Cluster Based Cooperative Sensing:-A Survey
Tanuja Satish Dhope (Shendkar)*, Dina Simunic**
*Faculty of Electrical Engineering and Computing University of Zagreb, Croatia
** IEEE Senior Member, Faculty of Electrical Engineering and Computing University of Zagreb,Croatia
*tanuja__dhope@yahoo.com, **Dina.Simunic@ fer.hr
Abstract- The complexity of wireless system requires a careful
design, especially related to bandwidth and energy efficiency. The
energy efficiency is getting more and more on importance, due to
increasing penetration of various wireless systems in different
battery-oriented applications, as well as due to the more
conscious global view on the need for "greening the Earth".
Bandwidth efficiency is very important parameter, because it
relates to frequency spectrum, which is naturally limited
resource. The cognitive radio has been proposed as the future
technology to meet the ever increasing demand of the radio
spectrum by allocating the spectrum dynamically to allow
unlicensed access on non-interfering basis.Cooperative spectrum
sensing has been proposed to combat the multipath fading,
shadowing and receiver uncertainty problem improving the
detection performance by exploiting spatial diversity but at the
cost of increase in cooperation overhead such as extra sensing
time, delay, energy and operations devoted to cooperative
sensing. Cluster based cooperative sensing can improve the
performance and reduce the computational cost. In recent years,
many methods of cooperative spectrum sensing have been
proposed based on the clustering technique. In this paper, we
provide an extensive review of cluster-based cooperative
spectrum sensing.
Keywords: Cooperative sensing, Cluster based sensing, Soft
combining,Hard combining ,Soften Hard combining
I. INTRODUCTION
The existing static approach of spectrum management
model is not efficient to cater the present and future
requirement of spectrum for new wireless applications like
mobile computers and personal digital assistants (PDA) etc.
which demands for higher throughput and higher mobility
[1][2].ITU predicted that 1720 MHz spectrum will be required
by year 2020.
The introduction of cognitive radios (CRs) [3] sheds new
light on the unavailability of spectrum for new wireless
service [4][5]. CR (unlicensed /secondary user) are based on
the concept of dynamic spectrum access; an autonomous
wireless devices able to optimize, learn and reason upon
different network information. Spectrum sensing is crucial
task in CR i.e. scanning the available spectrum bands and
finding a suitable spectrum hole for their own communication
purposes. Moreover, CRs must also be able to detect the
arrival of other users/licensed users/primary users (PUs) in the
band they are currently communicating in and perform
spectrum mobility (change the channel) in order to minimize
the possible interference in the network. Performance of any
spectrum sensing algorithm is indicated by two metrics: by a
probability of detection, 𝑃𝑑 , which is the probability of the
algorithm correctly detecting the presence of the PU and by a
probability of false alarm, 𝑃𝑓𝑎 , which defines probability of
the algorithm mistakenly declaring the presence of PU leading
to underutilization of available spectrum opportunities. The
higher 𝑃𝑑 is, the less interference CR users may cause to
primary user. Consequently, low 𝑃𝑓𝑎 and high 𝑃𝑑 means
excellent sensing performance. However, 𝑃𝑑 and 𝑃𝑓𝑎 are
positively correlated in practical. So improving the sensing
performance means pursuing a higher 𝑃𝑑 when given the
value of 𝑃𝑓𝑎 or try to achieve a lower 𝑃𝑓𝑎 versus a fixed 𝑃𝑑
[6] [7][8][9].
Cooperative spectrum sensing has been proposed [10] to
combat the multipath fading, shadowing and receiver
uncertainty problem, for improving the detection performance
of single CR user by exploiting spatial diversity. Based on
how cooperating CR users share the sensing data in the
network, the cooperative sensing is divided into three
categories [11]: Centralized /partial cooperative, Distributed
/total cooperative and relay–assisted. In centralized
cooperative sensing, a central identity called fusion center
(FC), combines the received local sensing information,
determines the presence of PUs, and diffuses the decision back
to cooperating CR users. As shown in Fig. 1a, CR4 is the FC
and CR0–CR3 are cooperating CR users, performs local
sensing on the selected licensed channel through sensing
channel. For data reporting, all CR users send the sensing
results to FC through reporting channel. Note that partial
cooperative sensing can occur in either centralized or
distributed CR networks.
In Distributed cooperative sensing, there is no FC for
making the cooperative decision as shown in Fig. 1b. In this
case, CR users communicate among themselves and converge
to a unified decision on the presence or absence of PUs by
iterations. In centralized CR networks, a CR base station (BS)
is naturally the FC. Alternatively, in CR ad-hoc networks
(CRAHNs) where a CR base station (CRBS) is not present,
any CR user can act as a FC to coordinate cooperative sensing
and combine the sensing information from the cooperating
neighbors The sensing results can be improve by relaying
local spectrum sensing result of one CR having not good
channel state to other CRs having good channel state. In Fig.
1c, CR0 and CR3, weak report channel.CR1 and CR2, who
have a strong report channel, can serve as relays to assist in
forwarding the sensing results from CR0 and CR3 to the FC.
For example, [12] uses relaying based on the Amplify-and-
Forward (AF) cooperation protocol in order to reduce the
detection time. Further the distributed cooperative sensing can
2012 International Conference on Communication, Information & Computing Technology (ICCICT), Oct. 19-20, Mumbai, India
978-1-4577-2078-9/12/$26.00©2011 IEEE 1
Figure 1.Cooperative Sensing a) Partial Cooperation b) Total Cooperation c) Total Cooperation via Relay –assistance
[11]
be classified based on various mathematical transformations
[13] of the received data. In [13], multiple SUs are used to
infer on the structure of the received signals using Random
Matrix Theory (RMT). The SUs share information among
them making the scheme not dependable on the knowledge of
the noise statistics or its variance, but relying on the behaviour
of the largest and the smallest eigenvalue of random matrices.
But the conventional cooperative sensing described above has
some drawbacks. Due to fading, the channels between CRBS
and CR users are not reliable. As a result, reporting errors are
inevitable. Also the global decision may not apply to all the
CR users in the situation in which CR users are distributed in
different spectral circumstance and also reporting to CRBS
consumes large amount of energy and introduces control and
transmission overhead.
In this paper extensive survey of cluster based sensing is
given. Section II describes the various combining Techniques
in cooperative sensing based on the bandwidth requirement of
control channel. Section III gives detailed idea about the
cluster based sensing, classification of cluster based sensing
viz a) overhead reduction b) performance gain and c)
combined metrics based approaches which are followed by
conclusions and future direction in section IV.
II. COMBINING TECHNIQUES IN COOPERATIVE SENSING
The sensing results reported to the FC or shared with
neighbouring users can be combined in three different ways
demanding upon the control channel bandwidth requirement:
Soft Combining: If there is no constraint on the
bandwidth utilised by control channel then CR users
can transmit the entire local sensing samples or the
complete local test statistics for soft decision.
Hard Combining: If bandwidth utilised by the
control channel is restricted and to avoid the
communication overhead at the FC, CR users make
a local decision and transmit the one bit decision for
hard combining.
Softened hard combining: CR users can quantize the
local sensing results and send only the quantized
data for soft combining to alleviate control channel
communication overhead. This type of combining
outperforms the hard combination with respect to
probability of detection and takes less overhead
compared to soft combination.
A. Soft combining:
In the soft combination, sensing nodes send their sensed
information directly to FC without making any decisions. The
FC makes the decision based on this received information.
The soft combination gives better performance than hard
combination. This is true if and only if CRs are tightly
synchronized in which case they can collectively overcome
the SNRwall (in case of energy detector). The physical noise
uncertainty gives a lower bound on signal strength that a user
can reliably detect. This lower bound is increased further to
keep the probability of false alarm tolerable. Existing receiver
diversity techniques such as linear combining (LC), equal gain
combining (EGC) and maximal ratio combining (MRC) can
be utilized [14]. Due to the computational complexity of the
LRT-based fusion methods that involves quadratic forms, an
efficient linear combination of local test statistics is proposed
in [14]. In [15], an optimal soft combination scheme based on
NP criterion is proposed to combine the weighted local
observations. The proposed scheme reduces to EGC at high
SNR and reduces to MRC at low SNR. If all SUs have
identical energy detectors and the received signals are
modelled as correlated lognormal random variables, then a
Linear-Quadratic (LQ) fusion strategy based on a deflection
criterion that takes into account the correlation among the
nodes proves to significantly outperform other fusion
strategies under the mentioned assumptions [16]. [17] proves
that the optimal fusion role at the FC is the half-voting rule if
energy detection is used by the secondary users locally.
B. Hard decision:
In decision fusion, each user sends its one-bit to FC, to make
the final decision based on following fusion rule. Specifically,
2012 International Conference on Communication, Information & Computing Technology (ICCICT), Oct. 19-20, Mumbai, India
978-1-4577-2078-9/12/$26.00©2011 IEEE 2
if each user only sends one-bit decision (“1” for signal present
and “0” for signal absent) and no other information is
available at the FC. Fusion rules [11] are :
B.1.Logical –OR Rule:
If one of the decisions is “1,” the final decision is “1.”
Assuming that all decisions are independent, and then the
probability of detection and probability of false alarm of the
final decision are
𝐶𝑑 = 1 − (1 − 𝑃𝑑 ,𝑚 )
𝑛
1 (1)
𝐶𝑓𝑎 = 1 − (1 − 𝑃𝑓𝑎 ,𝑚 )
𝑛
1 (2)
where n is number of CR users
B.2. Logical –OR Rule:
If and only if all decisions are “1,” the final decision is “1.”
The probability of detection and probability of false alarm of
the final decision are
𝐶𝑑 = (1 − 𝑃𝑑 ,𝑚 )
𝑛
1 (3)
𝐶𝑓𝑎 = (1 − 𝑃𝑓𝑎 ,𝑚 )
𝑛
1 (4)
B.3. “k out of n” Rule:
If and only if k decisions or more are “1”s, the final decision is
“1.” This includes “Logical-OR (LO)” (k = 1), “Logical-AND
(LA)” (k = n), and “Majority” (k= n/2) as special cases. The
probability of detection and probability of false alarm for
total number of „n‟ SUs are given as
𝑃𝑑 =
𝑛
𝑘 + 𝑚
𝑛−𝑘𝑚=0 1 − 𝑃𝑑 ,𝑚
𝑞
(1 − 𝑃𝑑 ,𝑚 )
𝑘+𝑚 (5)
𝑤ℎ𝑒𝑟𝑒 𝑞 = 𝑛 − 𝑘 − 𝑚
𝑃𝑓𝑎 =
𝑛
𝑘 + 𝑚
𝑛−𝑘𝑚=0 1 − 𝑃𝑓𝑎 ,𝑚
𝑞
(1 − 𝑃𝑓𝑎 ,𝑚 )
𝑘+𝑚 (6)
Where 𝑃𝑑 ,𝑚 and 𝑃𝑓𝑎 ,𝑚 are probability of detection and
probability of false alarm of the m
th
CR respectively which can
be calculated for energy detection using following formulae
with 𝑄 is 𝑄 function:
𝑃𝑑 = 𝑄
𝑁 ( 𝛽𝐸𝐷− 𝜎𝑠
2+ 𝜎𝜂
2 )
𝜎𝑠
2+ 𝜎𝜂
2
(7)
𝑃𝑓𝑎 = 𝑄
𝑁 ( 𝛽𝐸𝐷− 𝜎𝜂
2 )
𝜎𝜂
2
(8)
C. Softened Hard Combining :
Soft combining demands a wider bandwidth for the control
channel [18], requires more overhead than the hard
combination scheme. A softened 2-bit hard combining scheme
is proposed in [15] for energy detector requires less overhead
than soft combination and has greater performance gain than
hard combination. The main idea behind softened 2-bit hard
combining scheme is to divide the whole range of observed
energy into more than two regions and to assign different
weights to these regions. By doing this, nodes that observe
higher energies in upper regions have greater weights than
nodes that observe lower energies in lower regions. The
thresholds are determined by using Neyman-Pearson criterion
(to meet the target overall false alarm probability of all nodes
in the network) and optimizing the detection performance.
In [19] a new softened 3-bit hard combination scheme for
collaborative spectrum sensing is proposed. In this case the
whole range of observed energy is divided into eight regions.
Each node sends to FC a 3-bit information that indicates the
region in which its observed energy fell. The proposed scheme
is superior to the traditional hard combination schemes in false
alarm reduction. The detection performance of the 3-bit hard
combination scheme can be improved with little additional
cost by increasing the number of averaged PSDs.
Sensor selection based on the knowledge of sensor
positions is presented in [20]. In [21], iterative algorithms to
estimate the probabilities of detection and false alarm of
sensing nodes are proposed. However, these papers derive
their results based on the assumption that if the local decision
is the same as the final fused decision, it is the correct
decision. However, it is important to emphasize that the
proposed methods in [21] do not select the best CRs, but only
assign weights to their decisions. Moreover, it is also
noteworthy that the estimation of detection and false alarm
probabilities would require a large number of samples.
III. CLUSTER BASED COOPERATIVE SENSING
In order to support data fusion through efficient network
organization, CR users can be distributed into some small
groups called „clusters‟. Each cluster has a coordinator called
Cluster Head (CH) and the other CR users are cluster
members. The spectrum sensing is performed on a hierarchical
structure, through two levels of CR users cooperation. The low
level one is conducted within the cluster and the high level one
is executed among CHs.
The benefits we can get by adopting cluster structure in
cooperative spectrum sensing list as follows
Sensing performance improvement: we can improve
the detection probability or decrease the error
probability so that more reliable sensing results are
acquired.
Sensing overhead reduction: Sensing overhead
including energy consumption, time delay and
bandwidth occupation can be reduced.
Clustering technique is widely used in the research of ad- hoc
network. It has been proved that clustering technique could
reduce packet collisions and channel contention, leading to
better network throughput under high load. Additionally,
2012 International Conference on Communication, Information & Computing Technology (ICCICT), Oct. 19-20, Mumbai, India
978-1-4577-2078-9/12/$26.00©2011 IEEE 3
energy efficiency could be achieved at the same time [11].The
[11] mentioned different clustering methods for user selection
depending on the availability of location information.
Random clustering: Used to randomly divide the
SUs into clusters of equal size when the positions of
both CR users and PUs are not available.
Reference-based clustering: clusters are formed
based on SUs positions with respect to a given
reference.
Statistical clustering: clusters are formed by using
statistical information and the proximities of SUs
when only the positions of SUs are known.
Distance-based clustering: only „k out of n’ SUs
closer to the PU in a cluster participate in
cooperative sensing when the positions of both SUs
and PUs are known.
A.System Model
The generalised system model for cluster based sensing is
shown in Fig.2.There is one primary transmitter (PUTx), one
CRBS and number of CR users / SU, the location of SUs is
randomly distributed. The SUs suffer different fading
characteristics and have various reporting channel gain.
Generally, the SUs in the same cluster are close enough to
each other so that the channel between them can be regarded
as perfect.
Figure 2. Cluster Based Cooperative Sensing
B. Classification of Cluster Based Sensing based on:
Overhead reduction based approach: The goal is to
minimize the sensing overhead for e.g time cost, band
occupation and energy consumption.
Performance gain based approach: This approach
utilizes the user selection diversity or using
appropriate fusion scheme for cluster based
architecture.
Combined metrics based approach: Compromising
between sensing overhead and sensing performance.
B.1.Overhead reduction based approach:
Most of the SUs are battery–operated mobile terminals and if
conventional cooperative spectrum sensing is used wherein
every SU reports its observations individually to the FC,
affecting the lifetime of SU. Energy consumption, time costs
and band occupation are sensing overhead in cooperative
spectrum sensing scheme.
In [22], to reduce the transmission data and more
bandwidth requirement, the double threshold fusion scheme is
proposed. Here there is a no decision region in the middle of
the other two detection regions. If received energy falls into
the no decision region, SUs don't give any decision. It is
known that long-distance signal transmission consumes larger
amount of energy than that of short-distance.
A Hierarchical Spectrum Sharing Network is proposed in
[23] based on the hybrid model in which multiple PUs are
considered. In order to reduce the reporting distance, SUs
close to FC report to it directly while SUs far way from FC
form the cluster and then data is forwarded to FC in a multi-
hop way. Here a „degree of correlation‟ a parameter is used to
specify the spectral similarity of a cluster. For higher value of
degree of correlation, less energy is consumed in transmitting
data to CH. SUs with high spectral correlation are grouped
into one cluster to perform cooperative sensing. In [24] to save
the energy ultimately the battery power of SUs during
reporting process, scheduled time slots is introduced in control
channel. CHs remain quiet i.e in sleeping state until the time
slots assigned to them for collecting and reporting decision
come. But this leads to additional time delay.
In [25], SUs have a same average SNR in the same cluster.
Then, in each cluster, the SU which has the largest SNR is
selected as CH. The SUs send their local observation to their
respective CH. The CHs apply 2 bit softened hard
combination as mentioned in section 2.3 to make cluster
decision and the individual CH decision are sent to CRBS
which makes global decision based on OR rule(conventional
hard combining method). This approach gives better
performance compared to conventional hard
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