Material balance
A mass balance (also called a material balance) is an application of conservation of mass to the
analysis of physical systems. By accounting for material entering and leaving a system, mass
flows can be identified which might have been unknown, or difficult to measure without this
technique. The exact conservation law used in the analysis of the system depends on the context
of the problem but all revolve around mass conservation, i.e. that matter cannot disappear or be
created spontaneously.
[1]
Therefore, mass balances are used widely in engineering and environmental analyses. For
example mass balance theory is used to design chemical reactors, analyse alternative processes to
produce chemicals as well as in pollution dispersion models and other models of physical
systems. Closely related and complementary analysis techniques include the population balance,
energy balance and the somewhat more complex entropy balance. These techniques are required
for thorough design and analysis of systems such as the refrigeration cycle.
In environmental monitoring the term budget calculations is used to describe mass balance
equations where they are used to evaluate the monitoring data (comparing input and output, etc.)
In biology the dynamic energy budget theory for metabolic organisation makes explicit use of
time, mass and energy balances.
Introduction
The general form quoted for a mass balance is The mass that enters a system must, by
conservation of mass, either leave the system or accumulate within the system .
Mathematically the mass balance for a system without a chemical reaction is as follows:
[1]
Strictly speaking the above equation holds also for systems with chemical reactions if the terms
in the balance equation are taken to refer to total mass i.e. the sum of all the chemical species of
the system. In the absence of a chemical reaction the amount of any chemical species flowing in
and out will be the same; This gives rise to an equation for each species in the system. However
if this is not the case then the mass balance equation must be amended to allow for the generation
or depletion (consumption) of each chemical species. Some use one term in this equation to
account for chemical reactions, which will be negative for depletion and positive for generation.
However, the conventional form of this equation is written to account for both a positive
generation term (i.e. product of reaction) and a negative consumption term (the reactants used to
produce the products). Although overall one term will account for the total balance on the system,
if this balance equation is to be applied to an individual species and then the entire process, both
terms are necessary. This modified equation can be used not only for reactive systems, but for
population balances such as occur in particle mechanics problems. The equation is given below;
Note that it simplifies to the earlier equation in the case that the generation term is zero.
[1]
In the absence of a nuclear reaction the number of atoms flowing in and out are the same, even
in the presence of a chemical reaction
To perform a balance the boundaries of the system must be well defined
Mass balances can be taken over physical systems at multiple scales.
Mass balances can be simplified with the assumption of steady state, where the accumulation
term is zero
Diagram showing clarifier example
At this point a simple example shall be given for illustrative purposes. Consider the situation
whereby a slurry is flowing into a settling tank to remove the solids in the tank, solids are
collected at the bottom by means of a conveyor belt partially submerged in the tank, water exits
via an overflow outlet.
In this example we shall consider there to be two species, solids and water. The species are
concentrated in each of the output streams, that is to say that the water-to-solid ratio at the water-
overflow outlet is higher than at the slurry inlet and the solids concentration at the exit of the
conveyor belt is higher than that at the slurry inlet.
Assumptions
Steady state
Non-reactive system
Analysis
The slurry inlet composition has been measured by sampling the inlet and has a composition (by
mass) of 50% solid and 50% water, with a mass flow of 100 kg per minute, the tank is assumed
to be operating at steady state, and as such accumulation is zero, so input and output must be
equal for both the solids and water. If we know that the removal efficiency for the slurry tank is
60%, then the water outlet will contain 20kg/min of solids (40% times 100kg/min times 50%
solids). If we measure the flow-rate of the combined solids and water, and the water outlet is
shown to be 60kg/min, then the amount of water exiting via the conveyor belt is 10kg/min. This
allows us to completely determine how the mass has been distributed in the system with only
limited information and using the mass balance relations across the system boundaries
Mass feedback (recycle)
Mass balances can be performed across systems which have cyclic flows. In these systems
output streams are fed back into the input of a unit, often for further reprocessing.
[2]
Such systems are common in grinding circuits, where materials are crushed then sieved to only
allow a particular size of particle out of the circuit and the larger particles are returned to the
grinder. However recycle flows are by no means restricted to solid mechanics operations, they
are used in liquid and gas flows as well. One such example is in cooling towers, where water is
pumped through the cooling tower many times, with only a small quantity of water drawn off at
each pass (to prevent solids build up) until it has either evaporated or exited with the drawn off
water.
The use of the recycle aids in increasing overall conversion of input products, which is useful for
low per-pass conversion processes, for example the Haber process.
Differential mass balances
A mass balance can also be taken differentially. The concept is the same as for a large mass
balance, however it is performed in the context of a limiting system (for example, one can
consider the limiting case in time or, more commonly, volume). The use of a differential mass
balance is to generate differential equations that can be used to provide an understanding and
effective modelling tool for the target system.
The differential mass balance is usually solved in two steps, firstly a set of governing differential
equations must be obtained, and then these equations must be solved, either analytically or, for
less tractable problems, numerically.
A good example of the applications of differential mass balance are shown in the following
systems:
1. Ideal (stirred) Batch reactor
2. Ideal tank reactor, also named Continuous Stirred Tank Reactor (CSTR)
3. Ideal Plug Flow Reactor (PFR)
Ideal batch reactor
The ideal completely mixed batch reactor is a closed system. Isothermal conditions are assumed,
and mixing prevents concentration gradients as reactant concentrations decrease and product
concentrations increase over time.
[3]
Many chemistry textbooks implicitly assume that the
studied system can be described as a batch reactor when they write about reaction kinetics and
chemical equilibrium. The mass balance for a substance A becomes
where rA denotes the rate at which substance A is produced, V is the volume (which may be
constant or not), nA the number of moles (n) of substance A.
In a fed-batch reactor some reactants/ingredients are added continuously or in pulses (compare
making porridge by either first blending all ingredients and the let it boil, which can be described
as a batch reactor, or by first mixing only water and salt and making that boil before the other
ingredients are added, which can be described as a fed-batch reactor). Mass balances for fed-
batch reactors become a bit more complicated.
Reactive example
In this example we will use the law of mass action to derive the expression for a chemical
equilibrium constant.
Assume we have a closed reactor in which the following liquid phase reversible reaction occurs:
The mass balance for substance A becomes
As we have a liquid phase reaction we can (usually) assume a constant volume and since
we get
or
In many text books this is given as the definition of reaction rate without specifying the implicit
assumption that we are talking about reaction rate in a closed system with only one reaction. This
is an unfortunate mistake that has confused many students over the years.
According to the law of mass action the forward reaction rate can be written as
and the backward reaction rate as
The rate at which substance A is produced is thus
and since, at equilibrium, the concentration of A is constant we get
or, rearranged
Ideal tank reactor/continuously stirred tank reactor
Main article: Continuous stirred-tank reactor
The continuously mixed tank reactor is an open system with an influent stream of reactants and
an effluent stream of products.
[4]
A lake can be regarded as a tank reactor and lakes with long
turnover times (e.g. with a low flux to volume ratio) can for many purposes be regarded as
continuously stirred (e.g. homogeneous in all respects). The mass balance becomes
where Q0 and Q denote the volumetric flow in and out of the system respectively and CA,0 and
CA the concentration of A in the inflow and outflow respective. In an open system we can never
reach a chemical equilibrium. We can, however, reach a steady state where all state variables
(temperature, concentrations etc.) remain constant ( )
Example
Consider a bathtub in which there is some bathing salt dissolved. We now fill in more water,
keeping the bottom plug in. What happens?
Since there is no reaction, and since there is no outflow . The mass
balance becomes
or
Using a mass balance for total volume, however, it is evident that and that
. Thus we get
Note that there is no reaction and hence no reaction rate or rate law involved, and yet .
We can thus draw the conclusion that reaction rate can not be defined in a general manner using
. One must first write down a mass balance before a link between and the reaction rate
can be found. Many textbooks, however, define reaction rate as
without mentioning that this definition implicitly assumes that the system is closed, has a
constant volume and that there is only one reaction.
Ideal plug flow reactor (PFR)
The idealized plug flow reactor is an open system resembling a tube with no mixing in the
direction of flow but perfect mixing perpendicular to the direction of flow. Often used for
systems like rivers and water pipes if the flow is turbulent. When a mass balance is made for a
tube, one first considers an infinitesimal part of the tube and make a mass balance over that using
the ideal tank reactor model.
[5]
That mass balance is then integrated over the entire reactor
volume to obtain:
In numeric solutions, e.g. when using computers, the ideal tube is often translated to a series of
tank reactors, as it can be shown that a PFR is equivalent to an infinite number of stirred tanks in
series, but the latter is often easier to analyze, especially at steady state.
More complex problems
In reality, reactors are often non-ideal, in which combinations of the reactor models above are
used to describe the system. Not only chemical reaction rates, but also mass transfer rates may be
important in the mathematical description of a system, especially in heterogeneous systems.
[6]
As the chemical reaction rate depends on temperature it is often necessary to make both an
energy balance (often a heat balance rather than a full fledged energy balance) as well as mass
balances to fully describe the system. A different reactor models might be needed for the energy
balance: A system that is closed with respect to mass might be open with respect to energy e.g.
since heat may enter the system through conduction.
Commercial use
In industrial process plants, using the fact that the mass entering and leaving any portion of a
process plant must balance, Data Validation and Reconciliation algorithms may be employed to
correct measured flows, provided that enough redundancy of flow measurements exist to permit
statistical reconciliation and exclusion of detectably erroneous measurements. Since all real
world measured values contain inherent error, the reconciled measurements provide a better
basis than the measured values do for financial reporting, optimization, and regulatory reporting.
Software packages exist to make this commercially feasible on a daily basis.
The mass balance concept can usefully be applied to ice sheets, which is of interest because of
their relevance to sea level rise.
For example, the average precipitation over the Antarctic ice sheet is approximately 150 mm /
year; the average ice depth is 3 km; therefore the average residence time of the ice within the ice
sheet is approximately 20,000 years.
Module 1: Basic Concepts - Material Balance
Objectives
1. Give some examples of the types of air pollution control problems that material balance can
help solve.
2. Apply the concept of material balance in solving air pollution control problems.
Lesson Material
Material balances are one of the most basic and useful tools in the air pollution engineering field.
Stated simply, a material balance means "what goes in, must come out." Matter is neither created nor
destroyed in industrial processes (nonradioactive only).
Material balances are used in a wide variety of air pollution control calculations. For example, they are
used to evaluate the following:
Formation of combustion products in boilers
Rates of air infiltration into air pollution control systems
Material requirements for process operations
Rate of ash collection in air pollution control systems
Humidities of exhaust gas streams
Exhaust gas flow rates from multiple sources controlled by a single air pollution control system
Gas flow rates from combustion processes
This principle, called the conservation of matter, can be applied in solving problems involving the
quantities of matter moving in various parts of a process, and is illustrated in Example Problem 1.
Example Problem 1.
Conservation of Matter
This problem illustrates how a mass balance calculation can be used to check the results of an air
emission test.
During an air emission test, the inlet gas stream to a fabric filter is 100,000 actual ft3/min (ACFM) and
the particulate loading is 2 grains/actual cubic feet (ACF). The outlet gas stream from the fabric filter
is 109,000 ACFM and the particulate loading is 0.025 grains/ACF. What is the maximum quantity of
ash that will have to be removed per hour from the fabric filter hopper based on these test results?
Figure 1. Conservation of Matter
Solution:
1. Calculate the inlet and outlet particulate quantities in pounds mass per hour.
2. Calculate the quantity of ash that will have to be removed from the hopper per hour.
The use of material balances is illustrated in Example Problem 2.
Example Problem 2.
Material Requirements for Process Operations
How much water must be continually added to the wet scrubber shown in Figure 2 in order to keep the
unit running? Each of the streams is identified by a number located in a diamond symbol. Stream 1 is
the recirculation liquid flow stream back to the scrubber and it is 20 gallons per minute (gpm). The
liquid being withdrawn for treatment and disposal (stream 4) is 2 gpm. Assume that inlet gas stream
(number 2) is completely dry and that the outlet stream (number 6) has 10 lbm/min of moisture
evaporated in the scrubber. The water being added to the scrubber is stream number 5.
Figure 2. Example of Material Balance
Solution:
Step 1. Conduct a material balance around the scrubber.
1. For Stream 6, convert from pounds per minute to gallons per minute (gpm) to keep
units consistent. The conversion factor below applies only to pure water.
2. Set up the material balance equation and solve for Stream 3.
Step 2. Conduct a material balance around the recirculation tank. Solve for Stream 5.
One of the key steps in solving Example Problem 2 was drawing a simple sketch of the system. This is
absolutely necessary so that it is possible to conduct the material balances.
TIP: Drawings are a valuable first step when solving a wide variety of problems, even ones that
appear simple.
The drawing is a very useful way to summarize what we know and what we need to know. It helps
visualize the solution. If the problem involves dimensional quantities (such as stream flow quantities),
the dimensions should be included on the sketch. They serve as reminders of the need to convert the
data into consistent units.
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