Introduction to CODE V Optics 101 • 1-1
Copyright © 2008 Optical Research Associates
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Introduction to CODE V Training: Day 1
“Optics 101”
Digital Camera Design Study
User Interface and Customization
Section 1
Optics 101
(on a Budget)
Introduction to CODE V Optics 101 • 1-2
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-3
Goals and “Not Goals”
• Goals:
– Brief overview of basic imaging concepts
– Introduce some lingo of lens designers
– Provide resources for quick reference or further
study
• Not Goals:
– Derivation of equations
– Explain all there is to know about optical design
– Explain how CODE V works
Introduction to CODE V Training, “Optics 101,” Slide 1-4
Sign Conventions
• Distances: positive to right
• Curvatures: positive if center of curvature lies to right
of vertex
• Angles: positive measured counterclockwise
• Heights: positive above the axis
t >0 t < 0
VC
c = 1/r < 0
V C
c = 1/r > 0
θ > 0
θ < 0
Introduction to CODE V Optics 101 • 1-3
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-5
Light from Physics 102
• Light travels in straight lines (homogeneous media)
• Snell’s Law: n sin θ = n’ sin θ’
• Paraxial approximation:
– Small angles: sin θ~ tan θ ~ θ; and cos θ ~ 1
– Optical surfaces represented by tangent plane at vertex
• Ignore sag in computing ray height
• Thickness is always center thickness
– Power of a spherical refracting surface:
1/f = φ = (n’-n)*c
– Useful for tracing rays quickly and developing aberration
theory
Introduction to CODE V Training, “Optics 101,” Slide 1-6
Cardinal Points Illustrated
• Effective Focal Length (EFL) = distance from principal
point to focal point
P1F1
F2
EFLEFL
n n
n’
Introduction to CODE V Optics 101 • 1-4
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-7
Cardinal Points
• 6 important points along the axis of an optical system
– 2 focal points (front and back):
Input light parallel to the axis crosses the axis at focal
points F and F’
– 2 principal points (primary and secondary):
Extend lines along input ray and exiting focal ray; where
they intersect defines principal “planes” which intersect
the axis at the principal points
– 2 nodal points (first and second):
Rays aimed at the first appear to emerge from the
second at the same angle
– “First” points defined by parallel rays entering from the
right; “second” points defined by parallel rays entering
from the left
Introduction to CODE V Training, “Optics 101,” Slide 1-8
Aperture Stop
• Aperture stop: determines how much light enters the
system
• 2 special rays
– Marginal ray: from on-axis object point through the
edge of the stop
– Chief ray: from maximum extent of object through
the center of the stop
Aperture Stop
Chief ray
Marginal ray
Introduction to CODE V Optics 101 • 1-5
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-9
Pupils and the Aperture Stop
• Pupils
– Entrance pupil: image of aperture stop viewed
from object space
– Exit pupil: image of aperture stop viewed from
image space
Entrance pupil
location
Exit pupil
location
Entrance pupil
diameter (EPD)
Aperture Stop
Introduction to CODE V Training, “Optics 101,” Slide 1-10
Specifying the Aperture
• EPD = Entrance pupil diameter
• NAO = Numerical aperture in object space
(finite object)
• NA = Numerical aperture in image space
• f/# = EFL/EPD
• Note: some NAO systems will not fill a physical
aperture stop (common in photonics systems).
You still must specify a stop surface.
Introduction to CODE V Optics 101 • 1-6
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-11
Specifying the Pupil
Object
H
H'
Image
THI S0
L
Entrance
pupil
EPD
θ
NAO = n sinθ
θ = tan-1(EPD / 2L)
NA = NAO / RED = n' sinθ'
FNO = 1 / (2×NA)
θ'
RED = – H' / H
• Infinite object:
– ƒ/# = EFL/EPD
– NAO not valid
Introduction to CODE V Training, “Optics 101,” Slide 1-12
Same Triplet, Different f/#’s
f/3
f/4
f/8
“Faster”
“Slower”
Introduction to CODE V Optics 101 • 1-7
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-13
Field Definition
• Field definition describes how much of the
object you image
• Specify object angle, object height (finite
object), or image height
Object Image
Object
height
(YOB)
Object angle
(YAN) Image height
(YIM)
Entrance
pupil
L
YOB = - YIM/RED
YOB = -L*tan(YAN)
Introduction to CODE V Training, “Optics 101,” Slide 1-14
Aberrations
• Perfect imaging: point on object maps to point on the
image, for all points on object and all rays through the
aperture stop.
• Aberrations: deviations from perfect imaging
• “1st order” aberrations:
– Defocus: wrong image location
– Tilt: wrong image orientation
• “3rd order” aberrations:
– Used in classical aberration theory
• Spherical aberration
• Coma
• Astigmatism
• Field Curvature
• Distortion
Introduction to CODE V Optics 101 • 1-8
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-15
Spherical Aberration
• Focal length (EFL) varies with aperture height
– Only aberration on-axis
– No field dependence Through-focus
Spot Diagram
Marginal
ray focus
Paraxial
ray focus
Introduction to CODE V Training, “Optics 101,” Slide 1-16
Coma
• Magnification varies with aperture
– Rays through edge of aperture hit image at
different height than rays through center of
aperture
Chief ray
Marginal rays
Introduction to CODE V Optics 101 • 1-9
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-17
Astigmatism
• Sagittal (x-axis) and tangential (y-axis) ray fans
have different foci
Through-Focus Spot Diagram
Tangential
focus
Sagittal
focus
Introduction to CODE V Training, “Optics 101,” Slide 1-18
Field Curvature
• Planar object forms curved image
– Depends on index of refraction of lens material
and lens power
Best image is
on a curved
plane
Introduction to CODE V Optics 101 • 1-10
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-19
Distortion
• Image magnification depends on image height
– Image is misshapen, but focus isn’t changed
Paraxial chief ray location
Real chief ray location
Vertical
FOV
Horizontal
FOV
Barrel Distortion
Pincushion Distortion
Introduction to CODE V Training, “Optics 101,” Slide 1-20
Qualitative Effects of Aberrations on
Image Quality
• Aberrations may cause
uniform blur over the
field:
– Defocus
– Spherical aberration
• Aberrations may cause
field-dependent blur:
– Tilt
– Coma
– Astigmatism
– Field curvature
– Distortion
Image with Spherical Aberration Image with Field Curvature
Introduction to CODE V Optics 101 • 1-11
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-21
Ray Aberration Curves
• Vertical axis: distance on
image plane between chief
ray and current ray
• Horizontal axis: relative
height of ray in aperture stop
(or entrance/exit pupil)
Chief ray
y(ρ=1)
y(ρ= -0.75)
Image plane
Aperture stop
ρ=1
ρ= -0.75
y
z
0 1-1 10
Ray error (mm)
-0.75
y(ρ=1)
y(ρ= -0.75)
Tangential (y-fan) Sagittal (x-fan)
Relative Aperture ρ
Ray error (mm)
Introduction to CODE V Training, “Optics 101,” Slide 1-22
Chromatic Aberration
• Index is function of
wavelength: n = n(λ)
• Abbe number describes
the dispersion:
Vd = (nd –1)/(nF –nc)
– λd = 587.6 nm
(yellow)
– λF = 486.1 nm (blue)
– λc = 656.3 nm (red)
• Small Vd (Vd ~ 20 - 50):
very dispersive, colors
spread a lot
• Large Vd (Vd ~ 55 - 90):
less dispersion
Index vs. λ, NBK7_Schott
1.5
1.505
1.51
1.515
1.52
1.525
1.53
1.535
750 700 650 600 550 500 450 400
Wavelength λ (nm)
In
d
e
x
o
f
R
e
fr
a
ct
io
n
n
Introduction to CODE V Optics 101 • 1-12
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-23
Rays and Waves
• Rays are normal to wavefront
• Waves diffract at apertures and can interfere
• Rays can image perfectly; waves can’t due to diffraction
at apertures
– A point images to Airy disk
– Diffraction-limited spot size (diameter) = 2.44 λ f/#
(microns)
2.44 λ f/#
Intensity at image plane
Introduction to CODE V Training, “Optics 101,” Slide 1-24
Modulation Transfer Function (MTF)
• Start with black and white bars (or sinusoid)
with specified frequency.
• Frequency in “lines/mm,” where “lines” = “line
pairs” (1 black line + 1 white line)= cycle
• Modulation = contrast
– Imax = maximum intensity
– Imin = minimum intensity
– for object, contrast = 1 (pure black and white)
minmax
minmax
II
IIContrastMTF +
−==
Introduction to CODE V Optics 101 • 1-13
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-25
MTF
M
T
F
Object:
Spatial Frequency (cycles/mm)
X
T S (R)
1
0
Intensity along image slice
Object:
1
0
1
0
Image 1:
Image 1
Position
Image 2
Image 2:
MTF depends on target orientation:
(direction of variation of intensity)
S = Sagittal (a.k.a. R = Radial) or
T = Tangential
Y
X
Y
Introduction to CODE V Training, “Optics 101,” Slide 1-26
MTF (cont.)
• Image is not perfect; contrast drops due to:
– Aberration
– Diffraction
– Vignetting
• Varies with:
– Field point considered
– Orientation of target (radial or tangential)
Introduction to CODE V Optics 101 • 1-14
Copyright © 2008 Optical Research Associates
Introduction to CODE V Training, “Optics 101,” Slide 1-27
Gaussian Beams
W
Xo,Yo
X,Y
W = W(Z)
Wo
WAIST
(Z = 0)
Z
θ
w0 is 1/e2 spot radius at waist
w(z) is 1/e2 spot radius at distance z from the waist
Beam wavefront is planar at waist
θ is laser divergence angle = λ/πw0
θ λπ= w0
Introduction to CODE V Training, “Optics 101,” Slide 1-28
References for Optics Library
• General references
– R. Fischer, Optical System Design
– J. Greivenkamp, Field Guide to Geometrical Optics
– D. Malacara, Optical Shop Testing
– R. Shannon and B. Tadic, The Art and Science of
Optical Design
– W. Smith, Modern Optical Engineering
– W. Smith, Modern Lens Design
• Classics (may be difficult to locate)
– R. Kingslake, Lens Design Fundamentals
– Rudolf Kingslake, Applied Optics and Optical
Engineering, Vol. 1-5
– R. Shannon and J. Wyant, Applied Optics and Optical
Engineering, Vol. 6-10
– W. Welford, Symmetrical Optical Systems
– U.S. Government, Mil. Handbook 141
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