������ Many�body phenomena in condensed matter and atomic physics Last modi�ed� September ��� ����
� Lectures �� �� Bose condensation� Symmetry�
breaking and quasiparticles�
In an ideal Bose gas� at su�ciently low temperature� the lowest energy state becomes
occupied by a macroscopic numb e r of particles �Bose�Einstein condensate�� The density
of a gas of free bosons� given by a s u m of occupancies of di�erent momentum states� has
the form
Z
� �
�
h�
�3 (reg ) (reg )
n � n
0
��p� � � �
n
p
d
3
p � n
p
�
e
�(p
2
�2m��)
� �
���
with m the particle mass and � the chemical potential�
At high temperature T � T
BEC
� with
h
2
�
T
BEC
� � n
2�3
� � � � � ���
��� � �
m �
2�3
��� �
at density n� there is no condensate� n
0
� �� � �� On the other hand� at low temperature
T T
BEC
� there is a macroscopic numb e r of particles in the ground state� while the
chemical potential is zero� In this case� the condensate density is
� �
�
3�2
n
0
� n � n
c
� n � � �T �T ���
BEC
The question we shall discuss below is how this b e h a vior is modi�ed by the presence of
interatomic interaction�
We shall focus on the problem of weakly nonideal Bose gas� This problem� due to the
existence of a simple analytical method� serves well to illustrate the new features of Bose
condensation of interacting particles� spontaneous symmetry breaking� the o��diagonal
long�range order� and collective excitations�
��� Spontaneous symmetry breaking
Weakly interacting Bose gas with a short�range interaction�
� �
Z
h
2
�
+
�
+
+
� �H � � � �x� r
2
�x� � � �x� � �x�
�x�
�x� dx �
�
m
x
where x � r in D � ��
The coupling constant is the two�particle scattering amplitude in the Born approxi�
R
�
h
2
mation� � � U
k�0
� U �x � x
�
�dx� A more accurate formula� � �
�
a�m� where a is
the s�wave scattering length� to be discussed b e l o w�
�
The ground state at T � � is characterized by large occupation numb e r of the k � �
state� In number representation� the BEC state of N particles is jBEC i � jN
k�0
� �� �� ��� i�
i�e�
�
a
k�0
jB
p
N jBEC
N �1
i� k � �
EC
N
i � ���
a
�� k �� �
This formula� at large N � suggests to replace the numb e r state by a coherent state�
0
jBEC i �
p
N jBEC i� which is equivalent to replacing the operator �
p
N �
a
0
by a c�numb e r
This can be achieved if the BEC state is understood as a coherent state� which requires
considering the problem �
� in the �big� space with all particle numb e r s allowed� Such
an approach gives results equivalent to that of the problem with �xed particle numb e r
N in the limit N � �� since for a coherent state h�N
2
i
1�2
� N
1�2
� N � Upon such a
P
replacement� the �eld operator �
� V
�1�2
k
a
k
e
ikr
turns into a classical �eld
�
q
N �V �
where V is system volume�
To that end� we are led to consider the coherent states
�
m
p
V
�
�
p
� � ��
X
V
V j�j+
�
a
0
�i � e
�
�
1
2
2
j
i � exp
�a j jmi ���
p
m�
0
m�0
�which have the desired property
j
i �
j
i� These states do not correspond to any
speci�c numb e r of particles� in fact they are characterized by a distribution of particle
�
numb e r s � Accordingly� the states j
i are not invariant under the numb e r operator N �
P
�
+
k
a
k
a
k
� while the hamiltonian �
� commutes with N � One has to understand why the
BEC state apparently does not respect the particle numb e r conservation�
We start by noting that
e
i�
^
N
j
i � je
i�
i � e
i�
^
N
He
�i�
^
N
� H ���
^
i�N
� applied to i�e� the operator e j
i� produces a state of the same energy� with a phase
�
0
��j
Since the overlap of coherent states obeys jh
�
any two di�erent states j
i� j
�
i are orthogonal in the limit V � ��
with di�erent phase factors� j
i�
demonstrates that the BEC states form a degenerate manifold parameterized by a phase
ij
2
� e
�V j
Thus the states
2
of
shifted by �� j �
i�
i� are macroscopically distinct� j This observation e
variable � � ��
To clarify the origin of this degeneracy� let us �nd the states j
i that provide minimum
to the energy �
�� Taking minimum at �xed particle density can b e achieved by adding
� �
to H a term proportional to N � H � H� �N � Taking the expectation value� obtain
�
2
�
U �
� � h
jH � �N j
i � j
j
4
� �j
j ���
� the so�called Mexican hat potential� The energy minima are found on the circle j
j
2
�
���� i�e� the phase of
is arbitrary� while the modulus j
j is �xed� thereby giving a
relation between the density and chemical potential� � � �n�
1
From the symmetry point of view� the systuation is quite interesting� The microscopic
hamiltonian �
� has global U ��� symmetry� since it is invariant under adding a constant
� � e
i�
�phase factor to the wavefunction of the system�
� The ground states� however�
do not possess this symmetry� adding a phase factor to the state j
i produces a di�erent
ground state� This phenomenon� called spontaneous symmetry breaking� is absent in the
noninteracting Bose gas� In the interacting system� the U ��� symmetry breaking has a
very fundamental consequence� it leads to super�uidity�
There is yet another way to understand the phenomenon of U ��� symmetry breaking�
due to Penrose and Onsager� that does not require to consider the states with �uctuating
particle number� One can instead start with the density matrix of the Bose gas �
� ground
state j�
�
i in the coordinate representation�
+
�R�x� x
�
� � h�
�
j � �x
�
�
�x�j�
�
i ���
Using the translational invariance� one expects that the quantity ��� will depend only on
the distance x � x
�
b e t ween the two p o i n ts� By going to Fourier representation� one can
transform ��� to the form
R�x� x
�
� �
Z
e
�ik(x�x
0
)
n
k
d
3
k
� ��
3
� n
k
� h�
�
j�a
+
k
�a
k
j�
�
i ����
In a B o s e condensate� the particle distribution n
k
has singularity a t k � � �
n
k
� n
0
� ��
3
��k� � f �k� ����
where f �k� i s a smooth function� Accordingly� t h e density matrix ���� has two terms�
Z
d
3
k
� �
R�x� x
�
� � n
0
� f �x � x
�
� � f �x � x
�
� e
�ik(x�x
0
)
f
k
� ��
3
�� �
�
the constant n
0
� independent of p o i n t separtion� and the second part� f �x � x
�
�� that
vanishes at large jx � x
�
j�
A density matrix that does not vanish at large point separtion represents an anomaly
�recall that in any ordinary liquid all correlations vanish at several interatomic distances��
0
�
�
� �The �nite limit n
0
� lim
jx�x j��
h�
�
j
+
�x �
�x�j�
�
i suggests that the quantities
�x��
�
�
�x�i � e
i�
p
n
0
� h �e sen se
+
�x � i n s o m h a ve �nite expectation values� h �
+
�x�i � e
�i�
p
n
0
�
with �xed modulus� but an undetermined phase� The name O� diagonal Long range
Order� or ODLRO� associated with this phenomenon� expresses the fact that in the
density matrix the ordering is revealed by the behavio of the o��diagonal component
R�x� x
�
�
jx�x j��
�
0
1
In a �nite� but large system� with �xed particle number� the true ground state �TGS� of a quantum�
mechanical hamiltonian is nondegenerate� This TGS is isotropic in �� due to boundary e�ects that split
the circular manifold� The statement about the absence of degeneracy of TGS in a �nite system is
formally coirrect� but misleading� since this TGS is not �pure�� Typically� at any moment of time the
state is characterized by a global phase� changing slowly as a function of time� �In D � the mixing of
��s with di�erent phases results from vortices passing across the system� from one boundary to another��
�
��� Quasiparticles
To s t u d y the excitations above the ground state� we substitute � �
p
N � a c�number� in a
0
the hamiltonian �
�� and keep quadratic terms�
�
X X
� � � �
+ + +
�
H� �N � �n
2
V � �
(0)
� � � �n a
k
a
k
�
�
�n a
k
a
�k
� a
k
a
�k
����
k
�0 k�k� �0
� �
�
X
�
(0)
+ + + +
� �n
2
V �
k
�a
k
a
k
� a
�k
a
�k
� � �n�a
k
� a
�k
�
+
�a
k
� a
�k
� ��
�
(k��k)
where the sum is taken over pairs �k� �k� Here we used the value � � �n obtained above�
1
+
At this stage� it is convenient to introduce the quantities q�
k
�
p
2
�a
k
� a
�k
�� p�
k
�
+
p
i
2
�a
�k
� a
k
�� These operators are non�hermitian� q�
+
� q�
�k
� p�
+
� p�
�k
� but obey the
k k
standard p� q algebra� � q�
k
� p�
k
0
� � �
kk
0
� which allows to treat them as coordinate and
momentum� In terms of the operators p�
k
� q�
k
the hamiltonian is represented as a sum of
+ + +
independent harmonic oscillators� Indeed� since a
k
a
k
� a
�k
a
�k
� p�
+
p�
k
� �q
k
q�
k
� we can
k
rewrite the hamiltonian as follows�
� � � �
�
X
�
(0)
p�
+
p�
k
� �
(0)
� �n q
+
�H � �n
2
V �
k k k k
q
k
����
(k��k)
This hamiltonian� quadratic in �q
k
� p�
k
� can b e brought to the normal form by a rescaling
�squeezing� transformation
�
(0)
� � 4�
k
k
k
k
k
k
q�
k
� e
�
q� � p�
k
� e
��
p� � e �
�
(0)
����
� �n
k
which acts on the operators a
k
� a
+
as
k
+
a
k
� cosh
k
b
k
� sinh
k
b
+
� a
�k
� cosh
k
b
+
�k �k
� sinh
k
b
k
����
�see Lecture �� The transformation ����� called Bogoliubov transformation� can be shown
to preserve the canonical commutation relations� �b
k
� b
+
� � ��
k
The hamiltonian is now reduced to
� �
�
X
�
X
b
+
b
k
� b
+
k
H � �n
2
V � E
k
k �k
b
�k
� �n
2
V � E
k
b
+
b
k
����
�0
(k��k)
k�
describing a gas of Bogoliubov quasiparticles� the noninteracting bosons created and an�
nihilated by the operators b
+
k
� b
k
� having energy
r
�
2
E
k
� �
(0)
� �n
�
2
� ��n� ����
k
The new ground state is annihilated by all the b
k
� Since for the ground state of the ideal
Bose gas a
k
j�
0
i � �� and the transformation ���� can b e represented as b
k
� Ua
k
U
�1
�
+
b
+
� Ua
k
U
�1
� with
k
� �
� �
X
U � exp
�
k
a
k
a
�k
� a
k
a
�k
�
+ +
A
� ��
k��0
�see Lecture �� one can write the new ground state as j�
�
i � U j�
0
i�
The dispersion relation ����� for small k� is linear�
E
k
� hcjkj � c �
q
�n�m � ��
which is characteristic for sound waves in a �uid� For higher values of k� the dispersion
h
2
takes the form of a usual free�particle expression E
k
�
k
2
� m � �n�
Remarkably� both the collective modes� sound waves� and the single�particle excita�
tions appear on the same dispersion curve� gradually blending into one another at the
energy ca
E
k
� �n� One can gain some insight i n to the di�erence of the modes at large
and small k by considering the �eld equations
h
2
i
� � �
� �H� �N �� � � r
� � �
2
� � � � �h�
t
�
�
2
�
+
�
h
m
2
h�
t
�
�
+
+
+
�
2
�
+
� ���i
+
� �� H� �N �� � � � � r
2
� � �� �
� � �
m
It is instructive to treat these equations as a classical dynamics problem� linearizing near
stationary solution�
�
0
� �� where
�
q
���� The linearized equation has solution
of the form
be
�ikr+i�t
�
�
0
��r� t � � ae
ikr�i�t
�
r
�
2
with
k
h� � � �
(0)
� �n
�
2
� ��n� the same as Eq������ In other words� one can con�
sider condensate with �uctuating amplitude and phase� and show that these �uctuations
propagate in just the same way as the collective m o d e s �����
In such an approach� the di�erence between small and large k follows from the relation
b e t ween the amplitudes a and b obtained from the dynamical equation� At small k� the
sum a � b is much smaller than the di�erence a � b� This means that the oscillations
are predominantly in the phase of the �eld
� not in the modulus� just as one expects
from Goldstone theorem �and the above Mexican hat picture�� At large k� however� the
normal modes have a � b or a � b nearly equal in magnitude� which means that the
oscillation follows a small circle in the complex
plane� i�e� the phase and the modulus
of
participate in the collective oscillations roughly equally�
We can use the above results to estimate the e�ect of condensate depletion due to
interactions� The total density of all particles in the system can be written as
X X
+
+
n � h�
�
ja
0
a
0
� a
k
a
k
j�
�
i � n
0
� sinh
2
k
h�
�
jb
k
b
+
j�
�
i � ��
k
�0 k�k� �0
� �
�
X
B
�
(0)
� �n
C
� n
0
�
B
r
k
� �
C
� ��
�
�
A
k�
2
�0
�
(0)
� �n
�
2
� ��n�
k
Estimating the sum as O��
3�2
�� we �nd that the condensate depletion is a small e�ect� In
contrast� in superfuid
4
He only few percent of the helium atoms are in the single�particle
ground state�
�
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