Himanshu J. Patel and G. Michael Deeb
Ascending and Arch Aorta : Pathology, Natural History, and Treatment
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is published by the American Heart Association, 7272 Greenville Avenue, Dallas, TX 75231Circulation
doi: 10.1161/CIRCULATIONAHA.107.690933
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Ascending and Arch Aorta
Pathology, Natural History, and Treatment
Himanshu J. Patel, MD; G. Michael Deeb, MD
Aortic aneurysms are the 13th-leading cause of mortalityin the United States.1 The incidence of thoracic aortic
aneurysms (TAA) is increasing with improvements in screen-
ing, as well as advances in imaging.2 Replacement of the
ascending aorta accounts for the majority of thoracic aortic
procedures. TAAs are more frequently present in men and
typically occur in the 50- to 70-year age range.3 Disease
processes affecting the ascending and arch aorta include
degenerative aneurysms and aneurysms associated with con-
nective tissue disease, as well as acute aortic dissection and
its variants of intramural hematoma and penetrating ulcer.
Syphilitic aneurysms, once the predominant cause of ascend-
ing aneurysms, are exceedingly rare today. In the present
review, we will discuss these pathological conditions as well
as operative techniques and outcomes after medical and
operative therapy.
The Spectrum of Thoracic Aortic Pathology
Degenerative Aneurysms
Degenerative aneurysms comprise the majority of those seen
in the ascending aorta and have a specific pathological
profile.3 Whereas the elastin content in the ascending aorta is
high, that seen in ascending aortic aneurysms is significantly
reduced. In addition, the media of the aneurysm displays a
loss of smooth muscle cells and fragmentation of the elastic
fibers from a process known as cystic medial degeneration.
Although this process is seen normally as a consequence of
aging, it is accelerated in some and results in the phenotypic
expression of an ascending aortic aneurysm. Recent studies
have focused on differences in ascending aneurysm patho-
genesis for patients with bicuspid and tricuspid aortic valves,
with the former suggested as a more-aggressive variant.4
Marfan Syndrome
Marfan syndrome is the most common inherited connective
tissue disease, with an incidence of 1 in 10 000.5 The basic
genetic defect is a mutation of the gene for fibrillin-1, an
essential protein of microfibrils. The phenotypic manifesta-
tion is that of disorganized elastic fibers, premature cystic
medial degeneration, and a resulting complex of ocular,
musculoskeletal, central nervous system, and cardiovascular
abnormalities. The predominant cause of mortality is from
rupture or dissection of the dilated aortic root, which is seen
in 75% of patients with Marfan syndrome.
In a landmark study, Gott and associates described a
multicenter observational analysis of the effects of early
operative intervention on the root and ascending aorta in
patients with Marfan syndrome.6 In this report, elective aortic
root replacement was associated with a 1.5% early mortality
rate, and this contrasted with a rate of 11.7% in those
undergoing emergency repair. This focus on early interven-
tion for aortic pathology, as well as advances in imaging, has
extended the median life expectancy of a patient with Marfan
syndrome from 42 years in 1972 to 71 years in 2000.
Although the therapy for Marfan syndrome involves focusing
specifically on the aortic root, any portion of the aorta is at
risk for rupture or dissection as a consequence of its weaker
nature.
Type A Aortic Dissection and Its Variants
Type A aortic dissection (AD), defined here as the presence
of dissection proximal to the left subclavian artery, represents
a true cardiac surgical emergency. Its mortality if left un-
treated has been estimated from classical studies at 1% per
hour for the first 48 hours and can result in a mortality rate
exceeding 80% in the first month. More recent studies
evaluating the effects of maximal anti-impulse therapy in
nonoperative candidates suggest that the mortality rate
with maximal medical management has receded but still
exceeds that seen with contemporary reports on operative
management.7
The pathogenesis of AD remains debated, with 2 prevailing
hypotheses. The first presumes that the initiating event is a
tear in the intima (primary tear), which then allows blood to
flow into the aortic wall media creating the false lumen. The
alternative hypothesis suggests that the initial event is rup-
tured vasa vasorum creating intramural hematoma. This
hematoma results in increased wall stress during diastole and
allows for intimal disruption.8 Although the initiating events
remain debatable, the end result remains lethal, with ultimate
propagation of a false channel along a predictable spiral
course from the right anterior ascending aorta, then curving
posteriorly into the arch and down the left aspect of the
descending and thoracoabdominal aorta. Risk factors for
From the Department of Surgery, University of Michigan Cardiovascular Center, Ann Arbor.
Correspondence to Himanshu J. Patel, MD, Assistant Professor of Surgery, Section of Cardiac Surgery, CVC Room 5144, 1500 E Medical Center Dr,
SPC 5864, Ann Arbor, MI. E-mail hjpatel@med.umich.edu
(Circulation. 2008;118:188-195.)
© 2008 American Heart Association, Inc.
Circulation is available at http://circ.ahajournals.org DOI: 10.1161/CIRCULATIONAHA.107.690933
188
Aortic Diseases
by guest on February 12, 2013http://circ.ahajournals.org/Downloaded from
matao
aortic dissection include those contributing to an increased
intraluminal pressure (eg, hypertension, hypervolemia) or
those diminishing aortic wall strength (eg, connective tissue
disease). Presenting symptoms include severe tearing chest or
back pain; however, manifestation as a consequence of
associated branch vessel compromise (eg, myocardial ische-
mia, severe abdominal or lower extremity pain, lower extrem-
ity paralysis, and stroke) can also occur.9
It is the latter manifestation that presents the highest risk
cohort. In this group with branch vessel ischemia, malperfu-
sion can exist by 2 different mechanisms. Two predominant
mechanisms exist by which malperfusion can occur, and
these have previously been defined by our group.10 In static
obstruction, the dissection flap enters the branch vessel lumen
without an adequate reentry tear (or a diminutive reentry tear)
within the course of that artery. The compromised true lumen
of that artery then becomes the sole source of inflow into that
end organ. In contrast, in dynamic obstruction, the mobile
aortic dissection flap intermittently covers the orifice of the
branch vessel during the cardiac cycle, thus impeding arterial
inflow into the end organ. The optimal timing of aortic repair
in this subset of patients with acute dissection is debated.
Although immediate repair with resection of the primary
entry tear may eliminate dynamic obstruction, the effects of
end-organ ischemia may lead to a severe reperfusion injury
and its consequences. We previously suggested a strategy of
delay in operation for that group with type A dissection and
severe end-organ ischemia and dysfunction.9 In that group,
malperfusion was relieved by a percutaneous fenestration
procedure, and operative repair was undertaken after resolu-
tion of the ischemia-reperfusion injury. Others however have
suggested acceptable early results with immediate operative
repair.11,12 Regardless of the timing of surgery, the presence
of malperfusion remains an important adverse risk factor for
mortality, particularly when it involves the mesenteric or
cerebral circulation.9–12
Variants of true “double barrel” AD include intramural
hematoma (IMH) with or without penetrating ulcer. These
variants are often associated with the elderly as well as with
women.13 Analysis of a nonoperative strategy has suggested
a more benign course for type A IMH when compared with
that seen in true aortic dissection, particularly if not associ-
ated with a penetrating ulcer. However, recent studies from
von Kodolitsch et al, as well as Ganaha and colleagues,
emphasized the need to proceed with aortic repair to prevent
the risk for progression to a true double barrel dissection or
aortic rupture.14,15 The current recommendation is to proceed
with aortic repair in the setting of acute type A IMH with or
without penetrating ulcer.
Natural History of Thoracic Aortic Disease
Thoracic aortic intervention is typically undertaken in the
asymptomatic setting. Symptoms typically occur in the set-
ting of either a complication of the disease (ie, rupture or
dissection) or when these complications are imminent. The
importance of understanding the natural history of the disease
is paramount, because the indications for intervention are
typically to improve survival not quality of life. Although the
natural history of thoracic aortic disease is not as well
characterized as that for abdominal aortic disease, recent
reports have yielded important information to assist in deter-
mining timing of operative therapy.
Recent data have suggested that growth of the ascending
and arch aorta is a relatively indolent process.16,17 Previous
studies have suggested a mean annual growth rate of 0.07 to
0.2 cm/y for this aortic segment. Risk factors for increased
growth have included increasing age, female sex, presence of
chronic obstructive pulmonary disease and hypertension, and
positive family history, as well as the presence of aortic
dissection. Finally, growth rates of TAA have also been
shown to be dependent on initial aortic diameter, with larger
aneurysms growing faster than smaller counterparts.
The importance of aortic diameter in determining risk for
complications has been demonstrated in numerous studies.
The normal ascending aortic diameter is 2 to 3 cm depending
on patient age, size, and sex. The risk for aortic rupture,
dissection, or death for the ascending aorta relative to
absolute size was recently evaluated by Davies et al.18 They
identified that the median aortic diameter at the time of
rupture for the ascending or arch aorta was 6 cm. They also
demonstrated a progressively increasing risk for rupture,
dissection, or death culminating at 15.6% for aortic diameters
!6 cm. With these data, the recommendation to intervene
was set at 5.5 cm for ascending aortic aneurysms. Whereas
the focus of this and other early studies was on determining
the absolute size criteria for intervention, more recent reports
have suggested that absolute size may not be the only
appropriate variable. Indeed, female sex and increasing age
have been associated with an increase in event rate.16 In
addition, in most natural history studies, those patients
presenting with larger aneurysms were often immediately
sent for surgery, thus altering the follow-up available for
these versus small aneurysms. In recognizing the differences
in aortic diameter relative to sex and body size, the Yale
group recently suggested the use of an aortic size index,
where the maximum aortic diameter was referenced to body
surface area.19 In this study, an indexed aortic size !4.25
cm/m2 correlated with an event rate of 20% to 25%. Impor-
tantly, even patients presenting with aortic sizes"2.75 cm/m2
displayed an event rate of 4%; those presenting with sizes
between 2.75 and 4.25 cm/m2 had event rates approaching
8%. With that data, as well as the recent work from the
International Registry of Acute Aortic Dissection (IRAD)
consortium demonstrating the propensity for dissection at less
than the typical 5- to 5.5-cm intervention target, the impor-
tance of adjunctive medical therapy, including control of
hypertension and avoidance of strenuous exercise, as well as
the need for continued surveillance, is justified to prevent
catastrophic complications.20
The natural history of special pathological subtypes has
also been recently studied. The known association of bicuspid
aortic valve with ascending aortic aneurysms has been asso-
ciated with a higher risk for aortic growth (0.19 cm/y versus
0.13 cm/y in nonbicuspid).21 For those patients with aortic
stenosis and bicuspid aortic valve disease, the risk for rupture,
dissection, or death was higher than in those without aortic
stenosis. A family history of aortic aneurysm disease is also
a significant risk factor for aneurysm disease. Albornoz et al
Patel and Deeb Ascending and Arch Aorta 189
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recently demonstrated that of 101 non–Marfan syndrome
patients with thoracic aneurysms, 21.5% demonstrated an
inherited pattern for TAA with differing penetrance and
expression. Those with a familial type presented earlier and
displayed higher growth rates than those with sporadic types.
In addition, aneurysms frequently coexisted in other loca-
tions, including in the abdominal aorta and cerebral circula-
tion in this patient group.22
Medical Therapy of Thoracic
Aortic Aneurysms
Medical therapy for TAA has typically been associated with
a dismal prognosis. McNamara and Pressler called to atten-
tion the high risk of unrepaired TAAs.23 Recent reports on
medical therapy, often focused on patients with Marfan
syndrome, have suggested improvements in outcomes for
TAA. In a randomized prospective trial, Shores demonstrated
that propranolol administration was associated with improve-
ments in both aortic growth and 10-year survival for patients
with Marfan syndrome.24 Similarly, Zierer et al suggested
that the use of !-blockers was associated with a decrease in
need for aortic reoperation in patients after repair of aortic
dissection.25 In an evaluation of angiotensin-converting en-
zyme inhibitors, Yetman and colleagues noted a decrease in
aortic growth for Marfan patients receiving enalapril com-
pared with those receiving !-blockers.26 Finally, the recent
experimental evaluation in a mouse aneurysm Marfan model
suggested that losartan use prevents aneurysm formation,
likely as a result of its transforming growth factor-! antago-
nistic effects.27 This suggestion requires clinical validation in
humans.
Additional important lifestyle changes include the avoid-
ance of strenuous physical activity, particularly weightlift-
ing.28 Pregnancy has been associated with a risk for occur-
rence of type A dissection, particularly in patients with
bicuspid aortic valves or Marfan syndrome.29 As part of the
cardiovascular effects of pregnancy, connective tissue
changes occur, including dilation of the aorta along with an
increase in cardiac output. These considerations led Immer et
al to suggest that aortic enlargement "4 cm or an increase in
aortic root diameter in patients with bicuspid aortic valve or
Marfan syndrome is associated with a dramatic increase in
risk of type A aortic dissection, particularly in the third
trimester. They stressed the need for close surveillance and
suggested the use of cesarian section, selective administration
of !-blockers including into the postpartum period, as well as
prophylactic aneurysm repair if rapid enlargement is seen.29
The natural history of TAA is that of inexorable expansion.
As a result, continued surveillance of small TAAs is manda-
tory to identify individuals who should undergo intervention
and constitutes an important part of ongoing medical therapy.
Our protocol for this surveillance is detailed in Table. Note
should be made of the significant interobserver differenc-
es—by as much as 5 mm—as detailed by Cayne and
associates.30 Therefore, diligent follow-up with standardized
protocols is necessary to ameliorate the risk for rupture,
dissection, or aneurysm-related death.
Operative Therapy for Ascending and Arch
Aortic Disease
Preoperative Workup
Our usual preoperative workup for patients requiring resec-
tion of TAA includes obtaining coronary angiography and
echocardiography to evaluate the need for concomitant car-
diac procedures, as well as to assess the status of the aortic
valve and root. Because of the frequent association of
aneurysm disease with tobacco use, we routinely obtain
pulmonary function testing with consultation from our pul-
monary medical colleagues on a selective basis. Severe
carotid stenosis represents a risk factor for stroke with
operations for TAA, and therefore carotid duplex scanning is
also routinely carried out. Finally, given the association of
concomitant aneurysmal disease in noncontiguous aortic
Table. Suggested Imaging Surveillance for Patients With Thoracic Aortic Aneurysms
Aortic Pathology Additional Initial Workup First Follow-Up Imaging Subsequent Imaging
Newly diagnosed TAA Echocardiography to evaluate aortic
valve structure and function
CT scan at 6 months 1) Annual CT scan if stable
2) Annual echocardiography if initial
study demonstrated moderate to
severe aortic stenosis or insufficiency
Rapidly growing TAA 1) Echocardiography CT scan at 3 months unless indication
for operation exists
1) CT scan at 6 months if stable, then
annually thereafter2) Right and left heart
catheterization 2) CT scan every 3 months if growing
further3) Carotid duplex
4) Pulmonary function testing
Residual distal aortic dissection
after repair of type A dissection
None CT scan 3 months postoperatively Annual CT scan if stable distal aortic
dimension
Known TAA in setting of
pregrnancy
Echocardiography Six to eight weeks with repeat
echocardiography
1) Echocardiography every 6 to 8 weeks
including into first 3 postpartum
months
2) CT scan postpartum, then algorithm
per rapidly growing TAA
190 Circulation July 8, 2008
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segments, we ensure that a complete computed tomography
(CT) evaluation of the aorta is performed before repair
of TAA.3
Operative Approach and Outcomes
The routine approach for an ascending or arch TAA is via a
median sternotomy. In patients presenting with prior sternot-
omy and aneurysms adherent to the posterior sternal table, we
have found that the “clamshell” incision (bilateral anterior
thoracosternotomy) is useful to avoid catastrophic hemor-
rhage on reentry into the chest. Cardiopulmonary bypass is
used in all patients. Cannulation for cardiopulmonary bypass
is often performed via the ascending or arch aorta in elective
nondissected pathology. If the procedure is performed for
ascending aortic dissection, the site of cannulation typically
includes either the femoral or axillary arterial route to avoid
inserting large bore cannulae into the weakened aortic wall.
Advantages of the axillary cannulation method include the
ability to maintain cerebral flow while the patient is on
lower-body circulatory arrest for operative procedures on the
arch aorta. Recent data have suggested that the axillary
method of cannulation may decrease the incidence of post-
operative stroke for thoracic aortic operative pro
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