Abstract— One of the main driving force behind the
industrial revolution was the invention of the electric motor
more than a century ago. Its widespread use for all kinds of
mechanical motion has made life simple and has ultimately
aided the advancement of human kind.
The advent of the inverter that facilitated speed and
torque control of AC motors has propelled the use of electric
motor to new realms that was inconceivable just a mere
30years ago. Advances in power semiconductors along with
digital controls have enabled realization of motor drives that
are robust and can control position and speed to a high
degree of precision. Use of AC motor drives has also resulted
in energy savings and improved system efficiency.
Yaskawa Electric Corporation has been at the forefront
of technology, creating reliable drives that consistently push
the envelope of engineering achievement. This paper reviews
Yaskawa’s role in the development and application of the
inverter technology to AC motor drives and introduces some
futuristic vision for the motor drive technology. The
development of more efficient, more powerful electric motor
drives to power the demands of the future is important for
achieving energy savings, environmentally harmonious
drives that do not pollute the electrical power system, and
improving productivity. Yaskawa wants to be an integral
part of this future and hopes to contribute significantly to
achieve this.
I. INTRODUCTION
The electric motor and its control have advanced
considerably in recent years. This can be attributed to
significant progress in the field of power electronics
enabled by unprecedented progress in the semiconductor
technology. The benefit of improvement in the motor
drive industry has touched varied applications, from heavy
and large industrial equipment such as rolling mills in steel
making plants, paper mills, etc. to “Mechatronics”
equipment used in machine tools and semiconductor
fabrication machines. The AC motor controller comprises
of the induction motor controller and the permanent
magnet motor controller, both of which have played a key
role in the overall progress of the motor drive industry.
Fig. 1 shows a current inverter (induction motor
controller) and AC servo drives (permanent magnet AC
motor and their controllers). The controllers shown in Fig.
1 employ the latest that industrial technology has to offer
[1] in power semiconductors using the most advanced
motor drive control algorithms in the form of vector
control. Such controllers are ubiquitous in varied
industrial and commercial applications of the present day
and age. As the use of AC motor drives becomes more
widespread, it is difficult to ignore an important fact - the
electric power used by electro-mechanical energy
conversion equipment, of which electric motors form the
bulk, exceeds 70% of the total industrial electric power
produced. Given the fact that future residential
applications will soon be using motor drives in washing
machines to HVAC applications, it is
Figure 1: Typical AC motor drives. (a) 3-level Induction motor
controller; (b) AC servo drives and servomotors.
important to concentrate R&D efforts in achieving higher
efficiency and smaller size products that use less raw
material, are less toxic to the environment, have a long
MTBF, and are easy to recycle. Yaskawa Electric
Corporation wants to be a part of such a future.
The concepts, ideas, and equipment used in the motor
drives industry are easily applicable to harnessing energy
from alternate sources, including Solar Energy and Wind
Energy. Hence, it is not surprising to find power
electronics to play an important role in these applications.
The motor drives industry can thus become a key player in
solving the future energy crisis and simultaneously
contribute significantly to environmental preservation.
II. AC MOTOR DRIVES
The present day industry categorizes AC motor drives
into two distinct categories – Induction Motor Drives, and
Permanent Magnet AC Motor Drives. The basic
difference between the two types of drives is performance
and cost. Induction motor still forms the work horse of
today’s industry. Applications that use induction motor
may not need very high precision position and velocity
control. Such applications typically use what is known in
the industry as “General Purpose AC Motor Drives”.
However, the machine tool industry that caters to the
semiconductor manufacturing and other sophisticated
industries, require highly precise and controlled motion.
Permanent magnet motors are the motor of choice because
of their smaller size, higher efficiency, lower inertia, and
hence higher controllability. Such motors are clubbed into
the Servo Motor category and are controlled by Permanent
Magnet AC Motor (PMAC) Drives and are typically more
expensive than their induction motor counterpart.
A. General Purpose AC Motor Drives – V/f Control
The power structure of the General Purpose AC Motor
Drives is similar to the PMAC motor drives. Both of these
PRESENT STATE AND A FUTURISTIC VISION OF MOTOR DRIVE TECHNOLOGY
Mahesh Swamy
Yaskawa Electric America, Inc.
Waukegan, IL, U.S.A.
Email: mahesh-swamy@yaskawa.com
Tsuneo Kume
Yaskawa Electric Corporation
Kitakyushu City, Fukuoka, Japan
Email: tjkume@yaskawa.co.jp
drives are referred to as Voltage Source Inverters, a term
which will soon be clear. Since the power topology
includes a large DC bus capacitor as a filter, and since it is
the voltage that is modulated to provide variable voltage,
variable frequency to the AC motor, such an inverter
topology is called a Voltage Source Inverter and forms the
integral part of most present day AC motor Drives. A
typical schematic of the present day AC motor drive is
shown in Fig. 2.
+
-
Qu1
Qu2
Qv1
Qv2
Qw1
Qw2
E
2
E
2
Soft
Charge
IM
U
V
W
Optional DC
link Choke
Figure 2: Schematic of a typical voltage source inverter based AC
motor drive.
The general purpose AC motor drives typically
provide constant flux into the induction motor. Since the
motor flux is the ratio of the voltage to the frequency (V/f)
applied to the motor, this ratio is held constant to achieve
constant flux operation. The motor current increases
almost linearly with load. Conveyor belts and other
frictional loads require such profiles.
For centrifugal loads like fans and pumps, the flux in
the motor can be altered to follow a square function. By
doing this, the power consumed by the motor becomes a
cubic function of speed (P∝f3) enabling significant energy
savings. Even if the V/f is held constant in these types of
applications, there is still significant energy savings
compared to constant speed drives, where relatively large
losses are associated with valve or damper control.
Thanks to the square type torque characteristics of the
load, voltage reduction at lower speed range is possible
that improves efficiency further. The resulting
improvement in efficiency is so significant that even the
member countries that ratified the Kyoto agreement in the
year 2000 agreed to convert fans and pumps from being
operated directly across the line to be operated via AC
motor drives to save energy and reduce the overall carbon
foot print of a given plant. It is significant and important
not only for those countries but for all people using
centrifugal loads to convert the fixed speed fans and
pumps to variable speed.
B. High Performance AC Motor Drives – Vector Control
Though the majority of industrial applications require
unsophisticated V/f control, there are quite a few
applications that require higher performance. Such
applications include machine-tool spindle drives, paper
making machines, winders and pinch rolls in Iron and
Steel industries, elevators, top drives for oil drilling,
winders/un-winders, pick and place operations, printing,
rolling mills, and other applications requiring high torque
at low speed. Such performance was achievable in the
past using DC motors, which are now being replaced by
vector controlled AC Motors. The term vector control
refers to techniques where the torque component of the
input current is controlled orthogonally to the magnetic
field in the induction motor to result in optimal torque
production. Such orientation based control is called Field
Oriented Control. Similar to a DC machine, it is now
possible to independently control the field flux and motor
torque to achieve high performance from AC motors.
The basic idea of field oriented control is to transform
the input time varying current flowing into the motor from
three phase to time varying two phase components called
α and β components. These α and β components are then
transformed into two axis (d-axis and q-axis) that rotate
synchronously with the air-gap magnetic field of the motor
thereby making them stationary with respect to the
rotating magnetic field of the AC motor (Fig. 3(a)). By
maintaining the orthogonal relationship between the
d-axis and q-axis components and by controlling the
q-axis component, optimal torque is produced even at
standstill condition. The transformation of the motor
current from 3-phase to d-q axis requires instantaneous
position and speed of the rotor, which is achieved using
pulse encoders mounted on the shaft of the AC motor.
There are two fundamental approaches to field
oriented control. They are: a. Direct Field Oriented
Control, and b. Indirect Field Oriented Control [2].
In the direct field oriented control method, the position
and magnitude of the air-gap flux in the AC motor is
derived from measurement of motor input voltage and
current. The measured flux is compared with a steady
reference flux, and is fed into a flux regulator that forces
the q-axis flux to go to zero to achieve complete
decoupling between the two orthogonal axes. The d-axis
value of the measured flux is also used to compute the
measured electromechanical torque being produced by the
motor, which is then compared with the reference torque.
The torque regulator controls the torque producing
component of the current to achieve desired torque at
desired speed. The angle information from the encoder is
directly used to perform the transformation from
three-phase to two-axis and vice-versa.
The control philosophy in the indirect field oriented
control is quite different from the direct field oriented
control. Air-gap flux is not explicitly calculated in the
case of indirect field oriented control. The motor slip is
calculated based on measured current parameters. The
calculated slip is used to calculate the slip angle, which is
then added to the angle information from the encoder to
achieve the correct position of the air-gap flux. The newly
estimated angle is used for the transformations so that the
d-axis motor current is aligned correctly with the air gap
flux to achieve high performance torque control even at
standstill. This is clearly one significant advantage of the
indirect field oriented control over the direct field oriented
control. However, the calculation of the motor slip angle
requires information about the rotor parameters that is
sensitive to temperature and other operating conditions.
This sensitivity is more pronounced in higher power
motors. At higher speeds, the resolution of the encoder
and the computation time available for the microprocessor
to compute the slip angle are typical limitations with the
indirect field oriented control method. This limitation
does not exist with the direct field oriented control method
and the use of both of this type of control – indirect field
oriented control for standstill and low speed range and
direct field oriented control for high speed range is a
classical way of modern control, given the fact that the
present day microprocessors are robust enough to do
computations for both methods and switch over from one
to the other depending on the state of a flag that is settable
based on the speed of the motor. Typical control
schematic for the two types of control along with the
concept of coordinate transformation is shown in Fig. 3
[2].
c-axis
b-axis
ia
ib
ic
a-axis
q-axis
θr
d-axis
iα
iβ
idr
iqr
ν
iqs
ids
q-axis
d-axis
iqs
idsν
(a)
VECTOR
ROTATOR
2-to-3
Phase
Transf
PWM
Volt.
Mod.
ω m*
ω fdbk
1/p
θ m
ω err
SPEED
REG.
TORQUE
LIMIT
T
T*
TORQUE
REG.
iq*
iq
CURRENT
REG.
Vqo
Vq*
Vd*
Vdo
id
id*
CURRENT
REG.
FLUX
REG.
λ r
λ r*
FIELD
WEAK.
(b)
VECTOR
ROTATOR
2-to-3
Phase
Transf
K1
PWM
Volt.
Mod.
ω m*
ω fdbk θ m
ω err
SPEED
REG.
TORQUE
LIMIT
iq*
iq
CURRENT
REG.
Vqo
Vq*
Vd*
Vdoid
id*
CURRENT
REG.
λ r*
FIELD
WEAK.
p
K2
Slip
Calc.
1/p
ω slip
θ slip
+
+
θ sync
(c)
Figure 3: Schematic of typical induction motor control in modern AC
drives. (a) 3-phase to 2-phase to 2-axis transformation, (b) Direct Field
Oriented control and (b) Indirect Field Oriented control.
C. High Performance AC Motor Drives – Sensorless Control
In the control schemes discussed above and shown in
Fig. 3, the encoder feedback forms an integral part.
Unfortunately, in many industrial applications, there is
fear that either the signal wires carrying the encoder signal
could break or the encoder itself could be rendered
un-operational due to hostile environment like heat and
humidity at the motor.
In other cases, the mounting of the encoder on the shaft
may present an expense that the consumer is not prepared
to bear. In either case, there is a need to achieve high
performance from AC motors without the use of encoder
signal.
The situation described above leads to a new breed of
controllers called sensorless control. Some drive
manufacturers call this type of control as “open-loop
control”. The advent of sophisticated microprocessors
with capability of performing real time highly-intense
calculations has made this field of study very interesting
and challenging.
Many researchers have worked on this topic and it still
forms an important research and development topic at
many major motor drive manufacturers. Two methods are
gaining popularity. They are: a. using the motor itself as a
sensor by injecting high frequency signal into the motor to
reveal saliencies due to slot and teeth of the stator
structure; and b. Flux observer based on a machine model
that is updated as the motor temperature changes. In the
latter case, operation at zero input frequency is not
possible, while the exploitation of motor saliencies to
identify the rotor position has been shown to be able to
control the motor even at zero input frequency [3].
Practically speaking, zero shaft speed is adequate in
many high performance applications like winders and top
drives, where the drill bit is typically tightened and
loosened when the bit needs to be changed. Hence, the
flux observer, employed in Direct Torque Controlled
(DTC) drives is more than adequate for such applications.
Other flux observers that use standard PWM techniques
are also sufficient provided the internal microprocessor
used is fast enough to perform the needed calculations for
the flux observer. Many researchers have worked in this
area and quite a few motor drive manufacturers are
coming out with sophisticated sensorless algorithms that
push the boundaries consistently.
III. ADVANCES IN POWER TOPOLOGY
Significant progress in semiconductor technology has
facilitated higher switching frequency of PWM based
voltage source inverters – the workhorse of the modern
day AC motor drive. Carrier or switching frequencies in
the range of 10-kHz to 15-kHz is quite common. This
significantly contributes to improved controllability of
voltage, current, and torque. It also helps in the reduction
of acoustic noise. However, high-speed switching of
IGBTs increases high frequency leakage currents, bearing
currents, and shaft voltage. It also contributes to voltage
reflection issues that result in high voltage at the motor
terminals, especially when the motor is at distances farther
than 20m from the drive. Researchers and engineers in the
area of power electronics and ac motor drives have long
recognized this and have developed many tools that are
inserted in between the drive and the motor to handle such
application issues.
A. Three-Level Neutral Point Clamped Inverter
Instead of adding a component in between the drive
and the motor, modifying the power topology to reduce
the problems described above is a much prudent approach.
Yaskawa Electric Corporation was the first drive
manufacturer to come out with a three-level drive structure
for general purpose low voltage application [4]. The
three-level drive topology employed by Yaskawa is called
the Neutral Point Clamped three-level inverter.
The neutral point clamped (NPC) three-level inverter
was introduced first by A. Nabae, I. Takahashi and H.
Akagi in 1980 and published in 1981 [5]. With this circuit
configuration, the voltage stress on its power switching
devices is half that for the conventional two-level inverter
(Fig. 2). Because of this nature, it was applied to medium
and high voltage drives. Early applications included the
steel industry and railroad traction areas in Europe [6][7]
and Japan [8].
In addition to the capability to handle high voltage, the
NPC inverter has favorable features; lower line-to-line and
common-mode voltage steps, more frequent voltage steps
in one carrier cycle, and lower ripple component in the
output current for the same carrier frequency. These
features lead to significant advantages for motor drives
over the conventional two level inverters in the form of
lower stresses to the motor windings and bearings, less
influence of noise to the adjacent equipment, etc.
Combined with a sophisticated PWM strategy, it also
makes it possible to improve the dynamic performance
employing the dual observer method.
In order to benefit from the above features, general
purpose pulse-width modulated (PWM) NPC inverters
have been developed for low voltage drive applications [9],
[10]. In this product, a unique technology is used to
achieve balancing of the dc bus capacitor voltages [11].
Details are described in the following sections.
Figure 4 shows the circuit diagram of the NPC
three-level inverter [4]. Each phase has four switching
devices (IGBTs) connected in series. Taking phase U as an
example, the circuit behaves in the following manner.
When IGBTs QU1 and QU2 are turned on, output U is
connected to the positive rail (P) of the dc bus. When QU2
and QU3 are on, it is connected to the mid-point (O) of the
dc bus, and when QU3 and QU4 are on, it is connected to the
negative rail (N). Thus, the output can take three voltage
values compared to two values for the conventional
two-level topology. Relation between the switching states
of IGBTs and the resulting output voltage with respect to
the dc mid-point is summarized in Table 1.
U V W
Qu1
P
N
E
iw
O
E
2
E
2
Qu2
Qu3
Qu4
Qv1
Qv2
Qv3
Qv4
Qw1
Qw2
Qw3
Qw4
iviu
Figure 4: The neutral point clamped three-level inverter circuit topology.
DC bus capacitors need to be connected in series to
get the mid-point that provide the zero voltage at the
output. This is not a drawback since series connection of
the dc capacitors is a common practice in general-purpose
Table 1: Relation between switching -States and output voltage
Qu1 Qu2 Qu3 Qu4 Vu
ON ON OFF OFF +E/2
OFF OFF ON ON -E/2 Switching State
OFF ON ON OFF 0
inverters rated at 400 – 480 V range due to the
unavailability of high voltage electrolytic capacitors. The
current from the inverter b
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