Controlling Chromatin
Structure
CHAPTER OUTLINE
Introduction
Chromatin Can Have Alternative States
• Chromatin structure is stable and cannot be changed by
altering the equilibrium of transcription factors and
histones.
Chromatin Remodeling Is an Active Process
• There are several chromatin remodeling complexes that use
energy provided by hydrolysis of ATP.
• The SWI/SNF, RSC, and NURF complexes all are very large,
and they share some common subunits.
• Aremodeling complex does not itself have specificity for
any particular target site, but must be recruited by a compo
nent of the transcription apparatus.
Nucleosome Organization May Be Changed
at the Promoter
• Remodeling complexes are recruited to promoters by
sequence-specific activators.
• The factor may be released once the remodeling complex
has bound.
• The MMTV promoter requires a change in rotational position
ing of a nucleosome to allow an activator to bind to DNA on
the nucleosome.
Histone Modification Is a Key Event
• Histones are modified by methylation, acetylation, and
phosphorylation.
Histone Acetylation Occurs in Two Circumstances
• Histone acetylation occurs transiently at replication.
• Histone acetylation is associated with activation of gene
expression..
Acetylases Are Associated with Activators
• Deacetylated chromatin may have a more condensed
structure.
• Transcription activators are associated with histone acety
lase activities in large complexes.
• Histone acetylases vary in their target specificity.
• Acetylation could affect transcription in a quantitative or
qualitative way.
Deacetylases Are Associated with Repressors
• Deacetylation is associated with repression of gene activity.
• Deacetylases are present in complexes with repressor
activity.
Methylation of Histones and DNA Is Connected
• Methylation of both DNA and histones is a feature of inac
tive chromatin.
• The two types of methylation event may be connected.
Chromatin States Are Interconverted by Modification
• Acetylation of histones is associated with gene activation.
• Methylation of DNA and of histones is associated with
heterochromatin.
Promoter Activation Involves an Ordered Series of Events
• The remodeling complex may recruit the acetylating
complex.
• Acetylation of histones may be the event that maintains the
complex in the activated state.
Histone Phosphorylation Affects Chromatin Structure
• At least two histones are targets for phosphorylation, possi
bly with opposing effects.
Some Common Motifs Are Found in Proteins That Modify
Chromatin
• The chromo domain is found in several chromatin proteins
that have either activating or repressing effects on gene
expression.
• The SET domain is part of the catalytic site of protein
methyltra nsferases.
• The bromo domain is found in a variety of proteins that
interact with chromatin and is used to recognize acetylated
sites on histones.
Summary
796
III Introduction
When transcription is treated in terms of inter
actions involving DNA and individual transcrip
tion factors and RNA polymerases, we get an
accurate description of the events that occur in
vitro, but this lacks an important feature of tran
scription in vivo. The cellular genome is or
ganized as nucleosomes, but initiation of
transcription generally is prevented if the pro
moter region is packaged into nucleosomes. In
this sense, his tones function as generalized
repressors of transcription (a rather old idea),
although we see in this chapter that they are
also involved in more specific interactions. Acti
vation of a gene requires changes in the state of
chromatin: The essential issue is how the tran
scription factors gain access to the promoter
DNA.
Local chromatin structure is an integral part
of controlling gene expression. Genes may exist
in either of two structural conditions. Genes are
found in an "active" state only in the cells in
which they are expressed. The change of struc
ture precedes the act of transcription, and indi
cates that the gene is "transcribable." This
suggests that acquisition of the "active" struc
ture must be the first step in gene expression.
Active genes are found in domains of euchro
matin with a preferential susceptibility to nucle
ases (see Section 29.19, Domains Define Regions
That Contain Active Genes). Hypersensitive sites
are created at promoters before a gene is acti
vated (see Section 29.18, DNAase Hypersensi
tive Sites Change Chromatin Structure).
More recently it has turned out that there
is an intimate and continuing connection
between initiation of transcription and chro
matin structure. Some activators of gene tran
scription directly modify histones; in particular,
acetylation of histones is associated with gene
activation. Conversely, some repressors of tran
scription function by deacetylating histones.
Thus a reversible change in histone structure
in the vicinity of the promoter is involved in
the control of gene expression. This may be part
of the mechanism by which a gene is main
tained in an active or inactive state.
The mechanisms by which local regions of
chromatin are maintained in an inactive (silent)
state are related to the means by which an indi
vidual promoter is repressed. The proteins
involved in the formation of heterochromatin
act on chromatin via the histones, and modifi
cations of the histones may be an important
feature in the interaction. Once established,
such changes in chromatin may persist through
cell divisions, creating an epigenetic state in
which the properties of a gene are determined
by the self-perpetuating structure of chromatin.
The name epigenetic reflects the fact that a gene
may have an inherited condition (it may be
active or may be inactive) that does not depend
on its sequence. Yet a further insight into epi
genetic properties is given by the self-perpetu
ating structures of prions (proteinaceous
infectious agents).
liB Chromatin Can Have
Alternative States
Key concept
• Chromatin structure is stable and cannot be
changed by altering the equilibrium of
transcription factors and histones.
Two types of models have been proposed to
explain how the state of expression of DNA
is changed: equilibrium and discontinuous
change-of-state.
FIGURE 30.1 shows the equilibrium model.
Here the only pertinent factor is the concentra
tion of the repressor or activator protein, which
drives an equilibrium between free form and
DNA-bound form. When the concentration of
the protein is high enough, its DNA-binding site
is occupied, and the state of expression of the
Target site is free
when protein
concentration is low
.. . . . . .. ..~ ~ ~
High concentration of
protein results in
binding to DNA target
g- 50%i .
o
100
0
%[Z]g
•Protein concentration
FIGURE 30.1 In an equilibrium model, the state of a binding site on DNA depends on the con
centration of the protein that binds to it.
30.2 Chromatin Can Have Alternative States 797
DNA is affected. (Binding might either repress
or activate any particular target sequence.) This
type of model explains the regulation of tran
scription in bacterial cells, where gene expres
sion is determined exclusively by the actions of
individual repressor and activator proteins (see
Chapter 12, The Operon). Whether a bacterial
gene is transcribed can be predicted from the
sum of the concentrations of the various fac
tors that either activate or repress the individ
ual gene. Changes in these concentrations at
any time will change the state of expression
accordingly. In most cases, the protein binding
is cooperative, so that once the concentration
becomes high enough, there is a rapid associa
tion with DNA, resulting in a switch in gene
expression.
A different situation applies with eukary
otic chromatin. Early in vitro experiments
showed that either an active or inactive state
can be established, but this is not affected by
the subsequent addition of other components.
The transcription factor TFmA, which is required
for RNA polymerase III to transcribe 55 rRNA
genes, cannot activate its target genes in vitro if
they are complexed with histones. If the factor
is presented with free DNA, though, it forms a
transcription complex, and then the addition
of histones does not prevent the gene from
RNA polymerase and factors {
cannot get access to DNA /f
tJ
Histone octamers cannot {
get access to DNA /f
FIGURE 30.2 If nucleosomes form at a promoter, transcrip
tion factors (and RNA poLymerase) cannot bind. If tran
scription factors (and RNA poLymerase) bind to the
promoter to estabLish a stabLe compLex for initiation, his
tones are excluded.
remaining active. Once the factor has bound,
it remains at the site; this allows a succession of
RNA polymerase molecules to initiate transcrip
tion. Whether the factor or histones get to the
control site first may be the critical factor.
FIGURE 30.2 illustrates the two types of con
dition that can exist at a eukaryotic promoter.
In the inactive state, nucleosomes are present,
and they prevent basal factors and RNA poly
merase from binding. In the active state, the
basal apparatus occupies the promoter, and his
tone octamers cannot bind to it. Each type of
state is stable.
A similar situation is seen with the TFnD
complex at promoters for RNA polymerase II.
A plasmid containing an adenovirus promoter
can be transcribed in vitro by RNA polymerase
II in a reaction that requires TFnD and other
transcription factors. The template can be assem
bled into nucleosomes by the addition of his
tones. If the histones are added before the TFnD,
transcription cannot be initiated. If the TFnD is
added first, though, the template still can be
transcribed in its chromatin form. Thus TFnD
can recognize free DNA, but either cannot rec
ognize or cannot function on nucleosomal DNA.
Only the TFnD must be added before the his
tones; the other transcription factors and RNA
polymerase can be added later. This suggests
that binding of TFnD to the promoter creates a
structure to which the other components of the
transcription apparatus can bind.
It is important to note that these in vitro
systems use disproportionate quantities of com
ponents, which may create unnatural situa
tions. The major importance of these results,
therefore, is not that they demonstrate the
mechanism used in vivo, but that they estab
lish the principle that transcription factors or nucle
osomes may form stable structures that cannot be
changed merely by changing the equilibrium with free
components.
Em Chromatin Remodeling
Is an Active Process
Key concepts
• There are severaL chromatin remodeLing compLexes
that use energy provided by hydroLysis of ATP.
• The SWljSNF, RSC, and NURF compLexes aLL are very
Large, and they share reLated subunits.
• AremodeLing compLex does not itseLf have
specificity for any particuLar target site, but must
be recruited by a component of the transcription
apparatus.
798 CHAPTER 30 Controlling Chromatin Structure
The general process of inducing changes in chro
matin structure is called chromatin remod
eling. This consists of mechanisms for displacing
histones that depend on the input of energy.
Many protein-protein and protein-DNA con
tacts need to be disrupted to release histones
from chromatin. There is no free ride: The
energy must be provided to disrupt these con
tacts. FIGURE 30.3 illustrates the principle of a
dynamic model by a factor that hydrolyzes ATP.
When the histone octamer is released from
DNA, other proteins (in this case transcription
factors and RNA polymerase) can bind.
FIGURE 30.4 summarizes the types of remod
eling changes in chromatin that can be charac
terized in vitro:
• Histone octamers may slide along DNA,
changing the relationship between the
nucleic acid and protein. This alters the
position of a particular sequence on
the nucleosomal surface.
• The spacing between histone octamers
may be changed, again with the result
that the positions of individual se
quences are altered relative to protein.
• The most extensive change is that an
octamer(s) may be displaced entirely
from DNA to generate a nucleosome
free gap.
The most common use of chromatin remod
eling is to change the organization of nucleo
somes at the promoter of a gene that is to be
transcribed. This is required to allow the tran
scription apparatus to gain access to the pro
moter. Remodeling is also required, however,
to enable other manipulations of chromatin,
including repair reactions to damaged DNA.
Remodeling most often takes the form of
displacing one or more histone octamers. This
can be detected by a change in the micrococcal
nuclease ladder where protection against cleav
age has been lost. It often results in the creation
of a site that is hypersensitive to cleavage with
DNAase I (see Section 29.18, DNAase Hyper
sensitive Sites Change Chromatin Structure).
Sometimes there are less dramatic changes, for
example, involving a change in rotational posi
tioning of a single nucleosome; this may be
detected by loss of the DNAase I 10 base lad
der. Thus changes in chromatin structure may
extend from altering the positions of nucleo
somes to removing them altogether.
Chromatin remodeling is undertaken by
large complexes that use ATP hydrolysis to pro
vide the energy for remodeling. The heart of
the remodeling complex is its ATPase subunit.
Remodeling complexes are usually classified
according to the type of ATPase subunit-those
with related ATPase subunits are considered to
belong to the same family (usually some other
subunits are common as well). FIGURE 30.5 keeps
the names straight. The two major types of com
plex are SWIISNF and ISWI (ISWI stands for
. .. --. . .. . - -
Factors and RNA
polymerase bind
FIGURE 30.3 The dynamic model for transcription of chro
matin relies upon factors that can use energy provided by
hydrolysis of ATP to displace nucleosomes from specific
DNA sequences.
. - .. - .. . ..
Nucleosomes Spacing Nucteosome
slide adjusted is displaced
•!
•t
!
Sequence Gap of
changes free DNA
position
V
Spacing
becomes
even
FIGURE 30.4 Remodeling complexes can cause nucleosomes to
slide along DNA, can displace nucleosomes from DNA, or can reor
ganize the spacing between nucleosomes.
30.3 Chromatin Remodeling Is an Active Process 799
... . . .. .•
Type of Complex SWI/SNF ISWI Other
Yeast SWI/SNF ISW1 IN080 complex
RSC ISW2 SWRI
Fly dSWI/SNF NURF
(brahma) CHRAC
ACF
Human hSWI/SNF RSF NuRD
hACFIWCFR IN080 complex
hCHRAC SRCAP
WICH
Frog WICH Mi-2
CHRAC
ACF
fIGURE 30.5 Remodeling complexes can be classified by their ATPase
subunits.
imitation SWI). Yeast has two SWIISNF com
plexes and three ISWI complexes. Complexes
of both types are also found in fly and in the
human being. Each type of complex may under
take a different range of remodeling activities.
SWI/SNF was the first remodeling com
plex to be identified. Its name reflects the fact
that many of its subunits are coded by genes
originally identified by SWIor SNF mutations in
Saccharomyces cerevisiae. Mutations in these loci
are pleiotropic, and the range of defects is sim
ilar to those shown by mutants that have lost
the carboxyl-terminaldomain (CTD) tail of RNA
polymerase II. These mutations also show
genetic interactions with mutations in genes
that code for components of chromatin, in par
ticular SINl, which codes for a nonhistone pro
tein, and SIN2, which codes for histone H3. The
SWI and SNF genes are required for expression
of a variety of individual loci (-120, or 2%, of
S. cerevisiae genes are affected). Expression of
these loci may require the SWI/SNF complex
to remodel chromatin at their promoters.
SWI/SNF acts catalytically in vitro, and there
are only -150 complexes per yeast cell. All of
the genes encoding the SWIISNF subunits are
nonessential, which implies that yeast must also
have other ways of remodeling chromatin. The
RSC (remodels the structure of chromatin) com
plex is more abundant and also is essential. It
acts at - 700 target loci.
SWI/SNF complexes can remodel chro
matin in vitro without overall loss of histones
or can displace histone octamers. Both types of
reaction may pass through the same interme
diate in which the structure of the target nucle
osome is altered, leading either to reformation
800 CHAPTER 30 Controlling Chromatin Structure
of a (remodeled) nucleosome on the original
DNA or to displacement of the histone octamer
to a different DNA molecule. The SWI/SNF com
plex alters nucleosomal sensitivity to DNAase
I at the target site, and induces changes in
protein-DNA contacts that persist after it has
been released from the nucleosomes. The Swi2
subunit is the ATPase that provides the energy
for remodeling by SWIISNF.
There are many contacts between DNA and
a histone octamer; fourteen are ide).1.tified in
the crystal structure. All of these contacts must
be broken for an octamer to be released or for
it to move to a new position. How is this
achieved? Some obvious mechanisms can be
excluded because we know that single-stranded
DNA is not generated during remodeling (and
there are no helicase activities associated with
the complexes). Present thinking is that remod
eling complexes in the SWI and ISWI classes
use the hydrolysis of ATP to twist DNA on the
nucleosomal surface. Indirect evidence suggests
that this creates a mechanical force that allows
a small region of DNA to be released from the
surface and then repositioned.
One important reaction catalyzed by remod
eling complexes involves nucleosome sliding. It
was first observed that the ISWI family affects nude
osome positioning without displacing octamers.
This is achieved by a sliding reaction, in which the
octamer moves along DNA. Sliding is prevented if
the N-terminal tail of histone H4 is removed, but
we do not know exactly how the tail functions in
this regard. SWI/SNF complexes have the same
capacity; the reaction is prevented by the introduc
tion of a barrier in the DNA which suggests that a
sliding reaction is involved, in which the histone
octamer moves more or less continuously along
DNA without ever losing contact with it.
One puzzle about the action of the SWI/SNF
complex is its sheer size. It has eleven subunits
with a combined molecular weight -2 x 106. It
dwarfs RNA polymerase and the nucleosome,
making it difficult to understand how all of these
components could interact with DNA retained on
the nudeosomal surface. A transcription complex
with full activity, however, called RNA polymerase
II holoenzyme, can be found that contains the
RNA polymerase itself, all the TFrr factors except
TBP and TFrrA and the SWI/SNF complex, which
is associated with the CTD tail of the polymerase.
In fact, virtually all of the SWI/SNF complex may
be present in holoenzyme preparations. This sug
gests that the remodeling of chromatin and recog
nition of promoters is undertaken in a coordinated
manner by a single complex.
BIt Nucleosome Organization
May Be Changed
at the Promoter
Key concepts
• Remodeling complexes are recruited to promoters
by sequence-specific activators.
• The factor may be released once the remodeling
complex has bound.
• The MMTV promoter requires a change in rotational
positioning of a nucleosome to allow an activator
to bind to DNA on the nucleosome.
How are remodeling complexes targeted to spe
cific sites on chromatin? They do not them
selves contain subunits that bind specific DNA
sequences. This suggests the model shown in
FIGURE 30.6, in which they are recruited by acti
vators or (sometimes) by re
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