1679
CHAPTER 61
Stenotic or regurgitant cardiac valves create hemodynamic
demands on one or both ventricles of the heart. The compensa-
tory mechanisms of the ventricles permit the heart to tolerate
these lesions for varying periods of time, sometimes years, before
surgical intervention is required. Ultimately, however, significant
valvular lesions produce systolic and/or diastolic ventricular dys-
function, leading to heart failure. As a general rule, surgery for
stenotic valve lesions may be deferred until the patient develops
symptoms. Regurgitant valve lesions, however, may produce
significant ventricular dysfunction before symptoms develop;
therefore, surgery in patients who do not have symptoms may
be indicated. Among the heart’s valves, the aortic and mitral
valves are the most likely to acquire disease; therefore, this
chapter focuses on diseases of the aortic and mitral valves.
HISTORICAL PERSPECTIVE
Heart failure from mitral stenosis was well recognized by the late
19th century, and efforts at surgical correction began well before
the heart-lung machine was available.1 In 1897, Samways sug-
gested (but never acted on) the possibility of dilating the stenotic
mitral valve. Based on his postmortem studies of rheumatic
heart disease in London, Brunton in 1902 proposed surgical
intervention for mitral stenosis by passing a dilator through the
wall of the left ventricle retrograde into the mitral valve orifice.
His proposal was shunned by London physicians, and Brunton
never tried this maneuver. The concept, however, was applied
20 years later in Boston when the first report of successful surgi-
cal correction of mitral stenosis appeared in 1923. Cutler and
Levine reported successful relief of mitral stenosis by incision of
the valve with a knife introduced through an apical left ventricu-
lotomy. In 1925, Soutter performed the first successful closed
mitral commissurotomy at the London Hospital by introducing
his index finger through the left atrial appendage. Despite Sout-
ter’s success, he received no more patient referrals, and another
20 years elapsed before the procedure became widespread. In
June 1948, Bailey in Philadelphia and Harken in Boston each
performed a successful closed mitral commissurotomy. Thereaf-
ter, it became widely used to treat mitral stenosis.
By the mid-1970s, the closed technique was supplanted by
open mitral commissurotomy. Although closed mitral commis-
surotomy achieved good palliation of mitral stenosis for its era,
open mitral commissurotomy offered several advantages. First,
the valvuloplasty could be performed under direct vision. The
primary reason for failure of closed mitral commissurotomy was
residual stenosis, not restenosis. In up to 75% of patients, the
subvalvular apparatus of the mitral valve contributes signifi-
cantly to the stenosis. The open technique permitted precise and
maximal division of fused commissures, as well as fused chordae.
In addition, calcium could be sharply débrided from the valve,
and any residual mitral insufficiency could be corrected at the
time of operation. Finally, the closed technique had the disad-
vantage of potentially dislodging a left atrial thrombus, resulting
in intraoperative embolization and stroke. Today, however, open
mitral commissurotomy is rarely performed; it was supplanted
by balloon mitral valvuloplasty by the mid-1990s.
Surgical attempts to correct aortic stenosis also began in
the early 20th century.1 In 1912, Tuffier, in Paris, unsuccessfully
attempted transaortic digital dilation of a stenotic aortic valve.
In Charleston, South Carolina, in 1948, Smithy performed the
first successful aortic valvotomy in a 21-year-old woman from
Ohio. Smithy died later that same year of aortic stenosis at the
age of 34 years. Three years later, in Philadelphia, Bailey reported
successful aortic valvotomy by insertion of a mechanical dilator
across the stenotic valve of patients to open fused commissures.
In 1952, Hufnagel and Harvey at Georgetown University placed
the first prosthetic ball valve into the descending aorta of a
patient with aortic insufficiency. Surgery on the aortic valve
under direct vision required the development of cardiopulmo-
nary bypass by Gibbon in 1954. In 1955, Swann performed the
first successful aortic valvotomy using hypothermia and inflow
occlusion. Initially, open aortic valve operations were limited to
aortic valve commissurotomy and débridement of calcified
aortic valve leaflets. Harken, in Boston, in 1960, and Starr, in
Portland, Oregon, in 1963, however, reported replacement of
the aortic valve with a prosthesis. In 1962, Ross in London suc-
cessfully performed orthotopic homograft valve replacement. In
1967, Ross performed the first pulmonary autograft procedure
(Ross procedure) for correction of aortic stenosis. In the mid-
1960s, stent-mounted porcine aortic valves were implanted, but
these formaldehyde-fixed valves degenerated rapidly. In 1974,
Carpentier, in Paris, reported superior longevity of the
historical perspective
diagnostic considerations
mitral valve
aortic valve
operative technique
surgical outcomes
choice of prosthetic valves
ACQUIRED HEART
DISEASE: VALVULAR
David A. Fullerton and Alden H. Harken
1680 SECTION XI CHEST
This attachment of the anterior leaflet to the mitral annulus
extends to the aortic annulus through fibrous tissue, providing
fibrous continuity between the aortic and mitral valves; the left
ventricular side of the anterior leaflet of the mitral valve is visible
immediately as the surgeon looks down through the aortic valve
into the left ventricle. The posterior leaflet is rectangular and its
attachment to the mitral annulus extends for approximately two
thirds of the circumference of the mitral annulus. The two leaf-
lets are separated by two distinct commissures.
There are three important surgical landmarks (see Fig.
61-1). First, the circumflex coronary artery runs along the epi-
cardial surface of the heart overlying the posterior mitral annulus.
Only millimeters of left atrial muscle separate the artery from
the annulus, making it susceptible to injury during mitral valve
surgery. Second, the aortic valve is in close approximation to the
anterior leaflet of the mitral valve (aortomitral continuity). The
noncoronary leaflet of the aortic valve is therefore susceptible to
injury during mitral surgery. Third, the atrioventricular node is
located deep to the posteromedial commissure of the mitral
valve.
Mitral Stenosis
Causes
Rheumatic fever is the principal cause of mitral stenosis, and
approximately two thirds of patients with rheumatic mitral ste-
nosis are female. Rheumatic fever usually occurs in childhood
or adolescence (mean age, 8 to 12 years) and creates an inflam-
matory infiltration of the myocardium and valves. Perhaps
because the disease afflicts young people and many years pass
before symptoms are manifest, a prior history of rheumatic fever
is often difficult to confirm. As the mitral valve heals after acute
rheumatic fever, the mitral apparatus may become deformed
slowly and the patient typically remains asymptomatic for at
least 10 years. Symptoms most commonly appear during the
glutaraldehyde-preserved porcine valve; thereafter, their usage
was well established. By 1981, bileaflet mechanical valves were
widely implanted in the aortic and mitral positions and largely
supplanted the use of ball cage mechanical valves. In the mid-
1990s, bovine pericardial valves were shown to have durability
similar to porcine valves and both types of bioprostheses became
widely implanted. By 2004, most valves implanted in the United
States were tissue valves. In 2002, transcatheter aortic valve
replacement was performed by Cribier in Rouen, France.
DIAGNOSTIC CONSIDERATIONS
Valvular heart disease may be suggested by a patient’s history or
by a heart murmur detected on physical examination. Regardless
of the valve lesion in question, echocardiography should be used
to assess the severity of the stenosis, regurgitation, or both.
Information available from the echocardiogram includes defini-
tion of valve anatomy, assessment of ventricular contractile func-
tion, determination of the magnitude of valve regurgitation
using color flow Doppler imaging, and determination of the
severity of valve stenosis.
Transthoracic echocardiography is noninvasive and may
provide the necessary information. If more information is
needed, transesophageal echocardiography may provide better
definition of aortic and mitral valve anatomy; it is also a more
sensitive imaging modality for the detection of mitral
regurgitation.
Although most valve lesions may be accurately diagnosed
by echocardiography, cardiac catheterization may be necessary
to confirm the diagnosis or to provide additional information
pertaining to ventricular function. Before surgery, it may be
appropriate to exclude the presence of coronary artery disease.
Mitral or aortic valve areas may be determined at cardiac cath-
eterization using the Gorlin formula,2 which permits calculation
of the valve area, as follows:
Valve area
flow across the valve/(C [ mean transvalvular gr
=
× aadient ])
where C is an empirical constant, 44.5 for the aortic valve and
38 for the mitral valve.
MITRAL VALVE
Surgical Anatomy of the Mitral Valve
The normal function of the mitral valve is dependent on coor-
dinated interaction of the mitral valve apparatus, which
includes the mitral valve annulus, valve leaflets, valve chordae
tendineae, and left ventricular papillary muscles. The normal
mitral valve has two leaflets, the anterior (or aortic) and poste-
rior or (mural) leaflet. Two papillary muscles arise from the
left ventricular wall, the posterior (or posteromedial) and
anterior (or anterolateral). Each leaflet of the mitral valve is
connected to each of the papillary muscles by tendons, the
chordae tendineae.
The leaflets are suspended from the mitral annulus, a col-
lagenous structure that encircles the orifice between the left
atrium and ventricle. Although the two leaflets have approxi-
mately the same surface area, they have different shapes (Fig.
61-1). The anterior leaflet is rectangular. Its base is attached to
the mitral annulus anteriorly and the width of the base is
approximately one third the circumference of the mitral annulus.
FIGURE 61-1 Anatomy of the mitral valve as it relates to other cardiac
structures. Important surgical landmarks include the relationship
of the mitral valve to the aortic valve, circumflex coronary artery,
and atrioventricular (AV) node. (From Buchanan SA, Tribble CG:
Reo perative mitral replacement. In Kaiser LR, Kron IL, Spray TL [eds]:
Mastery of cardiothoracic surgery. Philadelphia, 1998, Lippincott-
Raven, p 351.)
L. main
coronary a.
Aorta
Pulmonary a.
Subaortic
curtain
Mitral valve
Aortic (ant.) l.
Mural (post.) l.
Circumflex
coronary a.
R. coronary a.
Tricuspid
valve
AV node
Artery to
AV node
Post. descending
coronary a.
Coronary
sinus
ACquIREd HEART dISEASE: VALVuLAR ChapTEr 61 1681
SECTIO
N
XI
C
H
EST
to chronic obstruction to pulmonary venous drainage (fixed
component); and (3) pulmonary arterial vasoconstriction (reac-
tive component).
Diagnosis
Symptoms Dyspnea is the principal symptom of mitral stenosis.
Dyspnea is typically brought on with exertion or is associated
with the abrupt onset of atrial fibrillation. The increased cardiac
output or heart rate with exertion or the loss of atrial kick and
tachycardia with atrial fibrillation result in an increased trans-
valvular gradient. This in turn increases left atrial pressure and
the pulmonary veins and capillaries become engorged, produc-
ing the sensation of dyspnea and promoting pulmonary edema.
If the left atrium enlargement is sufficient to compress surround-
ing structures, the patient may complain of dysphagia or hoarse-
ness. Marked elevation in left atrial pressure may produce
hemoptysis.
physical Examination The left ventricle is typically normal in size
and the apex is therefore not displaced. The murmur of mitral
stenosis is best heard at the apex. It is a low-pitched, rumbling
diastolic murmur that decreases with inspiration and increases
during expiration; it may be markedly decreased by the Valsalva
maneuver. An opening snap precedes the murmur, is heard at
the apex, and represents the completed excursion of the mitral
valve leaflets. If the mitral leaflets are stiff or calcified, an opening
snap may not be heard. In patients with pulmonary hyperten-
sion, signs of elevated right ventricular and central venous pres-
sure may dominate the clinical picture. Physical findings, such
as distended neck veins, hepatomegaly, ascites, and peripheral
edema, combined with a loud pulmonary valve component of
the second heart sound (P2) heard on cardiac auscultation,
suggest significant pulmonary hypertension.
Diagnostic Tests
Chest Radiography Several findings may be noted on the chest
radiograph. The cardiac silhouette may be normal in size, but
the left atrium is enlarged. The enlarged left atrium may be seen
as a double density behind the right atrium on the poster ante-
rior projection or it may be seen to displace the left mainstem
bronchus superiorly. On the lateral projection, the enlarged left
atrium may displace the esophagus posteriorly. Calcification of
the mitral leaflets or the mitral annulus may be seen. Pulmonary
venous hypertension should be suspected when the pulmonary
arteries are enlarged and there is cephalization of pulmonary
blood flow.
Echocardiography Echocardiography is the principal modality
used to confirm the diagnosis. Using the echocardiogram, the
mitral valve area may be determined by two mechanisms. First,
the mitral valve area may be determined directly from the echo-
cardiogram by planimetry. Second, measurement of the velocity
of blood flow across the valve by Doppler echocardiography
permits calculation of the transvalvular gradient. Because the
transvalvular gradient persists longer with greater stenosis of the
valve, the time required for the transvalvular gradient to decline
may be measured; this is referred to as the pressure half-time.
The mitral valve area may then be calculated using the following
formula:
Mitral valve area /(pressure half-time)= 220
patient’s third or fourth decade of life. Healing of the inflam-
mation from rheumatic fever ultimately causes the cusps and
commissures of the mitral valve to thicken and fuse, with con-
comitant fusion and shortening of the chordae tendineae. The
structure of the valve apparatus then calcifies and narrows,
becoming funnel-shaped. Such thickening and fusion of the
valve not only creates stenosis but also often prevent complete
closure of the valve. Of all patients with rheumatic mitral valve
disease, approximately 50% have combined mitral stenosis and
mitral regurgitation.
Other causes of mitral stenosis that are far less common
than rheumatic fever include malignant carcinoid, systemic
lupus erythematosus, and rheumatoid arthritis. Rarely, congeni-
tal malformation of the valve may cause mitral stenosis, and
congenital mitral stenosis is almost never an isolated congenital
cardiac lesion.
Pathophysiology
The cross-sectional area of the normal mitral valve is 4 to 6 cm2.
A mitral valve area of 2 cm2 is considered moderate mitral ste-
nosis and an area of 1 cm2 is considered severe mitral stenosis.
Under normal conditions, there is no pressure gradient across
the mitral valve and the left atrial pressure is usually less than
15 mm Hg. As the mitral valve becomes more narrowed, an
increasing pressure gradient is required to move the blood
across the mitral valve from the left atrium into the left ventri-
cle during diastole; a transvalvular gradient of 10 mm Hg indi-
cates severe mitral stenosis. The significance of the transvalvular
gradient is that left atrial pressure progressively increases as the
mitral valve becomes more stenotic. In turn, the increased left
atrial pressure is transmitted retrograde into the pulmonary
veins, pulmonary capillaries, and ultimately pulmonary arteries.
A left atrial pressure of approximately 25 mm Hg increases
pulmonary capillary pressure enough to produce pulmonary
edema.
The severity of obstruction across the valve is determined
by the transvalvular gradient and flow rate across the valve. The
flow rate is a function of cardiac output and heart rate; because
flow across the mitral valve occurs during diastole and diastole
is shortened as heart rate increases, a faster heart rate at any given
cardiac output increases the transvalvular gradient and raises left
atrial pressure. The contribution of the atrial contraction (kick)
to cardiac output is particularly important in mitral stenosis; it
accomplishes as much as 30% of the transvalvular gradient.
Thus, the onset of symptoms is generally associated with exer-
tional activities or loss of the atrial kick with the onset of atrial
fibrillation.
To maintain adequate left ventricular filling across a 1-cm2
valve, for example, a pressure gradient of 20 mm Hg is required.
A normal left ventricular end-diastolic pressure of 5 mm Hg
results in a left atrial pressure of 25 mm Hg. Left atrial pressure
rises further if flow rate across the valve increases (increased
cardiac output), transit time across the valve is shortened
(decreased diastolic time), or atrial kick is lost (atrial fibrillation).
Pulmonary hypertension is an important component of
the pathophysiology of mitral stenosis and, when severe, may
dominate the clinical picture. At least three pathophysiologic
mechanisms contribute to the pulmonary hypertension seen
in long-standing mitral valvular disease: (1) increased left atrial
pressure transmitted retrograde into the arterial circulation;
(2) vascular remodeling of the pulmonary vasculature in response
1682 SECTION XI CHEST
Contraindications to this procedure include the presence of
moderate mitral regurgitation, thickening and calcification of
the mitral leaflets, and scarring and calcification of the subval-
vular apparatus.5 Performed in the cardiac catheterization suite
under fluoroscopic guidance, the technique entails advancement
of one or two balloon catheters across the interatrial septum and
inflation of the balloon within the stenotic mitral valve.
Balloon mitral valvuloplasty has provided good short-term
and intermediate-term results in appropriately selected patients.
Balloon inflation should increase the mitral valve area to approx-
imately 2 cm2. This increase in mitral valve area is usually associ-
ated with a significant decline in left atrial pressure and
transvalvular gradient and with at least a 20% increase in cardiac
output. The mortality rate associated with balloon mitral valvu-
loplasty is 0.5% to 2%. Other risks associated with this proce-
dure include systemic embolism, cardiac perforation, and
creation of mitral regurgitation; the risk of each of these com-
plications is approximately 1% to 2%. Increased pulmonary
vascular resistance has been shown to decline after successful
balloon valvuloplasty. Approximately 10% of patients are left
with a residual interatrial septal defect. Three years after balloon
valvuloplasty, at least 66% of patients are free of subsequent
intervention. In appropriately selected patients, the results of
balloon valvuloplasty compare favorably with those of surgical
valvuloplasty.6
Open Mitral Commissurotomy Open surgical valvuloplasty (com-
missurotomy) is not commonly performed and has largely been
supplanted by balloon mitral valvuloplasty. However, the proce-
dure permits careful examination of the mitral valve and chordae
tendineae under direct visualization and remova
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