Autophagy in li
Pierre-Emmanuel Rautou1,2,3,⇑, Abdellah Mansou
Dominique Valla1,2,3, R
1Service d’Hépatologie, Hôpital Beaujon, Assistance Publique-Hôpitau
Bichat-Beaujon CRB3, Clichy, France; 3Université
Autophagy, or cellular self-digestion, is a cellular pathway cru-
phagosome formation involves three major steps described in
Fig. 3: initiation with the uncoordinated 51-like kinase 1
gy 2010 vol. 53 j 1123–1134
Keywords: Autophagic vacuole; Autophagosome; Hepatitis; Hepatocellular car-
cinoma; LC3; Starvation; Survival.
Received 29 April 2010; received in revised form 21 July 2010; accepted 22 July 2010
Review
Journal of Hepatolo
(ULK1) complex, nucleation with the Beclin-1-class III phosphati-
dylinositol 3-kinase (PI3K) complex and elongation of the isola-
tion membrane with a key role of microtubule-associated
protein light chain 3 (LC3) lipidation [3,5,6].
Information on the methods for monitoring autophagy can be
found elsewhere [7].
Within the past decade, numerous new techniques have been
developed, allowing to understand the role of autophagy both in
⇑Corresponding author. Address: Service d’Hépatologie, Hôpital Beaujon, 92 110
Clichy, France. Tel.: +33 1 40 87 55 19; fax: +33 1 40 87 44 26.
E-mail address: perautou@yahoo.fr (P.-E. Rautou).
Abbreviations: a1AT, alpha-1-antitrypsin; AMPk, 50-AMP-activated protein Kina-
se; ATZ, a1AT mutant Z gene; Atg, autophagy genes; Bcl, B-cell leukemia/lymp-
homa; HCC, hepatocellular carcinoma; HBV, hepatitis B virus; HCV, hepatitis C
virus; LC3, microtubule-associated protein light chain 3; mTOR, mammalian ta-
rget of rapamycin; Nrf2, nuclear factor erythroid 2-related factor 2; PI3K, phos-
phatidylinositol 3-kinase; ULK1, uncoordinated 51-like kinase 1.
the Atg proteins that are required for the formation of the isola-
tion membrane and the autophagosome. The process of auto-
cial for development, differentiation, survival, and homeostasis.
Its implication in human diseases has been highlighted during
the last decade. Recent data show that autophagy is involved in
major fields of hepatology. In liver ischemia reperfusion injury,
autophagy mainly has a prosurvival activity allowing the cell
for coping with nutrient starvation and anoxia. During hepatitis
B or C infection, autophagy is also increased but subverted by
viruses for their own benefit. In hepatocellular carcinoma, the
autophagy level is decreased. In this context, autophagy has an
anti-tumor role and therapeutic strategies increasing autophagy,
as rapamycin, have a beneficial effect in patients. Moreover, in
hepatocellular carcinoma, Beclin-1 level, an autophagy protein,
has a prognostic significance. In a-1-antitrypsin deficiency, the
aggregation-prone ATZ protein accumulates in the endoplasmic
reticulum. This activates the autophagic response which aims at
degrading mutant ATZ. Some FDA-approved drugs which
enhance autophagy and the disposal of aggregation-prone pro-
teins may be useful in a-1-antitrypsin deficiency. Following alco-
hol consumption, autophagy is decreased in liver cells, likely due
to a decrease in intracellular 50-AMP-activated protein kinase
(AMPk) and due to an alteration in vesicle transport in hepato-
cytes. This decrease in autophagy contributes to the formation
of Mallory-Denk bodies and to liver cell death. Hepatic autophagy
is defective in the liver in obesity and its upregulation improves
insulin sensitivity.
� 2010 European Association for the Study of the Liver. Published
by Elsevier B.V. All rights reserved.
Definition and molecular machinery of autophagy
Autophagy (Greek for ‘‘self eating”) is a general term for pro-
cesses by which cytoplasmic materials, including organelles,
ver diseases
ri2,3, Didier Lebrec1,2,3, François Durand1,2,3,
ichard Moreau1,2,3
x de Paris, Clichy, France; 2INSERM, U773, Centre de Recherche
Denis Diderot-Paris 7, 75018 Paris, France
reach lysosomes for degradation. Three types of autophagy (mac-
roautophagy, microautophagy, and chaperone-mediated autoph-
agy) have been identified and they differ with respect to their
physiological functions and mode of cargo delivery to the
lysosome.
This review will focus on macroautophagy (hereafter referred
to as autophagy), the major regulated catabolic mechanism that
eukaryotic cells use to degrade long-lived proteins and organelles
[1]. This pathway is conserved from yeast to mammals (Fig. 1).
Upon induction, a small vesicular sac called the isolation mem-
brane or phagophore elongates and subsequently encloses a por-
tion of cytoplasm, which results in the formation of a double-
membraned structure, the autophagosome (Fig. 2). Recent data
show that the outer membrane of mitochondria participates in
autophagosome biogenesis [2]. Then, the outer membrane of
the autophagosome fuses with a lysosome (to form an autolyso-
some), leading to the degradation of the enclosed materials
together with the inner autophagosomal membrane. Amino acids
and other small molecules that are generated by autophagic deg-
radation are delivered back to the cytoplasm for recycling or
energy production. Autophagy occurs at low basal levels in virtu-
ally all cells to perform homeostatic functions such as protein and
organelle turnover. It is rapidly upregulated through the inhibi-
tion of mammalian target of rapamycin (mTOR) when cells need
to generate intracellular nutrients and energy, for example, dur-
ing starvation, growth factor withdrawal, or high bioenergetic
demands [1,3]. Subsequently, prolonged starvation reactivates
mTOR signaling that both attenuates autophagy and generates
proto-lysosomal tubules and vesicles that extrude from autolyso-
somes and ultimately mature into functional lysosomes, thereby
restoring the full complement of lysosomes in the cell [4].
The execution of autophagy involves a set of evolutionarily
conserved gene products (initially identified in yeast) known as
normal and in pathological conditions [1,5]. The physiological tion [21]. In this study, 61 patients who underwent liver surgery
Review
Autophagy and liver ischemia reperfusion and liver surgery
Liver ischemia/reperfusion injury occurs during liver transplanta-
tion, trauma, shock, and elective liver resection. During this pro-
cess, hypoxic organ damage is accentuated following the return
of blood flow and oxygen delivery. The pathophysiology includes
direct cellular damage as a result of the ischemic insult and
delayed dysfunction and injury resulting from inflammatory
pathway activation [11].
As the first known role of autophagy is its action during nutri-
ent starvation, studies on autophagy and liver diseases have rap-
idly focussed on liver ischemia/reperfusion [12–14]. Two types of
experimental protocols have been performed reflecting two dif-
ferent clinical situations: (a) hepatic ischemia induced by occlu-
sion of the portal triad for a duration ranging from 30 to
90 min, followed or not by a reperfusion period ranging from
30 min to 3 h [15–17]; and (b) liver transplantation with 24 h
cold ischemia followed by reperfusion [18–20].
Despite very similar protocols, results of studies performed in
mice, assessing the impact on autophagy of portal triad occlusion,
are highly controversial, some reporting an increase and others a
decrease in autophagy protein level [15–17]. Nevertheless, the
unique study performed in patients provides interesting informa-
role of autophagy in nutrient and energy metabolism in hepato-
cytes has been reviewed elsewhere [8]. As detailed in Box 1, this
process is particularly crucial in newborn mammals survival
[9,10]. Several recent studies have demonstrated the implication
of autophagy in major fields of hepatology. This review aims at
providing an overview of currently available knowledge on
autophagy and liver diseases.
1124 Journal of Hepatology 2010
with total vascular occlusion and preservation of the caval flow
after receiving several courses of chemotherapy were studied.
For all patients, two liver biopsies were taken, one before the pro-
longed ischemia required by liver resection and another after the
liver reperfusion (median: 88 min; range:57–125 min), before clo-
sure of the abdomen. A unique vascular occlusion had almost no
effect on autophagy, since the LC3-II rarely increased and the num-
ber of cells containing autophagic vacuoles remained stable. How-
ever, a subgroup of patients underwent ischemic preconditioning
consisting of 10 min of portal triad clamping followed by 10 min
of reperfusion before the prolonged ischemia required by liver
resection. In these patients, a frank increase in liver cell autophagy
was observed. Even if this study failed to demonstrate a beneficial
effect of such ischemic preconditioning in postresection liver
injury tests or measure of patient morbidity [21], previous studies
including specific groups of patients, such as young patients and
patients with liver steatosis or cirrhosis obtained a clinical
improvement [22,23]. This suggests that in this context, autophagy
enhancement could allow for decreasing liver cell death (Table 1).
Studies on liver transplantation had also apparently contra-
dictory results. The explanation for such discrepancies must be
the solution for cold preservation used. Indeed, a decrease in
autophagy was observed in a study using a histidine–trypto-
phan–ketoglutarate cold-storage solution for 24 h cold preserva-
tion [20], while the contrary was reported by authors using the
University of Wisconsin (UW) cold-storage solution [18,19]. Elec-
tron microscopy analysis of surgical biopsies performed after
revascularisation of human liver grafts conserved in UW solution
also disclosed the existence of numerous autophagic vacuoles
(personal unpublished data). Importantly, UW cold storage solu-
tion does not contain amino acids. It is well demonstrated that
amino acid depletion rapidly induces autophagy [12] and that
anoxia decreases autophagy protein level [16]. This induction of
autophagy due to the absence of amino acids, may explain not
only the apparent discrepancy between these studies but also
the protection of the liver obtained with preservation solution
such as the UW solution [11]. Indeed, anoxia/reoxygenation
induces mitochondrial dysfunction. Due to the decrease in
autophagy proteins induced by anoxia/reoxygenation, autophagy
fails to remove dysfunctional mitochondria, so that the mito-
chondria laden with reactive oxygen species and calcium
undergo the mitochondrial permeability transition, which in turn
leads to uncoupling of oxidative phosphorylation, energetic fail-
ure, ATP depletion, and ultimately cell death. In case of associated
nutrient depletion, autophagy is enhanced and facilitates autoph-
agy of damaged mitochondria, leading to cell survival [16].
This hypothesis is supported by the beneficial effect on liver
tolerance to ischemia–reperfusion of several strategies aiming
at increasing autophagy in murine models: stimulation of PPARc
with rosiglitazone, infusion of nontoxic doses of cisplatin and
liver graft hypothermic reconditioning by insufflation of gaseous
oxygen via the caval vein during the last 90 min of preservation,
[15,17,20]. It is striking to notice that the two studies suggesting
that inhibiting autophagy could ameliorate liver tolerance to
ischemia [14,18] used non specific inhibitors of autophagy, such
as general lysosome protease inhibitors (pepstatin and leupeptin)
or PI3K inhibitors (wortmannin or LY294002), known to also
have autophagy independent activities.
Currently available studies provide additional information.
First, autophagic activity declines in aged organisms which
vol. 53 j 1123–1134
mTOR
Protolysosomal
tubules
Beclin-1
Class III
PI3K
AMPk
Atg
Lysosome
Bafilomycin A1
Nutrient
abundance Starvation
Rapamycin
Wortmanin
PI3K
Class I +
+
-
-
-
-
-
-
Proteinase
inhibitors
(pepstatin,
leupeptin) -
+
JOURNAL OF HEPATOLOGY
Isolation
membrane Autophagosome
Bcl-2
-
could explain at least partly theworse tolerance to ischemia reper-
fusion in aged patients [15,24]. Second, autophagy level decreases
following partial hepatectomy suggesting a shift from the physio-
logical steady state between anabolismand catabolism to the posi-
tive balance which is required for the compensatory growth of the
Autophagy genes
knock down or knock out
Fig. 1. Cellular and molecular aspects of autophagy. Note that wortmannin inhibits
inhibit autophagy as represented here. Abbreviations: AMPk, adenosine monophosphate-
2; mTOR, mammalian target of rapamycin; PI3K, phosphatidylinositol 3-kinase.
2 µm
ld n
m
m
m
f
A B
Fig. 2. Electron micrographs showing ultrastructure of hepatocytes from a chro
magnification image showing hepatocytes containing several autophagic vacuoles (origin
vacuole (original magnification, 100,000�). F, fibrosis; ld, lipid droplet; m, mitochondria
Journal of Hepatology 2010
Autolysosome
Lysosome
liver after partial hepatectomy [13]. Third, reperfusion had more
effect on autophagy level than ischemia alone [16,19,25], which
is in linewith the histological lesions observed [11]. Unfortunately,
no study has yet specifically evaluated the autophagic pathway in
liver sinusoidal endothelial cells. This is a limitation inunderstand-
Amino
acids
both class I (inhibitory) and class III PI3K, but the overall phenotypic effect is to
activated protein kinase; Atg, autophagy genes; Bcl-2, B-cell leukemia/lymphoma
m
0.2 m
nic hepatitis C patient. Black arrows point to autophagic vacuoles. (A) Low-
al magnification, 8000�). (B) Partial view of a hepatocyte containing an autophagic
; n, nucleus.
vol. 53 j 1123–1134 1125
from chronic hepatitis C patients [27–32]. Whatever the
LC3
Class III
PI3K
Vesicle elongation and closure
Review
conjugation
system Beclin-1
Ambra1 Atg14L
Atg12
conjugation
system
PE
PE
Vps15
mTOR
Initiation
-
Atg101 Atg13
FIP200
ULK1
Atg5
Atg12 Atg10
Atg16
Atg12
Atg5
Atg16
Atg7
LC3-I Atg4 Atg3
LC3-II
ing the effect of autophagy in liver ischemia reperfusion injury
since these cells are the most sensitive to ischemia and lesions to
these cells are a key event in this context.
Autophagy and viral hepatitis
Besides the physiological function of autophagy in maintaining
cellular homeostasis, autophagy is a newly recognized facet of
innate and adaptative immunity. Not surprisingly, certain viruses
such as hepatitis C virus (HCV) and hepatitis B virus (HBV) have
developed strategies to subvert or use autophagy for their own
benefit [26] (Table 1).
Several studies have assessed the autophagic pathway in
hepatocytes infected with HCV both in vitro and in liver biopsies
Vesicle
nucleation
Bcl-2 /xL
-
Fig. 3. Basic molecular machinery of autophagy. There are at least three steps
in the formation of autophagosomes: initiation, nucleation, and elongation/
closure. Autophagy is initiated by the ULK1 complex. This complex is formed by
ULK1 Ser/Thr protein kinase, Atg13, and FIP200. Among the initial steps of vesicle
nucleation is the activation of the class III PI3K (Vps34) to generate phosphati-
dylinositol 3-phosphate. This activation depends on the formation of a multi-
protein complex that includes Beclin-1, Vps15, Atg14L (Atg14-like protein), and
Ambra1. Beclin-1 constitutively interacts with Bcl-2 or its close homolog Bcl-XL
and autophagy induction requires the dissociation of Beclin-1 from its inhibitors
Bcl-2 or Bcl-XL [6]. The functional relationship between the ULK1 complex
(initiation) and Beclin-1-class III PI3K complex (nucleation) complexes remains to
be determined [86]. Vesicle elongation, vesicle completion. The membrane
formed elongates and closes on itself to form an autophagosome. Two conjuga-
tion systems are successively involved. The first involves the covalent conjugation
of Atg12 to Atg5, with the help of Atg7 and Atg10. This conjugate is organized into
a complex by associating with Atg16 to form the Atg16–Atg5–Atg12 complex. The
second involves the conjugation of phosphatidylethanolamine (PE) to a LC3 by
the sequential action of the Atg4, Atg7, and Atg3. This lipid conjugation leads to
the conversion of the soluble form of LC3 (named LC3-I) to the autophagic vesicle-
associated form (LC3-II), allowing for the closure of the autophagic vacuole.
Abbreviations: Ambra1, activating molecule in Beclin-1-regulated autophagy; Atg,
autophagy genes; Bcl, B-cell leukemia/lymphoma; FIP200, 200-kDa focal adhe-
sion kinase family-interacting protein; LC3, microtubule-associated protein light
chain 3; mTOR, mammalian target of rapamycin; PI3K, phosphatidylinositol
3-kinase; ULK1, uncoordinated 51-like kinase 1; Vps, vacuolar protein sorting.
1126 Journal of Hepatology 2010
approach used (LC3, Atg5 or Beclin-1 immunoblotting, electron
microscopy or GFP-LC3 immunofluorescence), these studies con-
sistently demonstrated an accumulation of autophagic vacuoles
in HCV-infected hepatocytes. This increase was independent of
HCV genotype since it was observed in vitro in cells harboring
the HCV strain H77 (genotype 1a), Con1 (genotype 1b) and
JFH1 (genotype 2a) [27,28,30] and also in patients infected with
HCV genotypes 1, 2, 3 and 4 [29]. However, this autophagy was
inefficient. Indeed, although HCV JFH1 induced autophagosomes,
it was not able to enhance autophagic protein degradation [30].
Contrary to certain viruses such as vesicular stomatitis virus
and mutant herpes simplex virus 1, that can be captured and
eliminated by the autophagic pathway, HCV has evolved to avoid
and subvert autophagy using three strategies (Fig. 4) [26].
First, HCV seems to avoid its recognition by the autophagic
machinery. Indeed, both immuno-electron microscopy and
immunofluorescence studies revealed no or rare co-localization
of HCV proteins with autophagic vacuoles [27,28,30,32].
Second, HCV prevents the maturation of the autophagosome
into an autolysosome, as supported by the following elements:
(a) the increase in the number of autophagic vacuole without
enhancement in autophagic protein degradation [30]; (b) the
absence of co-localization of lysosomes (stained with LysoTrac-
ker-red) with autophagic vacuoles (GFP-LC3) in HCV-infected
cells contrary to starved cells [30]; (c) the reduction in the num-
ber of autophagic vacuoles following HCV elimination using
interferon alpha for 14 days [31]; (d) the absence of increase in
the number of late autophagic vesicles in hepatocytes from
chronic hepatitis C patients as compared to controls, while a
strong augmentation in the number of autophagic vesicles is
observed [29]. This may be related to a lack of fusion between
autophagosome and lysosome.
Third, HCV utilizes functions or components of autophagy to
enhance its intracellular replication. Indeed, it has been recently
shown that autophagy proteins are required for translation and/
or delivery of incoming HCV RNA to the cell translation apparatus
[28]. However, autophagy proteins are not needed for the trans-
lation of progeny HCV once replication is established since down-
regulation of autophagy proteins 10 days after transduction had
no effect on HCV replication. Therefore, authors hypothesized
that, by remodelling endoplasmic reticulum membranes, the
autophagy proteins or autophagic vesicles might provide an ini-
tial membranous support for translation of incoming RNA, prior
to accumulation of viral proteins and the eventual establishment
of virus-induced cellular modifications. Alternatively, autophagy
proteins might contribute directly or indirectly to the cytoplas-
mic transport of the incoming RNA to cellular factors or sites that
are required for its translation [28]. Importantly, autophagy pro-
teins are required neither for HCV entry nor for HCV secretion
[28,32]. Altogether, these data explain the apparent contrast
between the results of some in vitro studies reporting the impli-
cation of autophagy proteins in HCV replication [30–32] and the
absence of correlation between the numbe
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