spectroscopy for secondary structure analyses and fluorescence measurements for tertiary structure analyses. The release profile
Keywords: PEG-poly(histidine) diblock copolymer; Protein stability; Poly(lactic-co-glycolic acid) [PLGA]; Acidic microenvironment;
Buffering capacity
of BSA from the microspheres was monitored using UV spectrophotometry. The rate of PLGA degradation was monitored by gel
permeation chromatography. The pH profile within microspheres was further evaluated by confocal microscopy using a pH-
sensitive dye. Approximately 19 PEG-PH molecules and one BSA molecule coalesced to form an ionic complex around a pH
range of 5.0–6.0. Plain BSA/PLGA and BSA/PEG-PH/PLGA microspheres had a mean size of 27–35 Am. PLGA microspheres
with a BSA loading efficiency N80% were prepared using the double emulsion method. PEG-PH significantly improved the
stability of BSA both in aqueous solutions and in PLGAmicrospheres. The release profiles of BSA from different formulations of
PLGA microspheres were significantly different. PEG-PH effectively buffered the local acidity inside the microspheres and
improved BSA release kinetics by reducing initial burst release and extending continuous release over a period of time, when
encapsulated as an ionic complex. PLGA degradation rate was found to be delayed by PEG-PH. There was clear evidence that
PEG-PH played multiple roles when complexed with BSA and incorporated into PLGA microspheres. PEG-PH is an effective
excipient for preserving the structural stability of BSA in aqueous solution and BSA/PLGA microspheres formulation.
D 2005 Elsevier B.V. All rights reserved.
Stability of bovine serum albumin complexed with
PEG-poly(l-histidine) diblock copolymer in PLGA microspheres
Jong-Ho Kim a,b, Ajay Taluja a, Kristine Knutson a, You Han Bae a,*
a Department of Pharmaceutics and Pharmaceutical Chemistry, University of Utah, 421 Wakara Way Suite 318, Salt Lake City, UT 84108, USA
b Center for Biomaterials and Biotechnology, Department of Materials and Engineering, Gwangju Institute of Science and Technology,
1 Oryong-dong, Buk-gu, Gwangju, 500-712, Korea
Received 1 March 2005; accepted 15 August 2005
Available online 2 November 2005
Abstract
The aim of this study was to examine the stability of bovine serum albumin (BSA) in poly(dl-lactic acid-co-glycolic acid)
(PLGA) microspheres upon addition of a new excipient, poly(ethylene glycol)-poly(l-histidine) diblock copolymer (PEG-PH).
Poly(l-histidine) component can form an ionic complex with BSA under acidic conditions within a narrow pH range. To
optimize the ionic complexation conditions for BSA with PEG-PH, the resulting complex sizes were monitored using the
Zetasizer. PLGA microspheres containing BSA as a model protein were prepared by w/o/w double emulsion method. BSA
stability in aqueous solutions and after release from PLGA microspheres was determined using circular dichroism (CD)
Journal of Controlled Release 109 (2005) 86–100
www.elsevier.com/locate/jconrel
0168-3659/$ - s
doi:10.1016/j.jco
* Correspondin
E-mail addre
ee front matter D 2005 Elsevier B.V. All rights reserved.
nrel.2005.09.016
g author. Tel.: +1 801 585 1518; fax: +1 801 585 3614.
ss: you.bae@m.cc.utah.edu (Y. Han Bae).
ntroll
1. Introduction
Parenteral administration of proteins and peptides
has been a method of choice for systemic delivery of
agents due to ease of administration, bypassing
biologic barriers that prevent proteins from passing,
and the ability to achieve pharmacologic levels of
circulating protein over a relatively short period of
time. Peptides and proteins are frequently adminis-
tered using subcutaneous or intramuscular injections
as well as intravenous infusions. Their short biological
half-lives, usually in the range of several minutes,
require frequent injection regimens and cause consid-
erable discomfort to patients, especially when long-
term or chronic treatment is necessary. A prominent
example is the treatment of diabetes mellitus using
insulin, where patient compliance and long-term
complications are closely associated. There has been
widespread interest in using biodegradable polymers
for controlling the release of proteins [1–4]. One
method available to extend the duration of protein
delivery, thus overcoming repetitive administration by
conventional injections, is encapsulating the protein
within microspheres (MS) composed of a biodegrad-
able polymer. Poly(e-caprolactone), polyanhydrides,
polylactide (PLA), polyglycolide (PGA) and copoly-
mer of lactic and glycolic acid (PLGA) microspheres
have been studied extensively as potential long-term
protein delivery systems [5–10]. Among the biode-
gradable polymers most suitable for formulating
injectable protein-loaded microspheres, most experi-
ence has been gained with PLGA. The popularity of
these biocompatible copolymers can be ascribed in
part to the approval by the FDA of several products
for use in humans and their success as biodegradable
sutures. Microspheres have been used successfully to
control the release of peptides over a period of one
month [11–13]. Compared to peptides like leuprorelin
[11–13], proteins have substantially higher molecular
weights and are more susceptible to chemical degra-
dation and physical inactivation in formulations and
the body [14]. Very few proteins have shown the
ability of controlled delivery from PLGA micro-
spheres [15,16]. This is because proteins undergo
physical denaturation and chemical degradation dur-
ing the fabrication of such controlled-release formu-
J.-H. Kim et al. / Journal of Co
lations [17–23]. In addition, such formulations often
cause unpredictable release profiles, characterized by
a burst effect and incomplete release [24–26]. Issues
such as protein instability at the water/organic solvent
interface in double emulsion w/o/w method, nonspe-
cific interactions with the matrix-forming polymers
[27], and local acidity development within the
degrading polymer matrix need to be thoroughly
addressed [28–30]. The successful application of
PLGA microspheres for controlled delivery of pro-
teins is therefore contingent on maintaining protein
stability during formulation, storage and release and
also achieving a well-defined release pattern. One
approach to tackle protein instability during formula-
tion is to add excipients to the inner aqueous core that
compete with the proteins at the water-organic solvent
interface and can prevent emulsification-induced
denaturation and aggregation. There are reported
studies on protein stability during the primary w/o
emulsion step and the effect of stabilizing excipients
(e.g. cyclodextrins, polyols, and PEGs) [31–34].
Stabilization using surfactants at interfaces and
surfaces has been shown to prevent denaturation.
However, this does not solve other problems associ-
ated with local acidity and undesirable release
patterns. One solution to improve protein release is
to neutralize the acidic microenvironment within the
PLGA microspheres. PLGA degrades through an
acid-catalyzed hydrolysis and produces carboxylic
acids. Various research groups have investigated
methods for stabilizing proteins against the acidic
microenvironment [35–37]. Schwendeman group has
investigated magnesium hydroxide (Mg(OH)2), to
neutralize the acidic microenvironment within the
degrading PLGA microspheres system [37]. This
caused an improved release kinetics and stability of
encapsulated proteins. Since no single method can
address all of the problems associated with protein
stability and delivery, an optimal solution will require
a combination approach.
Proteins interact strongly with both synthetic and
natural polyelectrolytes. Complexation is dependent
upon the ionic strength of the solution as well as the
charge properties of the protein and the polyelectro-
lyte. Protein complexation with polymers in aqueous
solution may be driven by hydrogen bonding,
hydrophobic interactions, and electrostatic interac-
tions. Hydrogen bonding can occur only in special
ed Release 109 (2005) 86–100 87
circumstances under stringent conditions since it
requires not only donor and acceptor atoms, but also
overcoming aggregation and the acidic microenviron-
ment. The imidazole ring in l-histidine (His) has an
ntroll
electron pair on the unsaturated nitrogen that endows
polyHis with an amphoteric nature by rapid and
reversible protonation–deprotonation [41–43]. The
pKa value of PEG-polyHis(or PEG-PH) lies between
6.5 and 7.0 [42,43]. Therefore, PEG-polyHis may
form an ionic complex with a negatively charged
protein such as bovine serum albumin (BSA), within a
pH range of 4.9 to 6.5. The present study is aimed at
investigating the effect of poly(ethylene glycol)-b-
poly(l-histidine) (PEG-PH) diblock copolymer on the
stability of a model protein, BSA. In this report, we
describe the stabilization and release profile of BSA
from PLGA microspheres. Additionally, poly(l-histi-
dine) is a weakly basic polymeric component which
can neutralize the acidic microenvironment within
PLGA microspheres created by acidic degradation
products such as lactic and glycolic acids and acidic
polymer products. The hydrophilic PEG is expected to
prevent nonspecific interactions between BSA and
PLGA matrix polymer. When the BSA/PEG-PH
complex is exposed to physiological pH, it is expected
to dissociate, and expose the native protein.
2. Materials and methods
2.1. Materials
Poly(dl-lactide-co-glycolide) (PLGA, nominal
LA:GA ratio: 50 :50; MW 40,000–75,000), bovine
serum albumin (BSA, fraction V), and poly(vinyl
alcohol) (PVA, MW 85,000–146,000) were purchased
from Aldrich Chemical company. Methylene chloride
(MC) from Fisher Scientific Co. was used without
particular spatial alignment of the donor-acceptor
pairs. Consequently, electrostatic and hydrophobic
interactions are more common factors in protein-
polyelectrolyte complexation [38–40]. These forces
have been widely utilized in a variety of biological
processes, especially for protein separation and
purification. The concept proposed here aims to
utilize smart macromolecules as a novel dtemporal
and reversible molecular shieldT to achieve improved
release kinetics and to retain protein stability while
J.-H. Kim et al. / Journal of Co88
further purification. SNARF-1k dextran conjugate
was from Molecular Probes, Oregon. Poly(ethylene
glycol)-b-poly(l-histidine) (PEG-PH) diblock copoly-
mers were synthesized and characterized as previously
reported [42,43]. The reproducibility of the polymer
synthesis was confirmed. The molecular weight of
PEG-polyHis used in this preliminary study was 7
kDa consisting of two blocks; poly(ethylene glycol)
PEG 2K and polyHis (PH) 5K as determined by 1H
NMR and a polydispersity index of 1.2 as determined
by MALDI-TOF analysis.
2.2. Determination of particle size and stability of
BSA
The positively charged diblock copolymer should
form an ionic complex with a negatively charged
protein such as BSA. The isoelectric point (pI) of
BSA is 4.9. The particle size studies helped to
determine the working pH range for complexation
of BSA and PEG-PH. The aim was to determine an
optimal pH that resulted in a stable ionic complex, so
that it could be incorporated in the PLGA matrix. The
particle size of the BSA and PEG-PH ionic complexes
in an aqueous medium was measured by using
Zetasizer (Brookhaven Instruments Corp. ZetaPALS)
in pH range, from 4.5 to 7.5 at 25 8C. PEG-PH
concentration was fixed at 0.5 mg/mL. BSA concen-
tration was varied from 0.17 to 1.5 mg/mL. Therefore,
the weight ratio of PEG-PH to BSA ranged from 0.33
to 3. The size of uncomplexed PEG-PH and BSAwas
measured within the experimental pH range as
controls.
2.3. Conformational analyses of BSA and BSA/PEG-
PH complexes at different pH
2.3.1. Tertiary structure
To confirm the retention of the tertiary structure of
a protein containing tryptophan residues, researchers
have typically used fluorescence techniques [44,45].
The working pH range for complex formation as
determined from particle size was employed; pH 4.5
and 7.5 were selected as non-complexing pH and pH
5.5 was selected as the optimal pH for ionic
complexation based upon ionic interactions between
BSA and PEG-PH. Fluorescence measurements were
performed using a fluorescence spectrophotometer
ed Release 109 (2005) 86–100
(PerkinElmer LS55). All samples were incubated at
25 8C. To estimate the degree of retention of BSA
ntroll
folded structure, the emission peak of tryptophan
(Trp) in BSA was measured at 25 8C. Trp in a
hydrophobic environment (protein core) presents a
peak at 335 nm and upon exposure to a hydrophilic
environment (unfolding) the peak is shifted to a
wavelength in the range 345 to 380 nm (red shift)
when the excitation wavelength is set at 290 nm [46].
As an indication of BSA’s folded structure, the ratio of
the peaks of BSA (Pt) to native BSA (Pn) at 335 nm
was presented as (Pt /Pn)�100 (%), where Pt is the
peak intensity of released or treated BSA at time t,
and Pn is the peak intensity of native BSA at 335 nm
at time zero. The spectra of PEG-PH and BSA at pH
7.4 were run as controls.
2.3.2. Secondary structure
Retention of secondary structure was monitored
using circular dichroism (CD). The CD spectra were
recorded on a Jasco J-720 spectropolarimeter. A
quartz cuvette with 0.1 cm path length was used.
The spectra were scanned between 190 and 260 nm
with 0.5 nm resolution; 16 scans were taken with a
scan rate of 100 nm min-1 and a time constant of
0.125 s. The spectral analysis was performed by
deconvolution of CD spectra by CDNN v2.1 software
(Gerald Bohm of University of Halle (Germany)).
2.4. Preparation of PLGA microspheres
PLGA microspheres were prepared using a con-
ventional w/o/w double emulsion and solvent evapo-
ration method. BSA and PEG-PH (total 20 mg) were
dissolved in 2 mL of a buffer solution with different
pH. The ionic strength of each buffer was adjusted to
0.15 M with sodium chloride. The pH 4.5 and 5.0
buffer solutions are based on potassium hydrogen
phthalate as per the pharmacopoeia specifications.
The protein solution served as the internal aqueous
phase for the primary emulsion. They were emulsified
with 10 mL methylene chloride containing 500 mg
PLGA for 1 min using a homogenizer (20,000 rpm).
This w/o emulsion was poured into 200 mL of 0.5%
(w/v) poly(vinyl alcohol) (PVA) and 0.5% (w/v)
sodium chloride (NaCl) for secondary emulsion
formation. Emulsification was continued using a
mechanical stirrer at 2000 rpm for 1 min. This
J.-H. Kim et al. / Journal of Co
dispersion was stirred for 4 h at 35 8C for solvent
evaporation. The microspheres were collected by
centrifugation at 3000 rpm for 10 min. The obtained
microspheres were washed with water and freeze
dried for 24 h. The shape and size of microspheres
were visualized with scanning electron microscopy
(SEM, Hitachi S-3000N). The actual BSA loading
efficiency in the microspheres was determined by
extraction of BSA from the MS according to a
technique patented by Tice et al. [47]. The micro-
spheres were first dissolved in methylene chloride
under magnetic stirring. Then 2 mL of a phosphate
buffer solution (PBS, pH 7.4) was added and the
contents were agitated for 1 min. After centrifugation
for 10 min at 3000 rpm twice, the aqueous phase was
transferred into a vial. The aqueous fractions were
collected in the vial and the final volume was made to
5 mL with PBS. After extraction, the encapsulated
amount of protein was determined using UV spec-
troscopy (CARY 3E UV–Visible Spectrophotometer).
The loading efficiency was calculated using the
following equation:
Loading efficiency of BSA %ð Þ ¼ La=Ltð Þ � 100%
where La is the amount of BSA extracted from PLGA
microspheres and Lt is the theoretical loading of BSA
in the PLGA microspheres calculated from the
feeding amount during the preparation.
2.5. Characterization of microspheres
Plain PLGA microspheres containing only BSA
(BSA/PLGA) were smooth and spherical with a mean
size of 23.4F2.3 Am. The loading efficiency of BSA
was 81.3F7.4% as determined by UV spectropho-
tometer. The characterization of microspheres pre-
pared under other conditions was similar to those of
plain PLGA microspheres. Characterization of all
microspheres (including mean size and loading
efficiency) is summarized in Table 1.
2.6. In vitro degradation of PLGA microspheres and
BSA release kinetics
The release of BSA from the microspheres
containing complexed diblock copolymer/BSA was
performed in a simulated physiological fluid; the
microspheres were immersed in a vial containing
ed Release 109 (2005) 86–100 89
PBS, pH 7.4, 0.15 M at 37 8C. The inner water
phase pH in one w/o/w emulsion procedure was 7.4.
aq. p
ntroll
This condition was adopted to examine the effect of
the presence of PEG-PH without ionic association
with BSA during microspheres fabrication on BSA
release profiles. Microspheres containing BSA com-
plexed with PEG-PH at pH 5.5 and BSA only were
also subjected to release kinetics studies. These
control experiments were designed to assess the role
played by PEG-PH in modulating the release
characteristics. The vials were horizontally shaken
at 50 rpm. Aliquots of supernatant were withdrawn
periodically. An equal amount of fresh PBS was
added to the vials containing the microspheres at
each sample withdrawal. Protein content in the
release medium was measured at 280 nm by using
UV (CARY 3E UV–Visible Spectrophotometer).
The structural stability of released BSA was ana-
lyzed as described in the previous section. After the
estimation of the protein content, samples were dried
in vacuo for 24 h to stop further degradation of
PLGA. The samples were kept in a desiccator until
further analysis. The change in molecular weight of
PLGA was monitored by GPC using N,N-dimethyl-
Table 1
The characteristics of PLGA microspheres
Microsphere Ratio (w/w) Inner
BSAa PEG-PH
BSA/PLGA 1 0 7.4
BSA/PH05/PLGA 1 0.5 7.4
BSA/PH10/PLGA 1 1 7.4
BSA/PH20/PLGA 1 2 7.4
BSA/PH20-5/PLGA 1 2 5.5
BSA/PH20-4/PLGA 1 2 4.5
a BSA concentration was fixed at 0.5 mg/mL.
J.-H. Kim et al. / Journal of Co90
formamide (DMF) as an eluent. The change was
determined by comparing the molecular weight at a
given time (Mnt) with the initial molecular weight
(Mn0). The change of molecular weight was defined
as:
Mn % ¼ Mnt=Mn0ð Þ � 100%:
The surface morphology and internal structure of
microspheres were investigated by SEM. To assess
surface morphology, the microspheres were mounted
onto metal stubs using double-sided adhesive tape,
vacuum-coated with a gold film and directly observed
by SEM. For internal structure analysis, the micro-
spheres were embedded in gelatin and cross-sectioned
using an ultra-microtome, coated with gold and
viewed by SEM. These two studies provided a relative
rate of PLGA degradation in MS and the buffering
effect provided by the diblock copolymer.
2.7. pH measurement by confocal microscopy
Further evidence of PEG-PH buffering effect and
the neutralization of acidic microenvironment in
PLGA microspheres were obtained using the combi-
nation of two confocal microscopes, Nikon Diaphot
200 and Yokagowa spinning dish confocal. The pH
within microspheres was determined by SNARF-1R
dextran conjugate, which is a dye that exhibits a
significantly different emission ratio 580 /640 nm
when excited at 488 nm [28]. Emission images at
different wavelengths were collected in photon-
counting mode using 63� objective and intensified
video camera. The ratio was calculated using Openlab
3.09 (Improvision). The calibration bar and pH
calibration bar were constituted using dye solutions
hase pH Size (Am) meanFSD Loading effic
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