MODERN ELECTRIC POWER SYSTEMS
Application of the direct Lyapunov method to
improve damping of power swings by control of
UPFC
M. Januszewski, J. Machowski and J.W. Bialek
Abstract: Large interconnected power systems often suffer from weakly damped swings between
synchronous generators and subsystems. This paper presents an approach, based on the use of the
nonlinear system model and application of the direct Lyapunov method, to improve damping of
power swings using the unified power flow controller (UPFC). A state-variable control strategy has
been derived as well as its implementation using locally available signals of real and reactive power.
The results of simulation tests, undertaken using a small multi-machine system model, have been
presented.
1 Introduction
Weakly damped power swings are one of the main
problems endangering secure operation of power systems.
Damping can be improved by means of a power system
stabiliser (PSS) or by using one of the flexible AC
transmission systems (FACTS) devices. Generally speaking,
PSS increases damping torque of a generator by affecting
the generator excitation control, while FACTS devices
improve damping by modulating the equivalent power-
angle characteristic of the system [1]. In this paper we
consider the stabilising control of the most versatile device
in the FACTS family (i.e. the unified power flow controller,
UPFC).
FACTS devices and their power system applications are
described in [2]. The problem of their modelling has been
covered by many authors e.g. [3, 4]. From the point of view
of power system dynamics, the essential problem is how to
control specific FACTS devices, and in particular UPFC.
For example, one approach is to apply optimal control
[5–8]. The problem with standard optimal control is that it
tends to use a linearised system model, which is valid only
for a given operating point. This raises the question of
robustness, as control based on linearised system model is
valid only when the system is in the vicinity of the chosen
operating point and one can never be sure whether or not
the control will still be satisfactory when the system
operating conditions change or when the system model
changes due to line or generator outages. Moreover,
stressed power systems are known to exhibit nonlinear
behaviour. Hence the motivation for the work reported here
was to derive a state-variable control using a nonlinear
system model in order to take into account the influence of
changing operating conditions and changes in the network
parameters. To achieve this goal, the direct Lyapunov
method was used.
The first use of the direct Lyapunov method to design
power system stabilising controllers was pioneered by the
authors of this paper in the early 1990s by considering the
nonlinear control of such shunt FACTS devices as the static
var compensator (SVC) or supercondunting magnetic
energy storage (SMES) [9, 10]. Later on, this approach
was formulated in a more systematic way [1] and was
extended to other FACTS devices such as the braking
resistor [11], the series static compensator [12] and also to
the PSS of a synchronous generator [13, 14]. Lyapunov or
energy-based control methods have also been investigated
by other authors [15, 16].
In this paper we shall first derive the state-variable
control strategy, which improves damping of power swings
by maximising the speed with which, following a dis-
turbance, the system operating point returns to the
equilibrium point. The resulting state-variable control
provides damping independent of operating conditions,
which is a fundamental advantage of the derived control.
However, the problem with state-variable control is that its
implementation in a real multi-machine system requires
estimation of all the required state variables (rotor angles
and speed deviations of all the generators). This is a very
complicated problem in itself, which additionally requires
reliable wide-area measurements and extended communica-
tion links. To avoid those problems, a much simpler local
control (i.e. control based on local measurements) will be
derived, which emulates well the state-variable nonlinear
control. This is achieved by using local measurements of
real and reactive power and by carefully choosing gains in
the supplementary control loops. Simulation tests have
validated the analysis by confirming that the state-variable
control results in excellent damping, while the stabilising
control based on local signals is easier to execute and results
in a good damping, although weaker than that obtained for
the state-variable control.
2 Unified power flow controller
The unified power flow controller (UPFC) belongs to the
power electronics-based family of FACTS devices. It can be
M. Januszewski and J. Machowski are with the Instytut Elektroenergetyki,
Warsaw University of Technology, Koszykowa 75, 00-662 Warszawa, Poland
J.W. Bialek is with the School of Engineering and Electronics, University of
Edinburgh, King’s Buildings, Mayfield Road, Edinburgh EH9 3JL, UK
r IEE, 2004
IEE Proceedings online no. 20040054
doi:10.1049/ip-gtd:20040054
Paper first received 30th January 2003 and in revised form 19th November 2003
252 IEE Proc.-Gener. Transm. Distrib., Vol. 151, No. 2, March 2004
connected in series with a transmission line inside a system
or in a tie-line connecting subsystems in a large inter-
connected system.
As shown in Fig. 1, the UPFC consists of the booster
transformer TB and the excitation transformer TE linked
by back-to-back converters GTO1 and GTO2. The aim of
the booster transformer TB is to inject into the transmission
line additional voltage DU controlled both in magnitude
and phase. The main task of the UPFC is to control the
flow of power in steady-state conditions. However, high
speed of operation of thyristor devices makes it possible to
also use UPFC dynamically, to improve damping of power
swings. That area of application is the main subject of this
paper.
3 Power system model with UPFC
3.1 Assumptions
To generalise the considerations, it is assumed that the
UPFC is installed at point b located anywhere inside the
transmission link (Fig. 2).
From the point of view of influencing the steady-state
and the transient state, the thyristor controlled UPFC can
be treated as a lag element with a very small time constant
or, approximately, as a proportional element [3]. Hence the
series part of the UPFC (booster) can be modelled by the
series reactance included (Fig. 2(b)) in the reactance of the
left-hand side of the transmission link Xa and by the ideal
complex transformation ratio:
Z ¼ Ua
Ub
¼ jZjejy; Ib
Ia
¼ Z� ¼ jZje�jy ð1Þ
The shunt part of the UPFC can be modelled as a
controlled shunt susceptance Br (Fig. 2(b)).
To derive the UPFC control strategy, a simplified system
model will be used, which is described below. The derived
control strategy will be then validated by simulation using a
more detailed system model: one normally used for
transient stability studies. The network resistance in
Fig. 2(b) is neglected in order to simplify equations. The
synchronous generator is modelled by EMF Eg¼E0 behind
the transient reactance X 0d. This reactance is included in
the left-hand side reactance Xa of the transmission link.
In this simplified generator model the angle of the EMF,
d¼ arg Eg, is also the power angle of the system and
the rotor angle (i.e. the angle between the rotor and the
synchronously rotating reference axis defined by the
infinite busbar voltage [1]).
Voltage DU injected by the booster transformer can be
resolved (Fig. 2(c)) into two orthogonal components: direct
DUQ and quadrature DUP. Both are proportional to the
voltage Ub feeding the excitation transformer:
DUQ ¼ bjUbj; DUP ¼ gjUbj ð2Þ
sin y ¼ DUPjUaj ¼
gjUbj
jUaj ¼
g
jZj ð3aÞ
cos y ¼ jUbj þ DUQjUaj ¼
jUbj þ bjUbj
jUaj ¼
1þ b
jZj ð3bÞ
ð1þ bÞ2 þ g2 ¼ jZj2 ð4Þ
The direct component DUQ influences the reactive power
flow, hence subscript Q. Similarly, the quadrature compo-
nent DUP influences the real power flow, hence subscript P.
3.2 Nodal network equations
The branch g–b in the left-hand side of Fig. 2(b) can be
treated as the transformer with complex transformation
ratio Z and admittance Ya¼ 1/Za, where Za¼ jXa. As
shown in Chapter 3.2 of [1], it can be proved that such a
branch, together with Z, can be transformed into the p-
equivalent passive circuit, without the transformation ratio
Z but with all branches depending on value of Z. Using this
equivalent circuit, the nodal equations describing the whole
network (Fig. 2(b)) can be written as:
Ig
Is
0
2
4
3
5 ¼
Ya 0 �ZYa
0 Yb �Yb
�Z�Ya �Yb jZj2Ya þ Yb þ Yr
2
4
3
5 EgUs
Ub
2
4
3
5 ð5Þ
The first and the second row correspond to the generating
nodes (generator and infinite busbar), while the third node
corresponds to the network node b. Eliminating this node
by means of partial inversion [1] results in:
Ig
Is
� �
¼ Y �bb
ðYaYb þ YaYrÞ �ZYaYb
�Z�YaYb ðjZj2YaYb þ YbYrÞ
� �
Eg
Us
� �
ð6Þ
Ub ¼ Z�YaY �1bb Eg þ YbY �1bb Us ð7Þ
Ybb ¼ jZj2Ya þ Yb þ Yr ð8Þ
GTO 1 GTO 2
∆U
TE
TB
Fig. 1 Schematic diagram of UPFC
g a b sI g
X a η bI b
X
sI
sUbUaUgE r
g a b s
bU
aU
∆U
∆ U
∆U
P
Q
a
b
c
B
Θ
Fig. 2 Generator-infinite busbar system with UPFC
a Schematic diagram,
b Single-phase diagram,
c Phasor diagram
IEE Proc.-Gener. Transm. Distrib., Vol. 151, No. 2, March 2004 253
Admittance Ybb is the self-admittance of the node b, where
UPFC is connected (Fig. 2). In this nodal approach all the
currents and voltages are in the same network reference
frame, where:
Eg ¼ jEgjejd; Us ¼ jUsj ð9Þ
and d is the above defined power angle [1].
3.3 Generator power
Apparent power of the generator is given by the well-known
formula Sg ¼ EgI�g , where generator current Ig is deter-
mined by (6). Hence:
Sg ¼EgI�g ¼ EgðY �1bb Þ�
ðY �a Y �bE�g þ Y �a Y �r E�g � Z�Y �a Y �bU �s Þ
ð10Þ
After substituting into this equation the exponential
expressions from (1) and (9), it is possible to derive
apparent power Sg¼Pg+jQg as the function of the power
angle d and the angle y of the complex transformation ratio
Z. Then, neglecting the network resistance and using some
simple but arduous algebra [17], one can calculate
Pg¼ReSg as:
Pg ¼jUsjjEgjB�1bb BaBbjZj
½sin d cos y� cos d sin y� ð11Þ
where Ba¼ 1/Xa, Bb¼ 1/Xb and similarly as in (8):
Bbb ¼ jZj2Ba þ Bb þ Br ð12Þ
Equation (11), after taking into account (3), can be
written as:
Pg ¼ jUsjjEgjB�1bb BaBb½ð1þ bÞ sin d� g cos d� ð13Þ
In (13) the real power of the generator is an explicit function
of the transformation ratio g and b. The factor B�1bb BaBb,
relating the generator real power to the network parameters
and the shunt branch Br, can be transformed in the
following way:
B�1bb BaBb ¼
BaBb
jZj2Ba þ Bb þ Br
¼ Xr
X�Xr þ XaXb ð14Þ
where
X� ¼ Xa þ jZj2Xb ð15Þ
is the equivalent reactance of the transmission link seen
from the generator node to the infinite busbar without
taking into account the shunt branch (Fig. 2(b)). Equation
(14) can be shown as a sum in the following way:
B�1bb BaBb ¼
1
X�
� 1
X�
XSHC
Xr þ XSHC ð16Þ
where
XSHC ¼ XaXbX� ¼
XaXb
Xa þ jZj2Xb
ð17Þ
is a quantity corresponding to the short-circuit reactance at
the node b where the booster transformer is connected
(Fig. 2).
As the rating of the shunt branch of UPFC is at least an
order of magnitude smaller than the short-circuit power in a
power system, one can assume that XrcXSHC. This can be
used to simplify (16) to the following form:
B�1bb BaBb ffi
1
X�
� 1
X�
XSHC
Xr
¼ B� � B�BrXSHC ð18Þ
Substituting (18) into (13) gives, after some simple
algebra:
Pg ¼b� sin d� XSHCBrb� sin dþ ð1� XSHCBrÞ
ðbb� sin d� gb� cos dÞ
ð19Þ
where b� ¼ jUsjjEgjB� is the amplitude of the power-angle
characteristic without the shunt branch.
3.4 Generator equations
Generator dynamics is described by the well-known swing
equation [1]:
M
dDo
dt
¼ Pm � PgðdÞ � D dd
dt
ð20Þ
where d is the earlier defined power (rotor) angle and
Do¼ dd/dt is the rotor speed deviation, M is the inertia
coefficient, Pm is the mechanical power, Pg is the electrical
real power, D is the damping coefficient.
Substituting (19) into (20) gives:
dd
dt
¼ Do ð21aÞ
M
dDo
dt
¼Pm � b� sin d� D dd
dt
þ XSHCBrb� sin d
� ð1� XSHCBrÞ½bb� sin d� gb� cos d�
ð21bÞ
The above equations form nonlinear state equations
_xx ¼ f ðx; uÞ, in which x¼ (d, Do) are the state variables,
while u¼ (g, b, Br) are the control variables. The
equilibrium point x^x of the state equations has the following
coordinates: x^x ¼ ðd^d; Do^o ¼ 0Þ.
3.5 Power in the transmission link
The current Ib entering the booster transformer can be
calculated from Ohm’s Law for branch Yb as
Ib¼Yb(Us�Ub). Using this equation and (7), it is possible
to derive the following equation for the apparent power
flowing through the booster transformer:
Sb ¼UbI�b ¼ Y �1bb ðZ�YaEg þ YbUsÞ
bY �bU�s ð1� Y �1�bb Y �b Þ � ZY �1�bb Y �b Y �a E�gc
ð22Þ
After substituting into this equation the exponential
components from (1) and (9), it is possible to derive an
equation for Sb¼Pb+jQb as the function of the power
angle d and the angle y of the complex transformation ratio
Z. Again, neglecting network resistance and using simple
but arduous algebra, gives [17]:
Pb ¼� jEgjjUsjB�1bb BaBbjZjðsin d cos y
� cos d sin yÞ
ð23Þ
Qb ¼� jEgjjUsjB�1bb BaBbjZjð2BbB�1bb � 1Þ
cos d cos yþ sin d sin y½ � � B�1bb Bb
½B�1bb jEgj2B2ajZj2 � jUsj2Bbð1� B�1bb BbÞ�
ð24Þ
Equation (23) is identical to (11) apart from the sign, as
Pb¼�Pg. This is due to neglecting the network resistance
and therefore the power loss. Taking into account (3) and
(18), one can rewrite equation (23) in the form similar
to (19):
Pb ¼� b� sin dþ XSHCBrb� sin d� ð1� XSHCBrÞ
bb� sin d� gb� cos d½ �
ð25Þ
254 IEE Proc.-Gener. Transm. Distrib., Vol. 151, No. 2, March 2004
Substituting for sine and cosine in (24) expressions resulting
from (3), one obtains:
Qb ¼� jEgjjUsjB�1bb BaBbð2BbB�1bb � 1Þ
½ð1þ bÞ cos dþ g sin d� � B�1bb Bb
½B�1bb jEgj2B2ajZj2 � jUsj2Bbð1� B�1bb BbÞ�
ð26Þ
Factor jEgjjUsjBaBbB�1bb is identical to (13) describing the
real power. Hence, taking into account notation from (18)
and (19), one can write:
jEgjjUsjBaBbB�1bb ¼ b�ð1� XSHCBrÞ ð27Þ
The following coefficients can be introduced:
KX ¼ ð2BbB�1bb � 1Þ ¼
Xa � jZj2Xb � XaXbXr
Xa þ jZj2Xb þ XaXbXr
ð28Þ
Qb0 ¼B�1bb Bb½jZj2jEgj2B�1bb B2a
� jUsj2Bbð1� B�1bb BbÞ�
ð29Þ
Substituting (27)–(29) into (26) gives:
Qb ¼� KXb� cos dþ KXXSHCBrb� cos d�
KXð1� XSHCBrÞ½bb� cos dþ gb� sin d� � Qb0
ð30Þ
The structure of this equation is very similar to the structure
of (25) expressing the real power. It is worth noting that
both real power (25) and reactive power (30) depend on the
power angle d and control variables g, b, Br.
4 Control strategy based on the direct Lyapunov
method
The way UPFC is controlled in order to enhance damping
of power swings in power system will be referred to as the
control strategy.
4.1 Direct Lyapunov method
Let V(x) be a Lyapunov function defined for the power
system model described by (21). Any disturbance in power
system involves a power imbalance that moves the system
trajectory from the pre-fault stable equilibrium point to a
transient point x(t) that has a higher energy level than the
post-fault equilibrium point #x. If ’V¼ dV/dt is negative,
Lyapunov function V(x) decreases with time and tends
towards its minimum value, which appears at the post-fault
equilibrium point #x. The more negative the value of ’V, the
faster the system returns to the equilibrium point #x (i.e. the
better the damping in the system). Consequently, any given
control is optimal (in the Lyapunov sense) if it maximises
the negative value of ’V at each instant of the transient state.
4.2 Application to the stabilising control of
UPFC
For the considered generator-infinite busbar system and
when the network resistance has been neglected, the
Lyapunov function V can be defined [1] as the total system
energy:
V ¼ EK þ EP ð31Þ
where
EK ¼ 1
2
MðDo� Do^oÞ2 ¼ 1
2
MDo2 ð32aÞ
EP ¼ �½Pmðd� d^dÞ þ b�ðcos d� cos d^dÞ� ð32bÞ
are kinetic and potential energy, respectively, and d^d; Do^o ¼
0 are the co-ordinates of the post-fault equilibrium point.
At the post-fault equilibrium point (d^d; Do^o ¼ 0), the total
energy (31) is equal to zero, V¼ 0. Any disturbance causes
rotor acceleration or deceleration and therefore nonzero
speed deviation Do and a change in the power angle d. This
moves the current transient point from the equilibrium
point, causing V40.
The goal of UPFC control strategy is to enforce such
changes of control variables g(t), b(t), Br(t), which make the
system return as quickly as possible to the post-disturbance
equilibrium point (d^d; Do^o ¼ 0) at which V¼ 0. To achieve
this goal, the control strategy must, at any instant of the
transient state, maximise the negative value of derivative
’V¼ dV/dt calculated along the trajectory of (21).
It can be easily proved for (32) that:
dEK
dt
¼ @EK
@o
dDo
dt
¼ M dDo
dt
Do ð33Þ
dEP
dt
¼ @EP
@d
dd
dt
¼ @EP
@d
Do
¼ � Pm � b� sin d½ �Do
ð34Þ
Substituting into (33) the expression resulting from (21b)
one obtains:
dEK
dt
¼þ ½Pm � b� sin d�Do� DDo2
þ Brb�XSHC sin dDo� ð1� XSHCBrÞ
½bb� sin d� gb� cos d�Do
ð35Þ
Adding both sides of (34) and (35) results in:
_VV ¼ dEP
dt
þ dEK
dt
¼� DDo2
� bð1� XSHCBrÞb� sin dDo
þ gð1� XSHCBrÞb� cos dDo
þ BrXSHCb� sin dDo
ð36Þ
This equation shows that each control variable g, b, Br can
contribute to the power system damping by increasing the
negative value of ’V¼ dV/dt.
It should be noticed that the product XSHCBr is very
small as XrcXSHC (where Xr¼ 1/Br). Consequently, the
factor (1�XSHCBr)D1 has no influence on the sign of the
second and third component in (36).
For each of the control variables g, b, Br to contribute to
the negative value of ’V¼ dV/dt, the control strategy should
ensure that all the components in (36) are negative,
independently of the sign of power angle d and speed
deviation Do. This can be achieved if:
gðtÞ ¼ �Kg½b� cos d�Do ð37Þ
bðtÞ ¼ þKb½b� sin d�Do ð38Þ
BrðtÞ ¼ �KB½b� sin d�Do ð39Þ
where Kg, Kb, KB are positive coefficients.
For the control strategy (37), (38), (39) assuming
approximately that (1�XSHCBr)D1, one obtains:
_VV ¼� DDo2 � ½Kgðcos dÞ2 þ Kbðsin dÞ2
þ KBXSHCðsin dÞ2�b2�Do2 � 0
ð40Þ
Each component in the square bracket is always positive, no
matter what is the value of power angle d. That means that
each of the controls (37)–(39) increases negative value of ’V
hence improving damping of power swings in the system.
The damping influence of the controls can easily be
confirmed by substituting (37)–(39) into (21b). After simple
transformations, and assuming as above that
IEE Proc.-Gener. Transm. Distrib., Vol. 151, No. 2, March 2004 255
(1�XSHCBr)D1, one obtains:
M
dDo
dt
¼ Pm � b� sin d� DDo� DPcontrolðdoÞ ð41Þ
where
DPcontrolðdoÞ ¼ DcontrolðdoÞDo ð42Þ
is the damping power introduced by the state-variable
control of UPFC, and
DcontrolðdoÞ ¼ðXSHCKB þ KbÞðb� sin dÞ2
þ Kgðb� cos dÞ2 � 0
ð43Þ
is the positive damping coefficient.
Inspection of (43) reveals that, if the gains of individual
controls satisfy the following condition
Kg ¼ ðXSHCKB þ KbÞ ¼ K ð44Þ
DcontrolðdoÞ ¼ Kb2� (i.e. the damping coefficient introduced
by UPFC) is constant and independent on power angle d.
This is an important and beneficial conclusion, as it shows
that damping introduced by UPFC control does not
depend on the loading of the transmission link.
The above strategies (37)–(39) use state variables d, Do
and will be referred to as the state-variable control.
However, the problem with state-variable control is that
its implementation in a real multi-machine system requires
estimation of all the required state variables (rotor angles
and speed deviations of all the generators). This is a very
complicated problem in itself, which additionally requires
reliable wide-area measurements and extended communica-
tion links. Consequently, the approa
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