LETTERS
PUBLISHED ONLINE: 20 DECEMBER 2009 | DOI: 10.1038/NGEO722
Ecohydrologic separation of water between trees
and streams in a Mediterranean climate
J. Renée Brooks1*, Holly R. Barnard2, Rob Coulombe3 and Jeffrey J. McDonnell2,4
Water movement in upland humid watersheds from the soil
surface to the stream is often described using the concept
of translatory flow1,2, which assumes that water entering the
soil as precipitation displaces the water that was present
previously, pushing it deeper into the soil and eventually
into the stream2. Within this framework, water at any soil
depth is well mixed and plants extract the same water that
eventually enters the stream. Here we present water-isotope
data from various pools throughout a small watershed in the
Cascade Mountains, Oregon, USA. Our data imply that a pool
of tightly bound water that is retained in the soil and used by
trees does not participate in translatory flow, mix with mobile
water or enter the stream. Instead, water from initial rainfall
events after rainless summers is locked into small pores with
low matric potential until transpiration empties these pores
during following dry summers. Winter rainfall does not displace
this tightly bound water. As transpiration and stormflow are
out of phase in the Mediterranean climate of our study site,
two separate sets of water bodies with different isotopic
characteristics exist in trees and streams. We conclude that
complete mixing of water within the soil cannot be assumed for
similar hydroclimatic regimes as has been done in the past3,4.
Links between plant water-use (transpiration) and hydrology
have been examined quantitatively since the paired-watershed
studies in 1921 (ref. 5). These watershed-scale experiments clearly
demonstrated links between vegetation and streamflow. However,
the paired-watershed approach can only infer the mechanisms
behind these vegetation–streamflow interactions6–8. Central to
these inferred mechanisms is translatory flow downslope to the
stream, and mixing of water within the soil profile1,2. Complete
mixing of water in the subsurface is the central tenant of most
watershed hydrology models today9,10. These concepts influenced
ecology, leading to the idea that roots take up water from the
same pool that is moving to the stream. However, is this really
so? Using stable isotopes, Dawson and Ehleringer11 demonstrated
complex interactions between plant water and hydrological pools,
showing that some streamside trees used deeper groundwater
instead of streamwater. Nevertheless, diel fluctuations in baseflow
at watersheds around the world demonstrate clear interactions
between transpiration and streamflow12.
Here, we directly explore links between hydrology and tran-
spiration at the small watershed scale in a seasonally dry climate.
Our central questions were: to what extent do trees and streams
return the same water pool to the hydrosphere and how does this
vary spatially within a watershed? These questions are fundamental
to testing watershed hydrology models3,13 and coupled ecology–
biogeochemical–hydrologymodels, which assume completemixing
of water moving through the soil towards the stream. Little if any
1Environmental Protection Agency, Western Ecology Division, Corvallis, Oregon 97331, USA, 2Department of Forest Engineering, Resources, and
Management, Oregon State University, Corvallis, Oregon 97331, USA, 3Dynamac Corporation, Corvallis, Oregon 97331, USA, 4School of Geosciences,
University of Aberdeen, Aberdeen, Scotland AB24 3UF, UK. *e-mail: Brooks.ReneeJ@EPA.gov.
June 2004
10 cm soil
20 cm soil
30 cm soil
50 cm soil
100 cm soil
Trees
Stream
Average
precipitation
September 2004
δ18O (‰)
-14 -12 -10 -8 -6 -4
Rain during
sampling
August 2005
LMWL
GMWL
¬100
¬90
¬80
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–60
–50
¬100
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¬110
¬100
¬90
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¬14 ¬12 ¬10 ¬8 ¬6 ¬4
2 H
(
(
δ
¬14 ¬12 ¬10 ¬8 ¬6 ¬4
¬14 ¬12 ¬10
18O
¬8 ¬6 ¬4
(
(δ
18O (
(δ
2 H
(
(
δ
2 H
(
(
δ
18O (
(δ
Figure 1 | Water isotopes (δ18O and δ2H) of bulk soil water, xylem water,
stream and estimated annual average precipitation. Isotopes were
collected on three different dates at 32 plots randomly distributed across
Watershed 10. LMWL represents the local meteoric water line (dashed line,
based on autumn 2006 precipitation data, δ2H= 10.3+7.8 δ18O) and
GMWL is the global meteoric water line (solid line, δ2H= 10+8 δ18O).
empirical evidence exists to support or refute this assumption in
humid regions. We examined δ18O and δ2H of rainfall, streamflow
and in soil and tree water collected from 32 plots throughout a 10 ha
NATURE GEOSCIENCE | ADVANCE ONLINE PUBLICATION | www.nature.com/naturegeoscience 1
© 2009 Macmillan Publishers Limited. All rights reserved.
LETTERS NATURE GEOSCIENCE DOI: 10.1038/NGEO722
V
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Pr
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(m
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Top
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St
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Pr
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O
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18 Sept. 2 Oct. 16 Oct. 30 Oct. 13 Nov. 27 Nov. 11 Dec.
18 Sept. 2 Oct. 16 Oct. 30 Oct. 13 Nov. 27 Nov. 11 Dec.
18 Sept. 2 Oct. 16 Oct. 30 Oct. 13 Nov. 27 Nov. 11 Dec.
18 Sept. 2 Oct. 16 Oct. 30 Oct. 13 Nov. 27 Nov. 11 Dec.
Date
Date
Date
Date
Figure 2 | Hydrologic dynamics during autumn 2006. a–d, Seasonal
course of precipitation (a), soil moisture at six soil depths (b), precipitation
δ18O (c) and stream flow (d). The grey bar in c represents the range of
isotope values measured in the stream during this timeframe. Precipitation
isotopes were collected at both the top and bottom of the watershed in
5 mm increments, except in December when the bottom collector
malfunctioned and collected samples integrated over a week. Precipitation
and streamflow δ2H values are not shown, but all samples fell on or very
near the LMWL (Supplementary Fig. S4).
watershed at the H. J. Andrews Experimental Forest in Oregon.
Our working hypothesis was that the δ18O and δ2H of soil and
tree water from plots near the stream would be more isotopically
similar to streamwater than plots located further away. However,
we did not find any plots where soil or tree water was isotopically
similar to the stream (Fig. 1). Isotope ratios from streamwater
and the average annual precipitation weighted by volume were
similar (−73.0 and −72.5h for δ2H and −10.7 and −10.8h
for δ18O, respectively) and plotted on the local meteoric water
line (LMWL), indicating that neither streamwater nor precipita-
tion was measurably altered by evaporation. In contrast, all soil
and tree water samples fell below the LMWL, indicating some
evaporation. Surprisingly, vertical variation in soil–water isotopes
at a single plot was much greater than spatial variation at any
depth across the watershed (analysis of variance, F = 106.6 for
depth, F = 2.9 for plots). Soil–water isotope ratios decreased with
depth at all plots, from an average of −8.3 and −71.5h at 10 cm
V
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Top precipitation
Bottom precipitation
Stream
St
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20 cm
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a
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15 Oct. 16 Oct. 17 Oct. 18 Oct.
Date
15 Oct. 16 Oct. 17 Oct. 18 Oct.
Date
15 Oct. 16 Oct. 17 Oct. 18 Oct.
Date
15 Oct. 16 Oct. 17 Oct. 18 Oct.
Date
Figure 3 | Time course of the first large precipitation event in October
2006. The data are the same as shown in Fig. 2.
to −12.3 and −94.6h at 100 cm for δ18O and δ2H, respectively.
This pattern was consistent for three different sampling times
during two summers. Isotope ratios of tree water were similar
to integrated values of the soil–water isotope ratios (−10.1 and
−10.3h for δ18O and −85.7 and −81.0h δ2H for trees and soils,
respectively). These findings suggest, paradoxically, that even in
this steep, humid watershed, trees take up water from soil-water
pools that do not contribute measurably to streamflow—and
that streamwater shows no evidence of evaporative enrichment
that is evident within the soil water during the dry summer.
These two water worlds (mobile water expressed in the stream
and tightly bound water represented by the plant water) are
surprisingly distinct.
Although evaporation can account for the isotopic ratios falling
to the right of the LMWL (Fig. 1), evaporation cannot account for
variation along the line, particularly low isotope ratios found in soil
water at depth: values that are lower than base-flow streamwater
and the annual average precipitation isotope ratio. Furthermore,
soil–water isotopic ratios collected in September 2004 were not
correlated with isotopic ratios collected in August 2005 at the same
depth and the same plot (P = 0.93, 0.73 and 0.50 for 100, 50 and
30 cm depths respectively), indicating that this tightly bound water
is not the same year to year. Rainfall that occurred before sampling
did not have isotopic ratios that could account for this pattern with
2 NATURE GEOSCIENCE | ADVANCE ONLINE PUBLICATION | www.nature.com/naturegeoscience
© 2009 Macmillan Publishers Limited. All rights reserved.
NATURE GEOSCIENCE DOI: 10.1038/NGEO722 LETTERS
Tightly
bound
water
Groundwater
Precipitation
(rainout)
Autumn wet-up
Preferential flow
M
obile w
ater
Groundwater
Dry season
Preferential flow
Mobile
water
Groundwater
Precipitation
(rainout)
Rainy season
Preferential flow
Mobile
water
a cb
¬8
¬10
¬12
¬14
¬6
Tightly
bound
water
T
ightly bound w
ater
Streamflow StreamflowStreamflow
Transpiration
Evaporation
Figure 4 | Conceptual model for water resource separation in a Mediterranean climate. a, During autumn wet-up, pores within soil layers fill sequentially
with progressively more isotopically depleted water as the wetting front moves to depth (δ18O values shown) and the rainout process occurs during a large
soil-wetting precipitation event. b, During the winter rainy season, precipitation moves through the profile through larger pores and preferential flow paths.
c, During the dry summer, large pores drain, emptying mobile and preferential flow paths. The remaining soil water is tightly bound within small pores and
used by plants for transpiration.
depth (Supplementary Fig. S1), leaving another paradox as to how
these isotopic patterns were created.
We suggest that the observed depletion in heavy isotopes of
water with depth is caused by soil–water recharge during the
first large autumn rain event, whereby increasingly isotopically
depleted precipitation through the event recharges deeper and
deeper soil. We observed that precipitation isotope values (in
5mm increments) ranged from −3.7 to −23.2h for δ18O and
from −26.8 to −174.1h for δ2H during 2006 early autumn
rain events, spanning the range of isotopic values found in the
soil. Rainfall isotope ratios became more depleted through rain
events resulting from Rayleigh distillation of heavy isotopes14,15
(Fig. 2c), such that δ18O values similar to deep soil values during
summer (−14 to −12h) were frequently observed at the end
of intense rainfall. During the first storm where large rainout
effects were noted, we observed the largest annual increase in
soil moisture (Fig. 2b, Supplementary Fig. S2), but this event had
minimal impact on stream discharge (Fig. 2d). Once soil moisture
had reached a maximum, stream discharge became responsive
to precipitation (Fig. 2a,d). For example, the increase in stream
discharge after the first big storm on 15 October accounted
for only 4% of rainfall input, whereas after soil moisture was
fully recharged on 2 November, discharge accounted for 55% of
precipitation input. Examining the interaction between soil–water
recharge and the isotopic rainout effect during precipitation events
reveals that precipitation isotopes were relatively enriched when
the shallower soil–water content increased (Fig. 3). Later, when
water content increased in deeper soil, the precipitation δ18O
values were markedly lower (approximately −12h): the range
observed at 1m depth during the summer. We hypothesize that
this interaction explains the pattern of soil-water isotopes observed
during the dry summers.
It is striking that these first waters that wet-up the soil are able to
persist in the profile through an entire rainy season. If the observed
isotopic pattern of soil water during the summer (Fig. 1) came
from initial autumn rainout events, then precipitation over the
remainder of the year did not mix fully with water in those small
pores. We tested this by comparing the isotopic content of tightly
bound soil water with mobile soil water. We measured soil water
collected in low-tension lysimeters, which represents mobile water,
and bulk soil water extracted cryogenically16, which contains both
mobile andmatric-boundwater. For each collectionwhen lysimeter
water was present, bulk soil water was always more depleted in
heavy isotopes than lysimeter water collected at the same depth
and location (Supplementary Fig. S3). Isotopic fractionation is not
likely because all water samples fall on the LMWL, are within the
range of precipitation inputs (Supplementary Fig. S4) and advection
processes do not fractionate water isotopically14. This difference
between pools could occur only if tightly bound water did not fully
mix with water moving through the profile.
Soil in this watershed has a bimodal distribution of pore sizes,
with approximately 40% of pores greater than 0.3mm and 45%
smaller than 0.03mm in the upper soil. Below 1m depth, this ratio
shifts to 70% of pores smaller than 0.03mm (ref. 17). As the clay
content is over 30%, many of these small pores would be similar
in size to clay particles, which are less than 2 µm. As a result of
interactions between matric and gravitational potential, pores with
the smallest body size (the largest diameter of the pore) are the first
to fill, and pores with the smallest neck size (the smallest diameter
of the pore) are the last to drain18. Therefore, pores with small
diameters for both the body and neck fill first and drain last, thus
containing water that would be relatively immobile compared with
water in larger pores. As in saturated soils, hydraulic conductivity
increases to the fourth power with increasing pore diameter, large
pores would be the dominant pathway of water moving through
the profile during the rainy season. However, during the summer
once soils are below field capacity, the large pores that take the least
tension to drain would be empty, and remaining soil water would
be in small pores having matric potentials less than what gravity
can drain. These pores have the longest water-residence time19,20
and probably have retained the same water that initially filled them
during the autumn wet-up.
Primary forces in soils sufficient to drain smaller pores are
tensions exerted by plant roots or direct soil evaporation. As
evaporation from soil decreases rapidly with depth21, plant roots
are primarily responsible for soil drying significantly below field
capacity. As summer proceeds, progressively smaller pores would
contain water held by lower matric potentials. We have observed
NATURE GEOSCIENCE | ADVANCE ONLINE PUBLICATION | www.nature.com/naturegeoscience 3
© 2009 Macmillan Publishers Limited. All rights reserved.
LETTERS NATURE GEOSCIENCE DOI: 10.1038/NGEO722
soil matric potentials in Douglas-fir stands at −300 kPa at 1m
depth to −1,200 kPa at 20 cm depth22,23 and Douglas-fir roots can
continue to take up water at water potentials below −1,500 kPa
(ref. 24). Thus, plants are able to take up tightly bound soil water
whenmobile water is not available during the dry summer.
Our results indicate that for this seasonally dry watershed within
the Cascade Mountains of Oregon, soil water is separated into two
water worlds: mobile water, which eventually enters the stream, and
tightly bound water used by plants. We conceptualize that during
the first autumn rains, water filling the small pores retains the
isotopic signature of precipitation that first filled them (Fig. 4). As
deep soils wet last (Fig. 3), small pores in deep soil would contain the
most isotopically depleted water resulting from the isotopic rainout
effect. Through the rainy season, water flows vertically through
larger pores, and seems not to mix with water in smaller pores.
Once transpiration resumes during dry summers, plants use the
tightly bound water after mobile soil water that feeds groundwater
and streams has drained.
This conceptual framework requires further testing to see if the
underlying mechanisms are true, and if such separation of water
resources holds for different climates and locations. Nevertheless,
our work challenges the assumptions of translatory flow and the
idea that plants and streams use the same water pools, and calls into
question the assumptions of how water mixing in the subsurface
operates regardless of location. Although this high degree of
separation that we found would probably be observed only in
other seasonally dry climates, our results imply that water with
the longest residence time in soil (in small pores with low matric
potential) is more likely removed by plants and not delivered to
the stream. Previous estimates of streamwater-residence time in
this watershed25 are seriously challenged by this concept where
segregation of water in small and large pore spaces result in
very different residence-time distributions in the landscape. The
implications of these findings are perhaps most profound for
biogeochemical cycling and transport of nutrients to streams26,27.
Methods
This research was conducted at the H. J. Andrews Experimental Forest in the
Western Cascade Range of Oregon (44.2◦ N, 122.2◦W). The climate is characterized
by wet, mild winters and dry, cool summers. Themeanmonthly temperature ranges
from 1◦C in January to 18 ◦C in July. Precipitation increases with elevation from
about 2,300mm at 410m elevation to over 3,550mm at 1,630m, and less than 8%
of precipitation falls during the summer (June–September). The study took place
in Watershed 10 (WS10), a 10 ha watershed that was 100% clearcut in 1975 and
is forested with ∼30-yr-old Douglas-fir (Pseudotsuga menziesii (Mirb.) Franco).
Elevation in WS10 ranges between 425 and 700m. Soils within this watershed are
gravelly clay loams for the surface with lower layers consisting of gravelly silty clay or
clay loams with textures averaging 27, 35 and 38% sand, silt and clay, respectively17.
Porosity is approximately 60%. Data have been collected on streamwater discharge,
climate, stream chemistry and vegetation since before clearcutting.
For our spatially intensive sampling, water samples for isotopic analysis were
collected at 32 locations next to permanent vegetation plots randomly distributed
throughout the watershed covering the range of elevation and aspect. Samples were
collected at the beginning of the dry season, 28 June 2004, and once at the end of
the dry season, 14 September 2004, and again on 28 August 2005. At each site, tree
water samples were collected from suberized xylem of three trees, which reflects
soil water from where the trees are withdrawing water, as trees do not fractionate
water during uptake28. Soil samples were collected from 5 depths (10, 20, 30, 50 cm
and 1m, if possible) and were divided into two parts, one for isotopic analysis and
another for gravimetric soil moisture measurement. In addition, several stream
samples were collected at the weir during the day.
For our temporally intensive sampling in the autumn of 2006, water samples
for isotopic analysis were collected weekly from five of the permanent vegetation
plots: two in
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