下载

5下载券

加入VIP
  • 专属下载特权
  • 现金文档折扣购买
  • VIP免费专区
  • 千万文档免费下载

上传资料

关闭

关闭

关闭

封号提示

内容

首页 律师制作法律意见书和工作报告规范(中英文)

律师制作法律意见书和工作报告规范(中英文).doc

律师制作法律意见书和工作报告规范(中英文)

cjcjcj
2009-10-12 0人阅读 举报 0 0 暂无简介

简介:本文档为《律师制作法律意见书和工作报告规范(中英文)doc》,可适用于人文社科领域

律师制作法律意见书和工作报告规范版次: 修改码:                           编号:TYZY Makinglegalsubmissionsandlawyersworkstandardizedversionofthereport:toamendCode:#:TYZY目的和主题内容为了指导律师制作法律意见书和工作报告制订本规范。本规范规定了律师出具法律意见书和工作报告的范围和基本要求、基本内容、出具程序、修改程序、反馈意见及工作底稿等。purposeandcontentoftoguidethethemeofmakinglegalsubmissionsandlawyersworkreport,theformulationoftheCodenormsissuedbyalawyerprovidedlegalsubmissionsandreportontheworkofthescopeandbasicrequirements,thebasiccontent,issuedprocedures,modifytheprogram,feedbackandworkingpapers,andsoon适用范围本规范适用于本所全体律师。下列人员应通晓本规范:   )律师下列人员应了解本规范:)业务辅助人员applicationoftheinstructionappliestoallthisbythelawyersThefollowingpersonsshouldbeproficientinthestandards:)lawyersshouldunderstandthefollowingspecifications:)operationalsupportstaff术语法律意见书:是指律师对有关的法律问题明确发表的结论性意见。律师工作报告:是指律师详尽、完整地阐述所履行尽职调查的情况在法律意见书中所发表意见或结论的依据、进行有关核查验证的过程、所涉及的必要资料或文件的文本。工作底稿:是指律师在制作法律意见书和工作报告过程中形成的工作记录及在工作中获取的文件、会议纪要、谈话记录等资料。legalterminologyfrom:referstolawyersonthelegalissuesclearontheconcludingobservationsreportontheworkoflawyers:thatlawyersaredetailedandcompleteexpositionoftheduediligenceperformedbythecircumstances,legaladviceinthebookpublishedbytheobservationsorconclusionsonthebasisoftheverificationcarriedouttheverificationprocess,involvingthenecessaryinformationordocumentstothetext。workingpapers:referstolawyersintheproductionoflegalsubmissionsandreportontheworkdevelopedinthecourseoftheworkrecordsandaccesstotheworkofthepapers,minutesofmeetings,thetranscriptincluded职责本规范的编制和修订由本所标准化委员会提出经合伙人会议批准后由主任颁布。dutiesofthenormsandtheestablishmentoftheamendmentsbytheCommitteeforStandardization,proposed,theapprovalbythepartners,promulgatedbytheDirector引用法律、规章   《中华人民共和国公司法》   《中华人民共和国证券法》中国证监会《公开发行证券公司信息披露的编报规则(第号)》citedlaws,regulations,"thePRCCompanyLaw,""PRCSecuritiesLaw,"theChinaSecuritiesRegulatoryCommission"publicofferingofsecuritiescompaniesfordisclosureofinformationontherules(No)"出具范围和基本要求在下列情况下律师可以向委托人出具法律意见书或律师工作报告:   ()有关法律、法规、规章要求律师制作的法律意见书、律师工作报告为必备文件的   ()委托人要求律师就有关的法律问题明确发表结论性意见的   ()本所作业文件要求的   ()律师在承办案件或法律事务过程中认为有必要出具法律意见书和律师工作报告的。有关法律、法规、规章和本所作业文件对法律意见书和律师工作报告的内容有明确规定的律师在制作法律意见书和律师工作报告时应符合有关规定。某些具体规定确实对委托人不适用的律师可根据实际情况作适当变更但应向委托人说明变更的原因。律师出具法律意见书和律师工作报告所用的语词应简洁明晰不得使用“基本符合条件”或“除XXX以外基本符合条件”一类的措辞。对不符合有关法律、法规、规章、本所作业文件规定的事项或已勤勉尽责仍不能对其法律性质或其合法性作出准确判断的事项律师应发表保留意见并说明相应的理由。issuedbythescopeandbasicrequirementsofinthefollowingcases,lawyerscanbeissuedtotheclientorthelegalcounselreportontheworkofthesubmissions:()therelevantlaws,regulations,rulesrequiretheproductionoflegalcounselsubmissions,lawyersforthereportontheworknecessarydocuments()clientrequestedtheLawSocietyonthelegalissuesexplicitlymadetheconcludingobservations()ofthisdocumentbytheoperatingrequirementsof()lawyersinthecaseorcontractorsinthecourseofLegalAffairsconsideritnecessarytoissuelegalopinionsAndthereportontheworkoflawyersissuedbythescopeandbasicrequirementsofinthefollowingcases,lawyerscanbeissuedtotheclientorthelegalcounselreportontheworkofthesubmissions:()therelevantlaws,regulations,rulesrequiretheproductionoflegalcounselsubmissions,lawyersforthereportontheworknecessarydocuments()clientrequestedtheLawSocietyonthelegalissuesexplicitlymadetheconcludingobservations()ofthisdocumentbytheoperatingrequirementsof()lawyersinthecaseorcontractorsinthecourseofLegalAffairsconsideritnecessarytoissuelegalopinionsAndthereportontheworkoflawyers。lawyersissuedlegalsubmissionsandreportontheworkoflawyersusedbythewordsshouldbesimpleclarity,shallnotbeused"inlinewiththebasicconditions"or"XXXaddition,inlinewiththebasicconditionsof"aclassofthewordingFornoncompliancewiththerelevantlaws,regulations,rules,thedocumentprovidedbyoperatingissues,ordiligenceisnotitsnatureorthelegitimacyofthelawtomakeanaccuratejudgementofthematter,lawyersshouldbemadereservations,aswellasthecorrespondingreasons基本内容法律意见书的基本内容法律意见书开头部分   ()法律意见书开头部分应载明律师是否根据有关法律、法规和规章的规定按照律师行业公认的业务标准、道德规范和勤勉尽责精神出具法律意见书。   ()律师应承诺依据有关法律、法规和规章的规定及本法律意见书出具日以前已发生或存在的事实发表法律意见。   ()律师应承诺已严格履行法定职责遵循了勤勉尽责和诚实信用原则对委托人委托事项的合法、合规、真实、有效性进行了充分的核查验证保证法律意见书和律师工作报告不存在虚假记载、误导性陈述及重大遗漏。   ()律师应承诺同意对法律意见书和律师工作报告承担相应的法律责任。   ()律师应承诺同意委托人部分或全部引用法律意见书或律师工作报告的内容但委托人作上述引用时不得因引用而导致法律上的歧义或曲解。()律师可作出其他适当声明但不得做出违反律师行业公认的业务标准、道德规范和勤勉尽责精神的免责声明。elementsofthelawfromthebasiccontentofthelawfromthebeginningof()Thelawshouldspecifythebeginningofthesubmissions,lawyersareinaccordancewiththerelevantlawsandregulationsonthebasisofthelegalprofessionrecognizedbusinessstandards,Ethicsandthespiritofdiligence,issuedbylegalsubmissions()lawyersshouldundertakeinaccordancewiththerelevantlawsandregulationsandtheprovisionsofthislegalsubmissionsontheissuebeforeorthefactthattheexistenceofalegalopinion()lawyersshouldhavestrictcommitmenttoperformtheirfunctions,followedthediligenceandcredithonestyprinciple,commissionedbytheclientsofthelegal,regulatory,true,thefulleffectivenessoftheverificationverificationtoensurethatthelegalsubmissionsandlawyersworkThereisnoreportoffalserecords,misleadingstatementsandmajoromissions()lawyersshouldcommitthemselvestoagreeonthelegalsubmissionsandreportontheworkoflawyersbearthecorrespondinglegalresponsibility()lawyersagreethatclientsshouldcommitthemselvestoquotesomeorallofthelegalsubmissionsofcounselorthecontentsofthereport,butmadetheabovequotewhentheclient,nottoinvokearesultofthelegalambiguityormisinterpretation()lawyerscanmakeotherappropriatestatement,butnottobreachthelegalprofessionrecognizedbusinessstandards,ethicsanddiligenceofthedisclaimer法律意见书正文律师应在进行充分核查验证的基础上对委托人委托的事项明确发表结论性意见。所发表的结论性意见应包括是否合法合规、是否真实有效是否存在纠纷或潜在风险。legalcounselfromthebodyshouldbeinfullverificationonthebasisofverification,theclientcommissionedaclearmatterofconcludingobservationsPublishedbytheconcludingobservationsshouldincludethelegalityoftheregulation,whetherreal,valid,theexistenceofdisputesorpotentialrisks总体结论性意见   ()律师应对委托人委托的事项是否存在违法违规明确发表总体结论性意见。()律师已勤勉尽责仍不能发表肯定性意见的应发表保留意见并说明相应的理由。overallconcludingobservations()commissionedalawyertoclientsoftheexistenceofillegalmatters,aclearoverallconcludingobservations()lawyershavediligencecannotexpresstheviewsofcertainty,shouldbemadereservations,aswellasthecorrespondingreasons律师工作报告的基本内容律师工作报告开头部分律师工作报告开头部分应载明律师是否根据有关法律、法规和规章的规定按照律师行业公认的业务标准、道德规范和勤勉尽责精神出具律师工作报告。律师工作报告引言   ()可以简介律师及律师事务所包括(但不限于)注册地及时间、业务范围、执业律师人数、本次签名律师的执业记录及其主要经历、联系方式等。   ()说明律师制作法律意见书的工作过程包括(但不限于)与委托人相互沟通的情况对委托人提供材料的查验、走访、谈话记录、现场勘查记录、查阅文件的情况以及工作时间等。律师工作报告正文   ()根据有关法律、法规、规章以及委托人的章程等规定委托事项是否合法有效是否存在法律障碍、可能引致的风险等。()律师认为需要说明的其他问题。Counselreportontheworkofthebasicelementslawyersreportontheworkoflawyersbeginningofthebeginningoftheworkreportshouldcontain,lawyersareinaccordancewiththerelevantlawsandregulationsonthebasisofthelegalprofessionrecognizedbusinessstandards,ethicsandthespiritofdiligence,IssuedbytheLawSocietyreportonthework。reportontheworkoflawyersIntroduction()Introductionlawyersandlawfirms,including(butnotlimitedto)thetimeandplaceofregistration,businessscope,thenumberoflawyers,thislawyer'ssignaturepracticerecordanditsmainexperience,contacts,etc()Descriptionofthelawyersmakinglegalsubmissionsprocess,including(butnotlimitedto)andtheclienttocommunicatewitheachother,toprovideinformationontheclientidentification,visited,conversationrecords,crimesceneinvestigationrecords,inspectiondocuments,Andworkhourslawyersreportontheworkofthebody()inaccordancewiththerelevantlaws,regulations,rulesandprovisionsofthestatuteofclients,whetherthecommissionvalid,theexistenceoflegalbarriers,mayleadtotherisks()lawyersneedtonotethattheotherissues出具程序提交委托人的法律意见书和律师工作报告应是经至少一名以上执业律师签名并经本所加盖公章、签署日期的正式文本。法律意见书和律师工作报告在经本所盖章前应经至少两名以上合伙人审阅并签署“同意”意见。toproceduresissuedbyclientsoflegalsubmissionsandlawyersshouldbeareportontheworkofthelawyersoveratleastonesignature,andaswithofficialsealsbythesigningdateoftheofficialtextlegalsubmissionsandlawyersintheworkreportbythesealoftheformer,itshallbeatleasttwomorepartnersreviewedandsignedthe"consent"views修改和反馈意见律师签署的法律意见书和律师工作报告提交委托人后不得收回进行修改。如律师认为需补充或更正应另行出具补充法律意见书和律师工作报告。法律意见书和律师工作报告提交委托人后律师应关注委托人的反馈意见。委托人对法律意见书和律师工作报告提出疑问的律师认为有必要可以出具补充法律意见书和补充报告。Lawsandfeedbackfromthelawsignedbythelawyersandlawyersworkingreporttotheclient,maynotrecovertoeditSuchaslawyersbelievetobeaddedorcorrected,shouldbeissuedadditionallegalsubmissionsandreportontheworkoflawyerslegalsubmissionsandlawyersworkreporttotheclient,lawyersshouldbeconcernedaboutclientfeedbackClientsofthelegalsubmissionsandlawyersraisequestionsaboutthereport,thelawyersconsidereditnecessary,canproduceadditionallegalsubmissionsandsupplementaryreport工作底稿律师在制作法律意见书和律师工作报告的同时应制作工作底稿。律师应及时、准确、真实地制作工作底稿工作底稿的质量是判断律师是否勤勉尽责的重要依据。工作底稿应包括(但不限于)以下内容:  ()律师承担项目的基本情况包括委托人名称、项目名称、制作项目的时间或期间、工作量统计  ()为制作法律意见书和律师工作报告制定的工作计划及其操作程序的记录  ()委托人设立及历史沿革有关的资料如设立批准证书、营业执照、合同、章程等文件或变更文件的复印件  ()重大合同、协议及其他重要文件和会议记录的摘要或副本  ()与委托人及相关人员相互沟通情况的记录对委托人提供资料的检查、调查访问记录、往来函件、现场勘察记录、查阅文件清单等相关的资料及详细说明  ()委托人及相关人员的书面保证或声明书的复印件  ()对保留意见及疑难问题所作的说明()其他与出具法律意见书和律师工作报告相关的重要资料。workingpapersoflawyersintheproductionoflegalsubmissionsandreportontheworkoflawyersatthesametime,shouldproduceworkingpaperslawyersshouldbetimely,accurateandtruetocreateworkingpapers,workingpapersofthequalityofjudgementwhetherthelawyeranimportantbasisfordiligenceworkingpapersshouldinclude(butarenotlimitedto)thefollowing:()counsel'sbasiccommitmenttotheproject,includingthenamesofclients,projectname,theproductionprojectsorthetimeperiod,theworkloadstatistics()fortheproductionoflegalsubmissionsReportontheworkoflawyersanddevelopaworkplanandoperationalproceduresoftherecord,()theestablishmentandhistoryofclientrelatedinformation,suchastheestablishmentofapprovalcertificates,businesslicenses,contracts,documentsorchangetheConstitution,suchascopiesofdocuments()majorcontracts,agreementsandotherimportantdocumentsandmeetingrecordsorcopiesofthesummary()andassociatedpersonnelandclientstocommunicatewitheachotherintherecords,provideinformationonclientsofinspection,surveyrecords,correspondence,thesceneInspectionrecords,accesstothelistofdocumentsandotherrelevantinformationanddetails,()clientsandassociatedpersonnelawrittenguaranteeoracopyofthestatement()andthereservationsmadebythedifficultissueofthenote,()andotherIssuedbythelawandlawyersfromtherelevantreportontheworkofimportantinformation上述资料应注明来源。凡涉及律师向有关当事人调查所作的记录应由当事人和律师本人签名。工作底稿由承办律师根据TYGL《律师业务档案立卷归档办法》的规定立卷归档。引用文件   TYGL《律师执业规范》   TYGL《律师职业道德和执业纪律规范》   TYGL《律师业务档案立卷归档办法》TheaboveinformationshouldbespecifiedsourcesWherecounseltotherelevantpartiesinvolvedintheinvestigationrecords,IshouldbethepartiesandlawyerssignatureworkingpapersbythecontractorinaccordancewiththeLawSocietyTYGL"Filinglawyersfilearchivingbusinessapproach"FilingtheprovisionsofarchivingciteddocumentsTYGL"lawyersnorms"TYGL"lawyersprofessionalethicsandpracticedisciplinenorms"TYGL"businesslawyerstofilearchivingFiling"

用户评价(0)

关闭

新课改视野下建构高中语文教学实验成果报告(32KB)

抱歉,积分不足下载失败,请稍后再试!

提示

试读已结束,如需要继续阅读或者下载,敬请购买!

文档小程序码

使用微信“扫一扫”扫码寻找文档

1

打开微信

2

扫描小程序码

3

发布寻找信息

4

等待寻找结果

我知道了
评分:

/6

律师制作法律意见书和工作报告规范(中英文)

VIP

在线
客服

免费
邮箱

爱问共享资料服务号

扫描关注领取更多福利