Regulatory Innovation-0

需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com Regulation and the Evolution of the Global Telecommunications Industry 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com To my mother and the memory of my father who provided encouragement and guidance in ways they never imagined. Also to my colleague and best friend, Gary Lumsdem, who started his successful new business by taking advantage of lucrative opportunities created by the new regulations of telecommunications industry. Anastassios Gentzoglanis To my good colleagues at the Center for Communication, Media and Information Technologies (CMI) at Aalborg University in Copenhagen with whom I have cooperated for many years. Anders Henten 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com Regulation and the Evolution of the Global Telecommunications Industry Edited by Anastassios Gentzoglanis University of Sherbrooke, Canada and Anders Henten Aalborg University, Denmark Edward Elgar Cheltenham, UK • Northampton, MA, USA 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com © Anastassios Gentzoglanis and Anders Henten 2010 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical or photocopying, recording, or otherwise without the prior permission of the publisher. Published by Edward Elgar Publishing Limited The Lypiatts 15 Lansdown Road Cheltenham Glos GL50 2JA UK Edward Elgar Publishing, Inc. William Pratt House 9 Dewey Court Northampton Massachusetts 01060 USA A catalogue record for this book is available from the British Library Library of Congress Control Number: 2009940969 ISBN 978 1 84844 588 8 Printed and bound by MPG Books Group, UK 02需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com v Contents List of contributors vii Foreword by Stephen Schmidt xvi Preface by Erik Bohlin xvii Evolving technologies, competition and the new role of regulation: introduction and synopsis of the book 1 Anastassios Gentzoglanis and Anders Henten PART I REGULATION VERSUS INVESTMENT: THE BALANCE BETWEEN STATIC AND DYNAMIC EFFICIENCIES AND THE MAIN ISSUES OF REGULATORY POLICY 1 Investment in broadband technologies and the role of regulation 21 Anastassios Gentzoglanis and Elias Aravantinos 2 Intermodal telecommunications competition: implications for regulation of wholesale services 43 William E. Taylor 3 Access regulation versus infrastructure investment: important lessons from Australia 63 Martyn Taylor 4 Behavioral economics and telecommunications policy 83 Patrick Xavier and Dimitri Ypsilanti PART II TECHNOLOGY CONVERGENCE AND THE FUTURE ROLE OF COMPETITION AND REGULATION 5 The measure and regulation of competition in telecommunications markets 109 Marcel Boyer 6 Preventing harm in telecommunications regulation: a new matrix of principles and rules within the ex ante versus ex post debate 128 Kenneth Jull and Stephen Schmidt 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com vi Regulation and the evolution of the global telecoms industry 7 The transformation of telecoms industry structure: an event study 149 Olaf Rieck PART III ACCESS REGULATION AND PERFORMANCE IN THE DEPLOYMENT OF NGNS: INTERNATIONAL EXPERIENCES 8 From the pursuit of effi ciency to the pursuit of competition in New Zealand’s evolving telecommunications market 167 Bronwyn Howell 9 International regulatory comparisons: the evolution of IP- based fi ber 188 Scott Marcus and Dieter Elixmann PART IV STRUCTURAL SEPARATION AND REGULATION OF THE TELECOMMUNICATIONS INDUSTRY 10 Diff usion of broadband Internet and structural separation 211 Arata Kamino and Hidenori Fuke 11 Implementing functional separation in fi xed telecommunications markets: the UK experience 233 Peter Curwen and Jason Whalley 12 Effi ciency and sustainability of network neutrality proposals 253 Toshiya Jitsuzumi PART V INTERDEPENDENT INNOVATIONS AND REGULATORY POLICIES: MOBILE NETWORK DEPLOYMENT AND MOBILE INTERNET DEVELOPMENTS 13 Interdependent innovation in telecommunications: risk, standardization and regulation 275 Bruno Basalisco, Andy Reid and Paul Richards 14 Next generation mobile networks deployment and regulation in the European Union 301 Claudio Feijóo, Sergio Ramos and José- Luis Gómez- Barroso 15 Mobile Internet developments in Europe, East Asia and the US 317 Morten Falch, Anders Henten and Karsten Vandrup Index 341 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com vii Contributors Elias Aravantinos has been Project Manager at the Columbia Institute for Tele- Information on the Ultrabroadband project since 2004. He is also the Managing Director of ExelixisNet which specializes in high- technology strategies and new media products. His clients are carri- ers, governments, academic institutes and media companies in North America and Europe. From 2006 till 2008, Mr Aravantinos worked for Queens College and the Metropolitan College of New York, teaching several business and technology courses at graduate and undergradu- ate level. He is completing his PhD thesis in Technology Management at Stevens Institute of Technology, USA with a specialization in Telecommunications. His research interests are new technology projec- tions, strategies and business development, with a focus on 4G strategies. He is a frequent speaker at industry and academic events, with numerous presentations and publications. Mr Aravantinos holds a BSc degree in Electrical Engineering and Computer Technology from the University of Patras, Greece and an MBA in Information Technology from Oklahoma City University, USA. Bruno Basalisco is a PhD candidate in Economics at Imperial College Business School, London. He conducts research in the fi eld of industrial economics, focusing on innovation, regulation, platforms and business models in the information and communications and network industries in general. His work has been presented at several international conferences and workshops in the fi eld of industrial organization, technology strategy and telecommunications policy, and he has served as referee for leading information and communication technology (ICT) economics and strat- egy journals. Bruno holds an MSc in Science and Technology Policy from SPRU, University of Sussex and an MA in Economics from Sant’Anna School of Advanced Studies and University of Pisa. He has also briefl y worked for NERA Economic Consulting and for Ofcom. Erik Bohlin is currently Head and Professor in Technology Assessment in the Division of Technology and Society, Department of Technology Management and Economics at Chalmers University of Technology. He has published in a number of areas relating to the information society – policy, strategy, and management. He is Chair of the International 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com viii Regulation and the evolution of the global telecoms industry Telecommunications Society and Chief Editor of Telecommunications Policy. He served as Special Advisor to IT and Media Commissioner Viviane Reding of the European Commission in 2008–2009. He obtained his graduate degree in Business Administration and Economics at the Stockholm School of Economics (1987) and his PhD at Chalmers University of Technology (1995). Marcel Boyer holds a PhD in Economics from Carnegie- Mellon University. He has taught economics at York University (1971–73), UQÀM (1973–74) and at the University of Montreal (1974–2008). He held the Bell Canada Chair in Industrial Economics in the Department of Economics at the University of Montreal (2003–08) and the Jarislowsky–SSHRC–NSERC (Social Sciences and Humanities Research Council; Natural Sciences and Engineering Research Council of Canada) Chair in Technology and International Competition at l’École Polytechnique de Montréal (1993– 2000). He is presently Emeritus Professor of Economics at the Université de Montréal, Fellow of the C.D. Howe Institute, Centre interuniversitaire de recherche en analyse des organisations (CIRANO) and Centre interuniversi- taire de recherche en économie quantitative (CIREQ), Academic Affi liate of The Analysis Group, Senior Economist at the Montreal Economic Institute, member of the board of the Agency for Public–Private Partnerships of Québec, member of the Industry Canada Advisory Committee on Business Strategies and innovation, member of the Governance Committee of the Sustainable Development and Socially Responsible Investment Chairs (École polytechnique de Paris and Université de Toulouse). Marcel Boyer has received numerous prizes for excellence in research. He is author or co- author of over 250 scientifi c articles and papers and public and private reports. Marcel Boyer has acted as an expert economist on behalf of several national and international corporations and government organizations, and has testifi ed as an expert witness before various organizations and tribunals. Peter Curwen is Visiting Professor of Telecommunications Strategy at the Strathclyde Business School, Glasgow and also researches and publishes on a private basis. He was previously Professor of Business Economics at Sheffi eld Hallam University. His primary research interests concerns the manner in which a rapidly changing environment aff ects the structure of the mobile telecommunications industry and its strategic implications for major companies in that sector. He has published three books on telecom- munications, including Telecommunications Strategy: Cases, Theory and Applications (Routledge, 2004) with Jason Whalley. Dieter Elixmann is head of the Corporate Strategies research group at Wissenschaftliches Institut fur Kommunikationsdienste (WIK), Bad 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com Contributors ix Honnef, Germany. He has been with WIK since 1985. He is also head of the Telecommunications Markets research group. His recent research focuses on econometric estimation of production structures of Deutsche Telekom, demand analysis in the telco sector, internationalization and globalization in the telco sector, and multimedia business strategies. Morten Falch is Associate Professor at the Center for Communication, Media and Information Technologies (CMI) located at Copenhagen Institute of Technology, Aalborg University, Denmark. He holds a Bachelors degree in Mathematics, a Masters degree in Economics and a PhD. Since 1988 his research has been specialized in socio- economic issues related to information and communication technologies. This includes economic analysis of applications and telecommunication net- works and services (for example cost analysis of telecom networks), e- government, regulation of the telecom sector (in particular regulation of interconnection), information and communication technology (ICT) and industry policy, the role of competition in innovation of new serv- ices and spectrum management. He has participated in many European Union (EU) funded research projects in the telematics area. He has also conducted a large number of consultancies for national and international organizations such as the International Telecommunication Union (ITU), the United Nations Conference Trade and Development (UNCTAD), the World Bank and the national telecom agencies in Denmark, Norway and Sweden. Claudio Feijóo is Professor at Universidad Politécnica de Madrid, Spain where he researches on the future socio- economic impact of emerging information society technologies. He recently returned from a highly rewarding two years as a visiting researcher at the Institute for Prospective Technological Studies of the Joint Research Centre of the European Commission. Since 1993 he has been involved in telecommunications and information society development from the academic, the practical imple- mentation and the public administration perspectives. Hidenori Fuke has been Professor of Info- Communications Industry at the Faculty of Global Media Studies, Komazawa University in Tokyo, Japan since 2007. He has done extensive research on the info- communications industry and regulatory policy in the industry as a member of the board of directors at InfoCom Research and Professor at Kansai University in Osaka. He received his BA in Economics from Tokyo University, and M Litt. from Glasgow University. He also received a PhD in International Public Policy from Osaka University. His major areas of specialization include the economic analysis of the telecommunications industry and 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com x Regulation and the evolution of the global telecoms industry regulatory policy. He has written many papers and books in this area in both Japanese and English. Anastassios Gentzoglanis holds a PhD degree from McGill University, Canada and is a full Professor of Economics and Finance at the University of Sherbrooke. He teaches and conducts research in the area of regulatory economics. He is frequently invited to teach and work on research projects related to the economics of regulation and new technologies in Europe, Asia, Central and Latin America and Africa. He has also received many funded research grants from both domestic and international organiza- tions, published in a number of high- quality scholarly journals and partici- pated in many international conferences. In June 2008, Dr Gentzoglanis organized and chaired the 17th Biennial conference of the International Telecommunications Society (ITS) in Montreal. He is also director of the Centre for the Study of Regulatory Economics and Finance (CEREF) and he organizes courses for executives in the area of regulation of public utili- ties for the Francophonie. Toshiya Jitsuzumi is a Professor of Industrial Policy at the Faculty of Economics, Kyushu University, Japan. He has earned an LLB from the University of Tokyo, an MBA from New York University, and a DSc from Waseda University, Japan. Prior to starting his academic career in 2000, Professor Jitsuzumi had served for 15 years at the Ministry of Post and Telecommunications (now Ministry of Internal Aff airs and Communication), Japan. The research topics of his interest include public economics and communication and Internet economics. During 2007–08, he was a visiting scholar at the Columbia Institute for Tele- Information (CITI), Columbia University, as an Abe Fellow sponsored by the Social Science Research Council/Japan Foundation Center for Global Partnership. His research work has appeared in various journals, including Telecommunications Policy, Foresight and Socio- Economic Planning Sciences. He is a member of several academic societies, including the International Telecommunications Society and the Regional Science Association International. José- Luis Gómez- Barroso is Associate Professor at the Universidad Nacional de Educación a Distancia (UNED), Spain. He holds a PhD in Economics, as well as a Masters in Telecommunication Engineering and a Masters in Law. His teaching and research interests lie in the evolution of the information society and electronic communications under the triple perspective of technology, economy and regulation, Dr Gómez- Barroso has contributed signifi cantly in the fi eld of telecommunications by author- ing many papers in academic journals and international conferences on the subject. 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com Contributors xi Anders Henten is Associate Professor at the Center for Communication, Media and Information technologies (CMI) at Aalborg University, Denmark. He is a graduate in Communications and International Development Studies from Roskilde University in Denmark and holds a PhD from the Technical University of Denmark. His main areas of research are service innovation and internationalization, regulation of communications, standardization, and socio- economic implications of information and communication technologies, including e- business and business modeling. Anders Henten has worked professionally in the areas of communications economy and policy for more than 20 years. He has participated in numerous research projects fi nanced by the European Community, the Nordic Council of Ministers, Danish research councils and ministries, and in consultancies, fi nanced by the World Bank, the United Nations Conference on Trade and Development (UNCTAD), the International Telecommunication Union (ITU), Danish ministries, and so on. He has published nationally and internationally – more than 200 academic publications in international journals, books, anthologies, con- ference proceedings, and so on. Bronwyn Howell is General Manager of the New Zealand Institute for the Study of Competition and Regulation, and a faculty member of Victoria Management School, Victoria University of Wellington, New Zealand. She teaches and researches in the areas of institutional economics, the information economy and regulation, with specifi c interests in the devel- opment, implementation and performance of institutions and policies governing the operation of information technology and telecommunica- tions markets. Kenneth Jull practices at Baker & McKenzie LLP, Toronto offi ce, in the area of risk management strategies to promote regulatory and corpo- rate compliance. Mr Jull is the co- author with Justice Todd Archibald and Professor Kent Roach of Regulatory and Corporate Liability: From Due Diligence to Risk Management. He is an Adjunct Professor at the University of Toronto, Faculty of Law where he teaches ‘Financial Crimes’. Mr Jull has an appointment to the Faculty of Graduate Studies at Osgoode Hall Law School, where he is the Director of the part- time LLM specializing in civil litigation and dispute resolution. Arata Kamino has been an Executive Researcher of the global information and communication technology (ICT) industry study group at InfoCom Research, Inc. in Tokyo, Japan since 1995. He has been responsible for comprehensive analysis of ICT industry using method of comparative study between major overseas countries and Japan. His main interests 需无水印完整版本请发邮件：wzxidian@gmail.com Doc uCo m P DF Tria l ww w.pd fwiz ard. com xii Regulation and the evolution of the global telecoms industry cover policies, regulations, market structure and corporate strategies in the fi eld of domestic and global ICT. He received his BA in Economics from Tokyo University. He has written many papers for books, academic journals and magazines. Scott Marcus is a Senior Consultant for WIK- Consult GmbH, Germany, a research institute in economics and regulatory policy for network indus- tries. Previously, he served as Senior Advisor for Internet Technology for the US Federal Communication Commission (FCC). Prior to that, he was the Chief Technology Offi cer (CTO) of Genuity, Inc. In 2004, Scott was attached to the European Commission (DG INFSO – Directorate General for information Society and Media) as a Transatlantic Fellow of the German Marshall Fund of the United States. Scott is also a newly appointed Fellow of GLOCOM (the Center for Global Communications, a research institute of the International University of Japan), and a Visiting Fellow of the University of Southern California’s Center for Communication Law and Policy. He is co- editor for public policy and regulation for IEEE Communications Magazine. He served on the b