Cell cycle inhibitors in normal and tumor stem cells
Tao Cheng*,1
1Department of Radiation Oncology, University of Pittsburgh School of Medicine and University of Pittsburgh Cancer Institute,
Pittsburgh, PA 15213, USA
Emerging data suggest that stem cells may be one of the
key elements in normal tissue regeneration and cancer
development, although they are not necessarily the same
entity in both scenarios. As extensively demonstrated in
the hematopoietic system, stem cell repopulation is
hierarchically organized and is intrinsically limited by
the intracellular cell cycle inhibitors. Their inhibitory
effects appear to be highly associated with the differentia-
tion stage in stem/progenitor pools. While this negative
regulation is important for maintaining homeostasis,
especially at the stem cell level under physiological cues
or pathological insults, it constrains the therapeutic use of
adult stem cells in vitro and restricts endogenous tissue
repair after injury. On the other hand, disruption of cell
cycle inhibition may contribute to the formation of the so-
called ‘tumor stem cells’ (TSCs) that are currently
hypothesized to be partially responsible for tumorigenesis
and recurrence of cancer after conventional therapies.
Therefore, understanding how cell cycle inhibitors control
stem cells may offer new strategies not only for
therapeutic manipulations of normal stem cells but also
for novel therapies selectively targeting TSCs.
Oncogene (2004) 23, 7256–7266. doi:10.1038/sj.onc.1207945
Keywords: adult stem cell; hematopoietic stem cell;
tumor stem cell; tissue regeneration; self-renewal; cell
cycle; cyclin-dependent kinase inhibitor; p21; p27; p18;
p16; Rb protein
Introduction
The therapeutic efficacy of stem cells largely relies on
their ability to replicate. Therefore, strategies to
manipulate stem cells require an understanding of their
cell cycle control. In this review, the distinct cell cycle
kinetics of adult stem cells will be introduced and briefly
followed by the current understanding of general cell
cycle regulation in mammalian cells. The focus will be
placed on the specific impact of the cell cycle inhibitors,
namely the roles of cyclin-dependent kinase inhibitors
(CKIs) on adult stem/progenitor cells. While many stem
cell types have been or are being defined, the hemato-
poietic stem cell (HSC) remains one of the best-studied
stem cell types and therefore data have been largely
obtained from HSCs partially in comparison with the
other stem cell types such as the neural stem cell (NSC).
The distinct impacts of different CKIs in stem cell
populations underscore the crucial role that cell cycle
inhibitors play in stem cell regulation and offer new
insights into the mechanisms of cancer development,
especially in light of the concept of ‘tumor stem cell’
(TSC) (or described as ‘cancer stem cell’ in general or
‘leukemic stem cells’ in leukemias by some other
investigators in the field). The biochemical pathways
of general cell cycle regulation will not be detailed in the
current review, since they have been extensively
reviewed elsewhere (Pardee, 1989; Sherr and Roberts,
1999; Sherr, 2000).
Stem cell proliferation with a limited rate
By definition, stem cells have the ability to reproduce
themselves indefinitely while possessing the potential to
differentiate into multiple lineages (or a single lineage in
a few tissue types) via transit amplifying cells (progeni-
tors). However, the proliferative rate of stem cells in vivo
under physiological conditions is much slower com-
pared to that of intermediate progenies, including the
progenitor cells and proliferating precursors.
In the hematopoietic system, an increase in stem cell
divisions can take place (Pawliuk et al., 1996; Oosten-
dorp et al., 2000) under activating conditions, such as
after transplantation or the depletion of cycling cells
using the S-phase toxin (5-fluorouracil or hydroxyurea)
(Harrison and Lerner, 1991; Uchida et al., 1997).
However, the relative quiescence of the HSC pool
appears to be essential to prevent premature depletion
under conditions of physiologic stress over the lifetime
of the organism (Cheng et al., 2000a, b). The highly
regulated proliferation of HSC occurs at a very limited
rate under homeostatic conditions. It had once been
hypothesized that the stem cell quiescence reflects a
complete cell cycle arrest of the majority cells in the stem
cell compartment, termed the ‘clonal succession model’
(Kay, 1965). While the retrovirus-based clonal marking
studies revealed few active stem cell clones at a given
time, which supports the clonal succession theory
(Lemischka et al., 1986), this view has been challenged
*Correspondence: T Cheng, Hillman Cancer Center, Research
Pavilion, Office suite 2.42e, 5117 Center Avenue, Pittsburgh, PA
15213-1863, USA; E-mail: chengt@msx.upmc.edu
Oncogene (2004) 23, 7256–7266
& 2004 Nature Publishing Group All rights reserved 0950-9232/04 $30.00
www.nature.com/onc
by the competitive repopulation model (Harrison et al.,
1988) or 5-bromodeoxyuridine (BrdU) incorporation in
the defined stem cell pools with a simulation methodol-
ogy (Cheshier et al., 1999). Using BrdU labeling
experiments, cell cycle lengths were estimated at
approximately 30 days in small rodents (Bradford
et al., 1997) and it was found that only about 8% of
the cells are in cell cycle daily (Cheshier et al., 1999).
Similar analyses using population kinetics estimated
that stem cells replicate once per 10 weeks in cats
(Abkowitz et al., 1996). In non-human primates, the rate
of cell replication in the stem cell pool was estimated to
be once per year (Mahmud et al., 2001). In contrast, the
essential feature of the hematopoietic progenitor cell
(HPC) population is that it irreversibly develops into
maturing cells, and in the process undergoes multiple
rapid cell divisions. The progenitor cell pool essentially
operates as a cellular amplification machine, generating
many differentiated cells from the few cells entering the
system (Potten, 1997), and it is therefore directly
responsible for the number of terminally differentiated
cells. For this reason, the progenitor cell pool is also
termed the transit, amplifying cell pool. The differences
between the stem and progenitor cell populations have
been regarded as phenotypic distinctions marking the
stage of a cell within the hematopoietic cascade.
However, an alternative model was recently put forward
proposing that the specific position in a cell cycle
determines whether a primitive cell functions as a stem
or a progenitor cell (Quesenberry et al., 2002). In this
hypothetical model, stimuli received at distinct positions
in the cell cycle provoke proliferation/differentiation or
not, and thereby yield either HSC or HPC outcomes.
This seems to contradict the traditional view of
‘hierarchy’ within the hematopoietic differentiation.
Nevertheless, in either model, ‘stemness’ is associated
with the limited rate of the cell proliferation.
The slow cycling feature seems to be a common
feature in most adult stem cell types if not all (Potten,
1997). In the central nervous system (CNS), evidence
suggests that the proliferative pools of adult neural
progenitors are derived from a quiescent multipotent
neural precursor or NSC (Bonfanti et al., 2001; Palmer
et al., 2001). For example, if the proliferative zone
containing the lineage-committed neuronal progenitor
cells (NPC) is ablated, it can be repopulated from a
small number of quiescent NSCs (Morshead et al., 1994;
Doetsch et al., 1999). Perhaps largely owing to this
quiescence, endogenous NSCs do not produce complete
recovery in cases of severe injury, though they do
participate in self-repair after brain damage (Horner
et al., 2000). In the mouse dermal stem cell population,
there are about fourfold fewer cells in S-G2/M phases in
the stem cell population compared with the progenitor
pool, though both cell populations constantly proceed
through the cell cycle (Dunnwald et al., 2003). In
addition, epithelial stem cells in mouse cornea (Cotsar-
elis et al., 1989) or mouse hair follicle (Morris et al.,
2004) appear to be slowly cycling as well.
The relative quiescence of stem cells may prevent their
premature exhaustion in vivo, but it has been considered
to be one of the hurdles in the context of the in vitro
expansion necessary for stem cell transplantation and
gene therapy. Methods for inducing stem cell prolifera-
tion have long been sought as a means to expand the
population of cells capable of repopulating the bone
marrow of ablated hosts and to render stem cells
transducable with virus-based gene transfer vectors.
Although great effort has been made to directly expand
stem cells using different combinations of hematopoietic
growth factors (cytokine cocktails), no culture system
has been applied successfully in clinical settings. This is
due, in part, to the lack of proof that any of the culture
conditions support expansion of a long-term repopulat-
ing HSC in humans (Verfaillie, 2002). Although data
suggest that under certain specific conditions murine
HSCs may divide in vitro, net expansion is achieved in
limited fashion and is associated with and often
dominated by cellular differentiation (Ema et al., 2000;
Uchida et al., 2003). It remains unclear which combina-
tion of hematopoietic cytokines is specifically selective
for stem cell proliferation without differentiation. So
far, there is no cytokine combination that can achieve
the effect of stem cell expansion by the HoxB4 protein
(Antonchuk et al., 2002). A recent promising study
demonstrated a potent effect of purified Wnt3a protein
in the expansion of mouse HSC in vitro. But the effect
appeared to require a strong survival element since the
net expansion could be only achieved on the HSCs from
the Bcl2 transgenic mice (Willert et al., 2003).
In short, the dichotomy of the relative resistance to
proliferative signals by stem cells and the brisk respon-
siveness by progenitor cells is generally believed to be a
central feature of tissue maintenance, although the
phenotypic distinctions between stem and progenitor
cells in many nonhematopoietic organs have not been
fully defined. Nevertheless, the functional difference in
proliferative response between stem cells and progeni-
tors represents a challenge for the specific manipulations
of the stem cells for therapeutic purposes. While a
complex array of extracellular signals and intracellular
transduction pathways certainly participate in the
distinct response, the cell cycle machinery, as a final
step, must communicate with the specific regulatory cues
(Steinman and Nussenzweig, 2002) and cell cycle
regulators must play key roles in this process (D’Urso
G and S, 2001).
Cell cycle regulation and CDK inhibitors
The molecular principles of cell cycle regulation have
been defined largely in yeast and in orthologous systems
applicable to the mammalian cell cycle (Hartwell and
Weinert, 1989). A number of surveillance checkpoints
monitor the cell cycle and halt its progression, mainly
via the p53 pathway (Vogelstein and Kinzler, 1992),
when DNA damage occurs. In mammalian cells, the cell
cycle machinery that determines whether cells will
continue proliferating or will cease dividing and
differentiate appear to operate mainly in the G1 phase
(Figure 1). Cell cycle progression is regulated by the
Cell cycle inhibitors in stem cells
T Cheng
7257
Oncogene
sequential activation and inactivation of CDKs (Sherr,
1994; Sherr and Roberts, 1995). In somatic cells,
movement through G1 and into the S phase is driven
by the active form of the Cyclin D1, 2,3/CDK4, 6
complex and the subsequent phosphorylation retino-
blastoma (Rb) protein (Classon and Harlow, 2002).
Once Rb is phosphorylated, the critical transcription
factor, E2F-1, is partially released from an inhibited
state and it turns on a series of genes including cyclin A
and cyclin E that form a complex with CDK2 as well as
cdc25A phosphatase. Cdc25A is able to remove the
inhibitory phosphates from CDK2 and the resultant
cyclin E/CDK2 complex, then it further phosphorylates
Rb, leading to a complete release of E2F and the
transcription of a series of genes essential for S-phase
progression and DNA synthesis. In parallel, the c-Myc
pathway also directly contributes to the G1/S transition
by elevating the transcription for cyclin E and cdc25A
(Bartek and Lukas, 2001) (Figure 1).
CDK activity is strictly dependent on cyclin levels that
are regulated by proteosome-mediated proteolysis.
Upon mitogenic stimulation, cyclin D serves as an
essential sensor in the cell cycle machinery and interacts
with the CDK4/6-Rb-E2F pathway. In addition to
regulation by cyclins and phosphorylation/dephosphor-
ylation of the catalytic subunit, CDKs are largely
controlled by CKIs (Sherr and Roberts, 1999). Two
families of low molecular weight CKIs, Cip/Kip and
INK4, have been identified as capable of interacting
with CDKs to suppress progression through G1. The
Cip/Kip family, which includes p21Cip1/Waf1, p27kip1 and
p57Kip2 (p21, p27 and p57 hereafter), may interact with a
broad range of cyclin–CDK complexes, while the INK4
family, which includes p16INK4A, p15INK4B, p18INK4C and
p19INK4D (p16, p15, p18 and p19 hereafter), specifically
inhibits CDK4 and CDK6 kinases. Of note, p16 locus
also encodes a structurally unrelated protein (p14ARF in
humans or p19ARF in mice), through an alternative
reading frame (ARF) (Sherr, 2001). Intriguingly, ARF
protein is able to activate p53 function by removing the
inhibitory effect of Mdm2 on p53 protein (Sherr and
Weber, 2000). Therefore, the unique p16 locus serves as
a bridging point between the two most frequently
targeted networks in the cells of the majority of cancers:
RB and p53 pathways. Both CKI families have been
shown to be essential in arresting cell cycle progression
in a broad spectrum of cell types (Morgan, 1995; Sherr,
1996). Studies using antisense of p21 or p27 have been
able to release the cells from Go stage into the cell cycle
(Nakanishi et al., 1995; Rivard et al., 1996). p27 and p18
have been proposed as intrinsic timers regulating animal
organ size in an autonomous manner (Conlon and Raff,
1999).
While we have a wealth of knowledge about the
biochemical roles of CKIs in a variety of model systems
(Sherr, 1996; Sherr and Roberts, 1999; Sherr, 2000), few
experiments have been performed in the defined stem
cell populations. There appears to be a distinct cell cycle
control operating in stem cells in order to maintain their
‘stemness’. Mouse embryonic stem (ES) cells were
shown to have a ‘defective’ Rb pathway and a
nonresponsive p53 pathway (Aladjem et al., 1998;
Prost et al., 1998; Burdon et al., 2002). In adult tissues,
stem cells and progenitor cells share many common
cytokine receptors (Berardi et al., 1995; Becker et al.,
1999; Roy and Verfaillie, 1999; Shen et al., 1999), it is
likely that the distinct cell cycle profile in stem cells is
mediated by either distinct upstream intracellular
mediators or unique combinatorial relationships of
common biochemical mediators that limit the intensity
of signals to enter into cell cycle. Defining the
mechanisms in the stem cell response requires the
analysis of individual cell cycle regulators and ultimately
a systematic approach to define how these cell cycle
regulators interact with one another and intersect
various signaling pathways.
Roles of CKIs in stem cell regulation
Roles of CKIs in stem and progenitor cells have been
shown in several species since Dipio, an analogue of p21/
p27, was reported to control embryonic progenitor
proliferation in Drosophila (de Nooij and Hariharan,
1995; de Nooij et al., 1996). However, further study of
their roles in stem cells from other higher species by
conventional experiments in molecular biology is
hampered due to the extremely limited availability of
the primary stem cells. Fortunately, genetically engi-
neered animal models and cell-sorting technologies
allow us to vigorously test the gain or loss of gene
function in the defined HSC and HPC populations in
the hematopoietic system. CKI knockout rodent models
have been particularly useful in providing a feasible
approach for studying the roles of cell cycle inhibitors in
stem cell biology (Brugarolas et al., 1995; Nakayama
et al., 1996; Franklin et al., 1998). In the hematopoietic
system, most CKI family members have been found to
be differentially expressed in human CD34þ cells
G1
G2
SM
Rb E2F
Rb- p
E2F Cyclin A
…
G1
Cdc25A
p16 INK4a
p15 INK4b
p18 INK4c
p19 INK4d
Cyclin D
CDK4,6
p21cip1
p27kip1
p57kip2
Cyclin E
CDK2
C-Myc
G0
Figure 1 Cell Cycle Control of G1 Phase in Mammalian Cells.
Description about each regulator during the G1 phase is detailed in
the text. The CDK inhibitors are indicated in the black boxes
Cell cycle inhibitors in stem cells
T Cheng
7258
Oncogene
(Taniguchi et al., 1999; Tschan et al., 1999; Yaroslavskiy
et al., 1999; Marone et al., 2000; Cheng et al., 2001),
indicating their distinct effects in hematopoiesis. In the
following paragraphs, the HSC will be most used as an
example to describe the roles of CKIs in stem cell
regulation unless other adult stem cell types are
specified.
p21: a gatekeeper for quiescent stem cells
p21 mRNA is abundant in quiescent human HSCs,
while it is reduced in progenitor populations (Ducos
et al., 2000; Stier et al., 2003). Functional assessment in
hematopoietic cells been carried out using p21�/� mice
(Cheng et al., 2000a, b). In the absence of p21, HSC
proliferation tends to increase under normal homeo-
static conditions. Exposing the animals to cell cycle-
specific myelotoxic injury resulted in a higher rate of
mortality due to hematopoietic cell depletion. Therefore,
p21 governs cell cycle entry of stem cells, and its absence
leads to increased proliferation of the primitive cells.
However, self-renewal of HSCs was impaired in serially
transplanted bone marrow from p21�/� mice (Cheng
et al., 2000b), suggesting that restricted cell cycling is
crucial to prevent premature stem cell depletion and
hematopoietic death under conditions of stress. Such
results might not be solely attributed to the stem cell
effect and other possible defects in differentiation or
apoptosis program, especially in the downstream of the
hematopoiesis, cannot be completely ruled out based on
the study. Nevertheless, the increased HSC cycling that
results from p21 absence in mice has recently been
extended to human cells and to a nondevelopmental
context. Using postnatal CD34þCD38� human cells, it
was shown that interrupting p21 expression with
lentivectors ex vivo resulted in expanded stem cell
number validated with the transplantation assay in
irradiated NOD/SCID mice (Stier et al., 2003). This
study demonstrated a proof-of-concept for an alter-
native paradigm in which HSC numbers can be
increased by releasing the brake on cell cycle entry
rather than focusing on combinations of pro-prolifera-
tive cytokines that can also induce differentation. These
data further supported the notion that postnatal human
stem cell proliferation can be uncoupled from differ-
entiation in ex vivo settings.
Given that relative quiescence is a common feature of
different tissue stem cell types and that p21 maintains
HSC quiescence, it was hypothesized that p21 might
also participate in limiting NSC reactivity in vivo.
Neural precursor cells from adults have exceptional
proliferative and differentiative capabilities in vitro, yet
respond minimally to in vivo brain injury due to
constraining mechanisms that are poorly defined. The
role of p21 in the regenerative response of neural tissue
is evaluated in mice deficient in p21 following ischemic
injury (Qiu et al., 2004). While steady-state conditions
revealed no increase in primitive cell proliferation in
p21-null brain, which is different from that found in the
hematopoietic system, a significantly larger fraction of
quiescent neural pre
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