预防的状态或疾病；UserManualCompliance–intendedpatientpopulation(e.g.,age,weight,health,condition);预期患者群，如年龄、体重、健康和社会条件；UserManualCompliance–intendedpartofthebodyortypeoftissueappliedtoorinteractedwith;预期使用的身体部位或组织；UserManualCompliance–intendedconditionsofuse(e.g..environmentincludinghygienicrequirements,frequencyofuse,location,mobility);and预期的使用状态，如环境包括卫生要求、使用频度、地点和机动性；UserManualCompliance–operatingprinciple(s)操作原理UserManualCompliance5.2Frequentlyusedfunctions/常用功能ArefrequentlyusedfunctionsthatinvolveUserinteractionwiththeMedicalDevicearedeterminedandrecordedintheusabilityengineeringfile?在可用性工程文档中是否确定并记录了涉及用户与医疗器械交互的常用功能？UserManualCompliance5.3Identificationofhazardsandhazardoussituationsrelatedtousability/识别可用性相关的危害和危害处境5.3.1Identificationofcharacteristicstosafety/识别安全特征Identificationofcharacteristicsrelatedtosafety(partofariskanalysis)thatfocusesonusabilityperformedaccordingtoISO14971:2007,4.2.应按ISO14971:2007,4.2的要求识别专注于可用性的安全特征RiskanalysisreportComplianceDuringtheidentificationcharacteristicsrelatedtosafety,thefollowingareconsidered:在识别安全特征时，要考虑下列因素：–applicationspecification,includinguserprofile(s);and应用的规格，包括用户特征；–frequentlyusedfunctions.常用功能。UserManualComplianceResultsofthisidentificationcharacteristicsrelatedtosafetyrecordedintheusabilityengineeringfile安全特征识别的结果应记录于可用性工程文档UserManualCompliance5.3.2Identificationofknownorforeseeablehazardsandhazardoussituations/识别已知的或可预见的危害和危害处境manufacturerhasidentifiedknownorforeseeablehazards(partofariskanalysis)relatedtousabilityaccordingtoISO14971:2007,4.3.制造商要按ISO14971:2007,4.3的要求识别可用性相关的已知的或可预见的危害RiskanalysisreportComplianceIdentificationofhazardsconsideredhazardstopatients,usersandotherpersons识别危害时要考虑对患者、操作者和其他人员的危害RiskanalysisreportComplianceReasonablyforeseeablesequencesorcombinationsofeventsinvolvingtheuserINTERFACEthatcanresultinaHAZARDOUSSITUATIONassociatedwiththeMEDICALDEVICEwereidentified.TheSEVERITYoftheresultingpossibleHARMisdetermined.包括可能导致危害处境的医疗器械用户界面的合理可预见的事件的次序和组合已经被识别。导致的可能的危害的严重程度已确定。RiskanalysisreportComplianceDuringtheidentificationofHAZARDSandHAZARDOUSSITUATIONS,thefollowingwasconsidered:在识别危害和危害处境时，下列需要考虑：–applicationspecification,includinguserrofile(s);应用的规格，包括用户特征；–taskrelatedrequirements;任务相关的要求；–contextofuse;使用的背景；–informationonHAZARDSandHAZARDOUSSITUATIONSknownforexistingUSERINTERFACESofMEDICALDEVICESofasimilartype,ifavailable;对于现存的类似的医疗器械用户界面的已知的危害和危害处境信息；–preliminaryUSESCENARIOS;初步的使用情景；–possibleUSEERRORS;可能的使用错误；–ifanincorrectmentalmodeloftheoperationoftheMEDICALDEVICEcancauseaUSEERRORresultinginaHAZARDOUSSITUATION;and操作医疗器械的错误精神模型是否会引起导致危害处境的使用错误；–resultsofthereviewoftheUSERINTERFACE用户界面的评审结果。RiskanalysisreportUserManualComplianceTheresultsofthisidentificationofHAZARDS,HAZARDOUSSITUATIONSandSEVERITYarerecordedintheUSABILITYENGINEERINGFILE.识别危害、危害处境和严重程度的结果要记录在可用性工程文档里。RiskanalysisreportCompliance5.4Primaryoperatingfunctions/主要操作功能Themanufacturerhasdeterminedtheprimaryoperatingfunctionsandrecordedintheusabilityengineeringfile制造商已经确定了主要操作功能并记录在可用性工程文档里。UserManualComplianceTheinputstotheprimaryoperatingfunctionsincludefrequentlyusedfunctionsandfunctionsrelatedtoSafetyoftheMedicalDevice主要操作功能的输入包括常用功能和关系医疗器械安全的功能。UserManualCompliance5.5UsabilitySpecification/可用性规范manufacturerdevelopedausabilityspecificationrecordedintheusabilityengineeringfileaspartoftheusabilityengineeringprocess制造商应制定可用性规范，记录于可用性工程文档里作为可用性工程过程的一部分。Qualitymanual,proceduredocumentComplianceTheusabilityspecificationrecordedinusabilityengineeringfile.Theusabilityspecificationmaybeintegratedintootherspecifications可用性规范记录于可用性工程文档里。可用性规范可以整合于其它规范。Qualitymanual,proceduredocumentComplianceTheusabilityspecificationincludes:可用性规范包括：–applicationspecification;应用的规格；–primaryoperatingfunctions主要操作功能–hazardsandHazardousSituationsrelatedtotheUsability;and关系可用性的危害和危害处境–knownorforeseeableuseerrorsassociatedwiththeMedicalDevice已知的或可预见的关系医疗器械的使用错误。UserManualRiskanalysisreportComplianceTheusabilityspecificationdescribesatleast:可用性规范至少要描述：–usescenariosrelatedtotheprimaryoperatingfunctions,including关于主要操作功能的使用情景，包括：–frequentUseScenarios,and常见的使用情景–reasonablyforeseeableworstcaseUseScenarios;合理可预见的最坏使用情景；UserManualRiskanalysisreportCompliance–UserInterfacerequirementsfortheprimaryoperatingfunctions,includingthosetomitigateRisk;主要操作功能对于用户界面的要求，包括降低风险的那些；RiskanalysisreportCompliance–RequirementsfordeterminingwhetherprimaryoperatingfunctionsareeasilyrecognizablebytheUser.用于决定主要操作功能是否易于被用户认知的要求RiskanalysisreportCompliance5.6Usabilityvalidationplan/可用性确认 计划 项目进度计划表范例计划下载计划下载计划下载课程教学计划下载 Themanufacturerhasdevelopedandmaintainsausabilityvalidationplanspecifying:制造商需制定并维护可用性确认计划，以 规定 关于下班后关闭电源的规定党章中关于入党时间的规定公务员考核规定下载规定办法文件下载宁波关于闷顶的规定 ：UserManualCompliance–anymethodusedforvalidationoftheusabilityoftheprimaryoperatingfunctions;对于主要操作功能的可用性的确认方法；UserManualCompliance–thecriteriafordeterminingsuccessfulvalidationoftheusabilityoftheprimaryoperatingfunctionsbasedontheusabilityspecification;and基于可用性规范，对主要操作功能可用性的确认 标准 excel标准偏差excel标准偏差函数exl标准差函数国标检验抽样标准表免费下载红头文件格式标准下载 UserManualCompliance–theinvolvementofrepresentativeintendedusers包含的预期用户代表UserManualComplianceusabilityvalidationperformedinalaboratorysetting  :可用性确认实施的实验室设置：Testreport.Complianceusabilityvalidationperformedinasimulateduseenvironment  :可用性确认实施于模拟使用环境：TestreportComplianceusabilityvalidationperformedintheactualuseenvironment  :可用性确认实施于真实使用环境：TestreportComplianceTheusabilityvalidationplanaddresses:可用性确认计划包括：–frequentUseScenarios,and常见的使用情景；–reasonablyforeseeableworstcaseusescenarios合理可预见的最坏使用情景thatareidentifiedintheusabilityspecification都要在可用性规范中识别。UserManualComplianceTheusabilityvalidationplanrecordedintheusabilityengineeringfile可用性确认计划应记录与可用性工程文档。UserManualCompliance5.7Userinterfacedesignandimplementation/用户界面设计和实施ManufacturerdesignedandimplementedtheuserinterfaceasdescribedintheusabilitySpecificationutilizing,asappropriate,usabilityengineeringmethodsandtechniques制造商应使用可用性工程的方法和技术来开发并实施可用性规范描述的用户界面。Productsdonothavethisrequirementnon-compliance5.8Usabilityverification/可用性验证ManufacturerverifiedtheimplementationoftheMedicalDeviceUserinterfacedesignaccordingtotheusabilityspecification制造商应根据可用性规范来验证医疗器械用户界面设计的实施。Productsdonothavethisrequirementnon-complianceTheresultsoftheverificationarerecordedinusabilityengineeringfile验证的结果应记录于可用性工程文档。Productsdonothavethisrequirementnon-compliance5.9UsabilityValidation/可用性确认ThemanufacturerhasvalidatedtheUsabilityoftheMedicalDeviceaccordingtotheusabilityvalidationplan制造商应根据可用性确认计划来确认医疗器械用户界面的可用性。Productsdonothavethisrequirementnon-complianceTheresultsarerecordedintheusabilityengineeringfile确认的结果应记录于可用性工程文档。Productsdonothavethisrequirementnon-complianceFortheacceptancecriteriadocumentedintheusabilityvalidationplanthatarenotmet:对于没有可用性确认计划中制定的未被满足的接收准则：-furtherUserInterfacedesignandimplementationactivitiesareperformed;or需要进行进一步的用户界面设计和执行；或-iffurtherimprovementisnotpracticable,theMANUFACTURERmaygatherandreviewdataandliteraturetodetermineifthemedicalbenefitsoftheINTENDEDUSEoutweightheRISKarisingfromUSABILITYproblems如果进一步的改进不现实，制造商需要收集并评审数据和文献，以确定预期用途的医疗收益是否超过可用性问 题 快递公司问题件快递公司问题件货款处理关于圆的周长面积重点题型关于解方程组的题及答案关于南海问题 带来的风险。Toperformthisstep,theMANUFACTURERneedstoestimatetheRISKarisingfromUSABILITYproblems.为此，制造商需评估可用性问题带来的风险。Productsdonothavethisrequirementnon-compliance6Accompanyingdocuments/随机文件TheAccompanyingdocumentincludesasummaryoftheMedicalDeviceapplicationspecification随机文件应包括医疗器械应用的规格的总结。UserManualComplianceAconcisedescriptionoftheMedicalDevice,itsoperatingprinciples,significantphysicalandperformancecharacteristics andintendedUserProfileareincludedintheAccompanyingdocument随机文件包括医疗器械、工作原理、重要的物理和性能特性和预期用户的特征的简要描述。UserManualComplianceTheAccompanyingdocumentiswrittenatalevelconsistentwiththeintendedoperatorprofile随机文件的编写要与用户特征的水平相一致。UserManualComplianceTheAccompanyingdocumentforequipmentare,optionally,providedelectronically设备的随机文件或者可以电子文件提供。UserManualComplianceUsabilityengineeringprocessincludestheinformationthatwillneedtobeprovidedasahardcopyorasmarkingsonMedicalDevicewhenaccompanyingdocumentsareprovidedelectronically当随机文件是电子形式时，可用性工程过程应包括在医疗器械上需要以硬拷贝或标识提供的信息。UserManualCompliance7trainingandmaterialsfortraining/培训和培训材料TherequiredtrainingonthemedicaldeviceforsafeandeffectiveuseofprimaryoperatingfunctionsbytheintendedUserisgivenby:由预期用户安全有效使用医疗器械主要操作功能的必须培训包括：UserManualCompliance–necessarytrainingmaterialsprovidedbythemanufacturer;制造商提供的必要的培训材料；UserManualCompliance–necessarytrainingmaterialsareavailable;or必要培训材料的可获得性；UserManualCompliance–themanufacturerprovidestraining或制造商提供培训UserManualComplianceTheAccompanyingdocumentdescribestheavailabletrainingoptions(Recommendation:accompanyingdocumentincludethesuggesteddurationandfrequencyofsuchtraining) 随机文件要描述可获得的培训选项（推荐：随机文件包括此类培训时间和频度的建议）UserManualComplianceIntendeduseanduserprofile(s)arethebasisfortrainingandtrainingmaterial预期用途和用户特征是培训和培训材料的基础。UserManualCompliance内容总结（1）EN62366:2008Checklist/检查表MedicaldevicesApplicationofusabilityengineeringtomedicaldevices可用性工程于医疗器械的应用版本修改记录：