Ann. Rev. Plant Physiol. 1982. 33:73-96
Copyright @ 1982 by Annual Reviews Inc. All rights reserved
OXYGEN ACTIVATION AND
OXYGEN TOXICITY
Erich F. Elstner
Technische Universitat Miinchen, Institut fUr Botanik und Mikrobioiogie,
8000 Miinchen 2, Arcisstrasse 21, West Gennany
CONTENTS
INTRODtTCTION ... .. .... . . ........ . . . . ....... . . . ... .. .. . .. . . .... . . . .. ... ....... .. . .. .. . . .... .. . .. .. . . ... . ........... . . . 74
OXYGEN ACTIVATION AND REACTIVE OXYGEN SPECIES ... ..... . . . . . ..... . .. ... 75
Reductive Activation .......... ........ . . ......... ... . . . ..... . ..... .. ....... . . . . .. ....... . . ............ . . .............. 75
Oxygen Addition to Organic Radicals or Reduced Metal Complexes .................... 75
Photodynamic Reactions ......................................... ,.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...... . . . . . . . 76
REACTIVITY AND DETECTION OF ACTIVE OXYGEN SPECIES ................ 77
Superoxide ........................................ . . . . . ... . . . . ....... . . . . . . . . ....... . . . . . . . . ..... ......... ........... ..... 77
Hydrogen Peroxide (H20JJ ........................................................................................ 77
The OR Radical ....................................................... .......................... ....... . . .............. 78
Singlet Oxygen .......................................................................................................... 78
Organic Peroxides and Peroxy Radicals ..................... .......... .......... ........... ......... . . . . . 79
OXYGEN ACTIVATION IN DIFFERENT COMPARTMENTS AND
ORGANELLES OF PLANT CELLS ............................................ ............ 79
Peroxides in Cell Walls ........................... . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
Microsomal Oxygen Activation .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79
Peroxisomes ............... .............. ........ . . . . . . . . . . . . . . . . . . . . . . ....... . . . . . . . . . . . . . ..... .................... ...... 80
Oxygen Activation and Detoxification in Mitochondria .......... ............ ............. . ...... 80
Chloroplasts ....... .................. .... ...... .......... ..... .. . . . ..... . . . ...... . . . . . . . . ..... . . . . . ......... .......... . ... 81
Physiological observations and the biological significance of oxygen reduction ................ 8 1
Mechanisms o f oxygen activation in the chloroplast .... ............... ............. ............... ..... 82
Functions of activated oxygen species in chloroplasts ..... ............ . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . 84
ENDOGENOUS MECHANISMS OF PROTECTION AGAINST
DELETERIOUS OXYGEN SPECIES ....................... ...... ......................... 84
PATHOLOGICAL, ENVIRONMENTAL, AND COMMERCIAL
ASPECTS OF OXYGEN TOXICITy ............................................................ 86
CONCLUDING REMARKS AND FUTURE TRENDS .................. .......
............... 88
73
0066-4294/82/0601-0073$02.00
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74 ELSTNER
INTRODUCTION
Of the gases present as major components of the atmosphere, dinitrogen
(N2), dioxygen (02), and carbon dioxide (C02) are metabolized by living
organisms. In the scientific literature we find the terms "nitrogen fixation"
and "C02 fixation" but rarely "oxygen fixation." This is probably because
both N2 and CO2 are incorporated into organic molecules while O2 is
mainly utilized as a hydrogen acceptor yielding water. There are several
biochemical pathways and reactions such as hydroxylations and oxygena
tions, however, by which O2 is also incorporated into organic molecules. If
we compare the biochemical mechanisms responsible for these fixations, we
find that in the cases of N2 and COb only a few well-defined enzymic
systems (nitrogenase, RuBP carboxylase, phosphoenolpyruvate carboxy
lase) are operating, while oxygen incorporation can occur via widely differ
ing mechanisms such as enzyme catalysis (RuBP -oxygenase, hydroxylases,
phenoloxidases), chemical reactions (reduction of oxygen and incorporation
of reduced species), and physical (photodynamic) activation. The complex
situation encountered in the case of oxygen incorporation into organic
molecules occurs because molecular oxygen in its ground state contains two
unpaired electrons with parallel spins ("triplet" ground state) rendering
dioxygen rather unreactive toward other molecules existing in the more
common "singlet" ground state with paired electrons (95, 96). For the
purposes of a reaction between triplet O2 and singlet molecules, the triplet
state of oxygen has to be changed in order to circumvent this spin restric
tion.
In the course of these changes, several reactive oxygen species are gener
ated. Thus, the respective oxygen-activating reactions have to be kept under
strict control in the living cell in order to avoid detrimental effects. Under
certain circumstances, these effects are deliberately introduced and utilized
in competition between organisms and also by man, for example in medicine
or in weed control.
In the last decade, the field of oxygen physiology and biochemistry has
increased worldwide, an advance undoubtedly triggered by a report in 1969
from McCord & Fridovich (130) on the superoxide dismutase activity of a
well-known copper-protein, erythrocuprein.
Since then, several books, proceedings of international conferences and
reviews on oxygen metabolism, toxicity, and detoxification have appeared
(14a, 15, 16,21, 32, 51, 95-97, 117, 135, 155, 165, 178, 194, 196). In this
review, oxygen activation and toxicity in the plant cell will be discussed with
special reference to the chloroplast. In several cases, microbial, animal, and
medical aspects will be mentioned for the sake of clarification or compari
son.
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ACTIVATED OXYGEN 75
OXYGEN ACTIVATION AND REACTIVE OXYGEN
SPECIES
Reductive Activation
During the successive univalent reduction of dioxygen, the species superox
ide (02'-, HO ;), hydrogen peroxide (H202), hydroxyl radical (OH"), and
finally water are formed according to the following scheme (89, 171, 176):
(a) (b) (c) (d)
This reaction chain requires initiation for the first endothermic step ( a) with
Eo' for the redox couple O2 / 02'- of -0.33 V [equivalent to -0.16 V on a
molar basis (reviewed in 63,64)], whereas the subsequent steps are exother
mic and occur spontaneously, either catalyzed (c, b) or uncatalyzed
(b, d) with rate constants of between ca 105 (b, uncatalyzed) and ca 1010
[diffusion controlled, reaction d (197)]. Various systems have been re
ported as being able to act as electron donors in the above reaction chain
and comprise components of biological electron transport systems (photo
synthetic, mitochondrial, microsomal), substrates of autoxidizable enzymes
(oxidases such as xanthine oxidase), autoxidizable organic molecules [such
as 6-hydroxydopamine (34)], reduced metal ions (134), and solvated elec
trons [produced by radiation or sonication (20, 21, 196)]. Through the
catalysis of certain enzymes, two-electron reduction (yielding H202) and
especially the four-electron reduction (producing water) are able to proceed
without detectable radical intermediates and largely contribute to the oxy
gen consumption of aerobic organisms.
Oxygen Addition to Organic Radicals or Reduced Metal
Complexes
Several reactions have been described in which ground state dioxygen is
incorporated into organic molecules. These reactions require either ac
tivated receptor molecules such as organic radicals, R (131, 156), or metal
complexes activating oxygen via "oxenoid" or related mechanisms [P 450,
Udenfriend, Fenton, or Hamilton systems (89)]. The products of these
processes are reactive peroxy radicals in the first case according to:
R+02 -ROO' 2.
and, in the latter case, epoxidized and / or hydroxylated products (96). As
is evident from Equation 2, the activating step in this reaction is the produc
tion of the acceptor radical, for example, by hydrogen abstraction. This can
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76 ELSTNER
be accomplished enzymatically, as in the cases of the lipoxidase reaction
with an unsaturated fatty acid (131, 191), peroxidase acting on indoleace
tate (200), or by reaction of an organic molecule with other radicals, e.g.
OR':
RH + OR'-_. R + H20. 3.
Peroxy radicals in turn can react further, initiating chain reactions and
producing reactive alkoxy radicals after (metal-catalyzed) homolytic cleav
age of the corresponding hydroperoxides:
ROO' + RH -R + ROOH
ROOH + Mn+ --_10 OH- + RO+ M (n+l) +
Photodynamic Reactions
4.
5.
Oxidations and oxygenations which are both dependent on molecular oxy
gen and light have been known for many years and are of great chemical
and biological importance (68, 69, 117). These photodynamic reactions
appear to be caused by physical activation of ground state dioxygen by a
"photosensitizing" light receptor pigment (P= pigment in the ground state;
Ip, 3p = pigment in the singlet and triplet excited states, respectively),
yielding either highly reactive singlet oxygen 102 (I �g; energy state = 22
kcal / mole) by direct energy transfer, according to
p + h . v _1p_3p; 3p + 02--P + 102
(type 2, high efficiency)
or by electron transfer reactions, after charge separation according to
P + h· v_1p_3p; 3p + 02-P+' + 02'-
(type 1, low efficiency)
6.
7.
yielding an oxidant (p+) and superoxide, 02'- (68, 69). Several biological,
photodynamic reactions and destructive processes involving 102 (reaction
type 2) have been recently described (see below). A reasonable explanation
for the observed damage may be due to the fact that 102 can yield hy
droperoxides directly from unsaturated fatty acids (in membranes) accord
ing to
RH + 102 --_. ROOH, where ROOH can undergo 8.
further reactions (see 4 and 5), finally resulting in visible signs of destruction
(69, 131).
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ACTIVATED OXYGEN 77
REACTIVITY AND DETECTION OF ACTIVE
OXYGEN SPECIES
Superoxide
O2'- (or its corresponding acid, perhydroxyl radical HO ; ; pKa = 4.8) is
a nucleophilic reactant with both oxidizing and reducing properties (63,64,
73, 74, 86, 171). With regard to molecules of biological importance,
O2'- can oxidize sulfur compounds, o-diphenols, ascorbic acid (4, 9,,34, 53,
61, 136a, 137, 140), or NADPH (l8, 84), and has been shown to reduce
cytochrome c' (128, 130), metal ions and metal complexes (87, 129, 187).
Of particular importance is the dismutation of O2'- which results in the
formation of H202, a reaction which occurs spontaneously with a rate
strongly dependent upon the pH, or is accelerated by several orders of
magnitude via catalysis by the enzyme superoxide dismutase [SOD, E.C.
1.15.1.1. (72)]' according to
O2'- + 0z'- + 2H+ � Hz02 + O2 9.
At physiological pH, reaction 9 proceeds with a rate constant of ca 105
M-I sec-I whereas the SOD-catalyzed (first order) rate proceeds under the
same conditions with a rate constant of 2 X 109 M-I sec-I (63). Superoxide
formation in biological systems may be detected by coupled reactions based
on the reducing or oxidizing activities of O2'-, where the indicator reaction
is abolished or attenuated by SOD. The generation of °2'- via enzymatic,
chemical, electrochemical, or photochemical methods as well as by ionizing
radiation (see 20, 21. 128). is usually coupled to spectrophotometric obser
vations of changes in the detector molecule accompanying the above redox
reactions (120, 128). Other methods of detection include NADPH oxida
tion in the presence oflactate dehydrogenase (18), spin-trapping coupled to
electron spin resonance (ESR) measurements (65), or direct observation of
O2'- decay rates (21, 196). All the above systems and methods have certain
advantages and disadvantages-the most suitable detector system has to be
selected for each individual purpose and biological system under investiga
tion.
Hydrogen Peroxide (H202)
Similar to O2'-, H202 can act both as an oxidant and a reductant; however,
in the absence of metal catalysts or enzymes it has a low reactivity toward
most organic molecules. Its formation can be detected by direct spectropho
tometric methods, coupled (color) reactions in the presence or absence of
peroxidases [for example NADH-peroxidase (43)], polarographically as an
increase in oxygen tension upon addition of catalase, or radiochemically by
the decarboxylation of p4C a-keto acids (205). The latter two methods are
especially suitable for turbid solutions (44, 47, 79).
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78 ELSTNER
The OH Radical
OH' is believed to be the active species in reactions inhibited by both SOD
and catalase, and is formed via the catalyzed Haber-Weiss cycle:
O2'- + MO+-02 + M(o-l)+ lOa.
HzOz + M(o-l)+ -OH-+OH + MO+ (17, 33, 85, 87) lOb.
Overall reaction: Oz'- + HzOz-OH- + OH' + Oz. to.
As can be seen from reactions lOa and lOb, the formation of OH' is
dependent on both HZ02 and 02'- and thus subject to inhibition by both
SOD and catalase. Metal (M) catalysis is necessary since the rate of the
uncatalyzed overall reaction 10 is negligible (19, 20, 164). It has been
proposed that the product of reactions 10 a,b might be responsible for
generally random destruction (20). The short lifetime and the strongly
positive redox potential (close to + 2 V) of "free" OH' render its sites of
reaction close to its point of f ormation (19, 20, 197). In this context, organic
oxygen radicals (alkoxy, peroxy), semiquinones, reduced hydrogen perox
ide, hydrogen peroxide-electron donor complexes (crypto-OH), as well as
metallo-oxygen complexes have been proposed as the ultimately active
species instead of the randomly destructive free OH ' (19, 20, 57, 59, 89,131,
156,198,204). We probably have to envisage the existence of both free OR"
formed via an iron-catalyzed Haber-Weiss cycle (10 a,b) as an unspecific,
extremely aggressive species, and reduced HzOz (electron donor-HzOz com
plex) together with organic radicals as more specific, but still very reactive,
oxygen species. As already mentioned, the detection of free OH radicals (or
similarly reactive equivalents) is based mainly on the inhibition of a detector
reaction by both SOD and catalase, as well as by (unspecific) OR" Scaven
gers such as benzoate, formate, mannitol, ethanol, a.-tocopherol and others,
which also react at approximately equal rates with '02, Examples of detec
tor reactions include ethylene formation from methional (17), spin trapping
(65, 90), and bleaching of p-nitroso-dimethyl aniline (19) in context with
certain inhibitors (33).
Singlet Oxygen
'02 is formed by photodynamic processes through interactions of several
oxygen radicals (for example, during lipid peroxidation) and by electron
donation from Oz'- to certain electron acceptors (68, 69, 78, 117, 119, 176,
180, 182, 183). The detection of '02 has been based on (unspecific, see
above) detector reactions for 'Oz with the aid of nonspecific 'Oz quenchers
or scavengers, or by bioluminescence. None of the applied methods on its
own is a reliable indicator for the detection of 102, with the possible excep
tion of 7-0H cholesterol formation (in contrast to 5-0H cholesterol forma
tion by radical attack) from cholesterol in the presence of 'Oz (68, 69, 117).
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ACTIVATED OXYGEN 79
Organic Peroxides and Peroxy Radicals
As stated above, it is difficult to differentiate bet)Veen reactions involving
OH radicals and organic alkoxy and/or peroxy radicals, since these species
are interrelated in biological systems by reactions with rate constants close
to diffusion limitations (20, 178). Cooxidation of carotenoids (82, 181),
determination of breakdown products [methylene oxindole from indolea
cetic acid (200), malondialdehyde, and/or ethane fr9IY �nsaturated fatty
acid (12, 36, 109, 116)] only indicate that these reactions in toto include
intermediary peroxy and/or alkoxy radicals (131, 191).
OXYGEN ACTIVATION IN DIFFERENT
COMPARTMENTS AND ORGANELLES
OF PLANT CELLS
Peroxides in Cell Walls
The lignification of cell walls involves the syntpesis of the phenylpropanoid
precursors of lignin, and H202 is required for their subsequent polymeriza
tion (83). The importance of peroxidase(s) together with H202 for lignifica
tion has been shown cytochemically (91, 103) as well as via direct
demonstration of H202 production by isolated cell walls (47, 84, 88). The
oxygen activating reactions observed in cell walls have previously been
described (199) and have been shown to involve monophenols, Mn2+,
peroxidase(s), and NADPH as the electron donor. Reduced NADP is
probably derived from the activity of a cell wall-bound malate dehydroge
nase (84). A reaction scheme involving the above mentioned steps (together
with O2'- as an intermediate) as well as the resolution of three cell wall
associated and/or bound peroxidases has been presented (84, 126). An
interesting area of speculation regards the involvement of the above men
tioned oxygen activation in cell walls in the defense against parasites, since
there are similarities with oxidative killing in phagocytic cells (14a, 165).
Microsomal Oxygen Activation
The biochemical criterion of microsomes (i.e. the microsomal fraction after
differential centrifugation of cell homogenates) is an electron transport
system composed of fiavoproteins, nonheme iron proteins, and cyto
chromes, e.g. cytochrome P4S0' NADPH serve(s) as electron donor(s) (194).
The reduced metallo-oxygen complex (P 450) is the active species in the
mixed function system according to
RH + NADPH + H+ + O2 ---� ROH + NADP+ + H20 11.
Microsomal preparations have been obtained from animal tissues, plants,
and microorganisms exhibiting different oxidative activities such as hy
droxylations (cf reaction 11), fatty acid desaturation, initiation of lipid
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80 ELSTNER
peroxidation, and demethylations (96, 106, 180). In higher plants,
p-hydroxylation of
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