Chapter 1 Introduction
§1.1 Preamble
Physics is the science that studies the structures of
matter and the fundamental laws of motion of matter.
Classical mechanics17th century: Newton’s mechanics, gravitation
18th -19th century: Atomic theory (Dalton); Electromagnetic field
theory (Faraday, Maxwell); Coulomb law Classical theory of
electromagnetism
19th century: about 60 elements uncovered, Mendeleev’s periodic table
of elements; discoveries of electrons, αparticle, radiation, x-ray, etc.
Early of 20th century: conflict between atomic structure model and
classical physics Quantum mechanics; Relativity
Since mid of 20th century: advances of physics lead to sub-branches:
atomic and molecular physics, condensed matter physics, nuclear
physics, elementary particles and fields, plasma, optics, ……
4 fundamental forces exist in Nature:
Force Strength
Strong (Yukawa) 1
Electromagnetic 10-2
Weak (βray) 10-13
Gravitation 10-38
Grand unification of these 4 forces is unsuccessful up to date.
States of matter:
Gas, liquid, solid, plasma, Bose-Einstein condensation
Standard model of Universe:
Quarks incorporated
to form hadrons
10-44s
Separation of
gravitation from
other forces
10-36s
Separation of
weak and strong
interactions
10-10s 10-6s
1012s
Separation of weak
and electromagnetic
forces
Atoms appear
Big bang
present
Energy and length scales:
quark
>100 GeV GeV MeV eV meV
proton nuclear atom, molecule, cluster solid
Ultra high energy
physics
High energy
physics
Medium low
energy physics
Condensed matter physics
<10-17 m 10-15 m
a few times
10-15 m 10
-10 m 10-9 ~10-6m 100 m
The smaller the particle, the higher the energy.
The development of condensed matter physics also
pushes forward the advances of other sub-fields of
physics, e.g. particle physics, astronomy, etc.
The concepts, such as phase transitions, symmetry
breaking, topological defects, infra-red divergence,
etc., come first from condensed matter physics.
The development of condensed matter physics also
plays an important role in the discoveries of modern
technologies that alter dramatically our daily life.
For instance, transistor, laser, liquid crystal display,
integrated circuit, optical fiber, etc.
§1.2 Development of solid state physics
1. Crystallography
¾ The theory of symmetry in crystals has been established at
the end of 19th century.
¾ Laue (1912): discovered x-ray diffraction phenomenon in
crystals, indicating the periodic structure of crystals.
¾ Braggs’ (1913-14): x-ray-based analytic method on
measuring crystal periodic structures.
¾ Ewald (1916-1917): propagation of electromagnetic waves
in periodic structures of crystals, leading to the x-ray dynamic
diffraction theory.
2. Theory of specific heat in solids
¾ Einstein (1906, 1911): quantum theory based on independent
oscillators, qualitatively consistent with experiments, but inconsistent
at low temperatures.
¾ Debye (1912): famous T3 law, which is based on the coupled
oscillators, leading to the independent oscillators with different
frequencies.
¾ Born & von Karman (1940-50): elastic waves in periodic structures,
establishing the foundation of lattice dynamics.
3. Free electron theory in metals
¾ Drude, Lorentz (1900, 1905): classic theory based on free electrons,
which cannot explain why the metallic conductivity is so high but the
contribution of electrons to the capacity is so small.
¾ Pauli, Sommerfeld (1928): Free electron theory based on Fermi-
Dirac statistics, which can explain some features of metals, but is still
inadequate to explain the conducting properties in metals.
4. Ferromagnetism
¾ Magnetism was discovered in ancient times, for instance,
compass for sailing. At the end of 19th century, a little is known
for ferromagnetism experimentally.
¾ Curie (1895): Curie’s law, magnetic susceptibility is inversely
proportional to temperature for paramagnets.
¾Weiss (1907): molecular-field theory---mean-field theory for
ferromagnetism.
¾ Heisenberg (1926): Quantum theory of magnetism based on
quantum mechanics.
Subsequent milestone experiments and theories result in the
occurrence of two sub-fields of solid state physics:
Band theory; Lattice dynamics
Bethe (1928): propagation of de Broglie waves in periodic
structures---dynamic theory of electron diffraction;
Bloch (1928): band theory for metallic conduction;
Wilson (1931): band theory for metals and insulators, foundation of
semiconductor physics;
Born (1940s): lattice dynamics;
Brillouin (1946): band theory and lattice dynamics---consequences
of propagation of waves in periodic structures: lattice dynamics
(propagation of elastic waves), band theory (propagation of de Broglie
waves or electrons in crystal lattice);
end of 1940s: development of semiconductor physics, invention of
transistors;
1947: APS coined the name “solid state physics”;
1950s: theories of superconductivity and superfluidity;
1960s: periodic structures → aperiodic structures; localized states
in disordered systems; theory of noncrystalline solids.
Solid state physics: crystal structure, reciprocal lattice, lattice
dynamics, band theory, semiconductor, superconductivity,
magnetism, amorphous solids, etc.
§1.3 Emergence of condensed matter physics
Since 1970s, the topics studied in solid state physics have been extended:
Periodic structures with
translational invariance
Aperiodic structures, artificial
structures, incommensurate
structures
3-dimensional (3D) crystals Reduced dimensional (1D, 2D, 0D,
fractional dimensional) crystals;
quasicrystals, superlattices
Ordered systems Disordered systems; quantum
coherence
solids Soft matter (liquid, polymers,
granular…)
Macro-, microscopic Mesoscopic, clusters
Theoretical methods in solid state physics have been enriched:
Quantum mechanics +
statistical physics
Computer simulations
(e.g. First-principles,
molecular dynamics,
Monte Carlo, …. )
Electromagnetic
properties in solid
states
Liquid-like properties
(Fermi liquid, Bose
liquid, Luttinger liquid,
etc.)
Properties of different
condensed systems
Revealing the same
physics (e.g. scaling
law, universality, etc.)
Some physical
phenomena in solids
Can be found in other
condensed systems
Consequently
9 Topics under investigation become extended and complex;
9 Basic concepts and theoretical methods are highy enriched;
9 The connections between metallic physics, semiconductor
physics, magnetics, low-temperatrue physics, dielectric physics,
statistical physics, etc., become closer;
9 New sub-fields such as disordered systems, quasicrystals,
mesoscopic physics, cluster physics, and so on, are established;
9 Some common physics in condensed phases, like symmetry
breaking, critical phenomenon, universality of scaling,
elementary excitations, etc., are acknowledged;
9 1963: Busch edited a journal entitled “Physics of condensed
matter”.
9 1978: APS voted to change “solid state physics” to
“condensed matter physics”.
Condensed matter physics is the science that studies
microscopically the structures, laws of motion, and
macroscopic properties of condensed mater composed of
interacting many particles.
Important concepts in condensed matter physics:
order parameter, symmetry breaking, elementary
excitations, generalized rigidity, defects, scaling law,
universality, self-similarity, etc.
Simplicity vs. Complexity
In physics:
complexity (many-particle systems) → simplicity (single-particle
systems, simple systems)
In Nature:
simplicity (fundamental laws) → complexity of Nature (e.g. life
phenomena)
Emergent phenomena
§1.4 Topics in condensed matter physics
The topics in condensed matter physics are enormous. Generally
speaking, they are focused on two aspects:
(I) Structure, mechanical, thermal and acoustical
properties in condensed matter;
(I) Electronic structure, electrical, magnetic and optical
properties in condensed matter.
¾ Structure of solids and liquids; crystallography
¾Mechanical and acoustical properties of condensed matter
¾ Lattice dynamics
¾ Equations of state, phase equilibria, and phase transitions
¾ Thermal properties of condensed matter
¾ Nonelectronic transport properties of condensed matter
¾ Quantum fluids and solids
¾ Surfaces and interfaces; thin films and nanosystems
(structure and nonelectronic properties)
(I) Structure, mechanical, thermal and acoustical
properties in condensed matter
¾ Electronic structure of bulk materials
¾ Electronic transport in condensed matter
¾ Electronic structure and electrical properties of surfaces,
interfaces, thin films, and low-dimensional structures
¾ Superconductivity
¾Magnetic properties and materials
¾Magnetic resonances and relaxations in condensed matter,
Mössbauer effect
¾ Dielectrics, piezoelectrics, and ferroelectrics and their
properties
¾ Optical properties, condensed-matter spectroscopy and other
interactions of radiation and particles with condensed matter
¾ Electron and ion emission by liquids and solids; impact
phenomena
(II) Electronic structure, electrical, magnetic and
optical properties in condensed matter
1. The quantum mechanics of large, interacting systems;
2. The structure and properties of materials at reduced
dimensionality;
3. Materials with increasing complexity in composition, structure,
and function;
4. Nonequilibrium processes and the relationship between
molecular and mesoscopic properties;
5. Soft condensed matter and the physics of large molecules,
including biological structures;
6. Controlling electrons and photons in solids on the atomic scale;
7. Understanding magnetism and superconductivity;
8. Properties of materials under extreme conditions;
9. Materials synthesis, processing, and nanofabrication;
10. Moving from empiricism toward predictability in the
simulation of materials properties and processes.
Strategic Scientific Themes in Condensed Matter
and Materials Physics
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