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美国商务部管制清单.pdf

美国商务部管制清单.pdf

上传者: 凯少
25次下载 0人收藏 暂无简介 简介 2012-05-17 举报

简介:美国对出口管制

TheCommerceControlListPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012TableofContents774.1INTRODUCTION.........................1774.2[RESERVED].................................1SUPPLEMENTNO.1TOPART774–THECOMMERCECONTROLLIST........1SUPPLEMENTNO.2TOPART774-GENERALTECHNOLOGYANDSOFTWARENOTES.................................1SUPPLEMENTNO.3TOPART774–STATEMENTSOFUNDERSTANDING.1SUPPLEMENTNO.4TOPART774[RESERVED].............................................1SUPPLEMENTNO.5TOPART774-ITEMSCLASSIFIEDUNDERECCNS0A521,0B521,0C521,0D521AND0E521.....................................................................1774.1INTRODUCTION(a)Inthispart,referencestotheEARarereferencesto15CFRchapterVII,subchapterC.TheBureauofIndustryandSecurity(BIS)maintainstheCommerceControlList(CCL)thatdescribesitems(i.e.,commodities,software,andtechnology)subjecttothejurisdictionoftheEAR.TheCCLdoesnotincludethoseitemsexclusivelycontrolledforexportbyanotherdepartmentoragencyoftheU.S.Government.Ininstanceswhereotheragenciesadministercontrolsoverrelateditems,entriesintheCCLwillcontainareferencetothesecontrols.ThoseitemssubjecttotheEARbutnotspecifiedontheCCLareidentifiedbythedesignator“EAR99.”See734.2(a)oftheEARforitemsthatare“subjecttotheEAR.”Youshouldconsultpart738oftheEARforanexplanationoftheorganizationoftheCCLanditsrelationshiptotheCountryChart.(b)ItemsthatwarrantcontrolontheCCL,butforwhichaclassificationhasyettobedetermined,aretemporarilyclassifiedunderoneofthe0Y521ECCNs(i.e.,0A521,0B521,0C521,0D521or0E521),accordingtotheirrespectiveproductgroup,pursuantto742.6(a)(7)oftheEAR,whileadeterminationismadeastowhetherclassificationunderarevisedornewECCN,oranEAR99designation,isappropriate.ThetechnicaldescriptionandlistofsuchitemsappearinSupplementNo.5topart774–ItemsClassifiedUnderECCNs0A521,0B521,0C521,0D521and0E521.ItemsthattheU.S.GovernmentdeterminesaremoreappropriatelycapturedundertheUnitedStatesMunitionsList(USML)CategoryXXI(MiscellaneousArticles)orotherUSMLcontrol,aspartofthe0Y521reviewprocesswillbecontrolledassuch.(c)TheCCLiscontainedinSupplementNo.1tothispart,andSupplementNo.2tothispartcontainstheGeneralTechnologyandSoftwareNotesrelevanttoentriescontainedintheCCL.774.2[RESERVED]CommerceControlListSupplementNo.1toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.1TOPART774–THECOMMERCECONTROLLISTTheCommerceControlListisinaseparatefile.CommerceControlListSupplementNo.2toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.2TOPART774-GENERALTECHNOLOGYANDSOFTWARENOTES1.GeneralTechnologyNote.Theexportof"technology"thatis"required"forthe"devel-opment","production",or"use"ofitemsontheCommerceControlListiscontrolledaccordingtotheprovisionsineachCategory."Technology""required"forthe"development","production",or"use"ofacontrolledproductremainscontrolledevenwhenapplicabletoaproductcontrolledatalowerlevel.LicenseExceptionTSUisavailablefor"tech-nology"thatistheminimumnecessaryfortheinstallation,operation,maintenance(checking),andrepairofthoseproductsthatareeligibleforLicenseExceptionsorthatareexportedunderalicense.N.B.:ThisdoesnotallowreleaseunderaLicenseExceptionoftherepair"technology"controlledby1E002.e,1E002.f,8E002.a,or8E002.b.N.B.:The'minimumnecessary'excludes"development"or"production"technologyandpermits"use"technologyonlytotheextent"required"toensuresafeandefficientuseoftheproduct.IndividualECCNsmayfurtherrestrictexportof"minimumnecessary"information.2.GeneralSoftwareNote.LicenseExceptionTSU(“massmarket”software)isavailabletoalldestinations,exceptcountriesinCountryGroupE:1ofSupplementNo.1topart740oftheEAR,forreleaseofsoftwarethatisgenerallyavailabletothepublicbybeing:a.Soldfromstockatretailsellingpoints,withoutrestriction,bymeansof:1.Overthecountertransactions;2.Mailordertransactions;3.Electronictransactions;or4.Telephonecalltransactions;andb.Designedforinstallationbytheuserwithoutfurthersubstantialsupportbythesupplier.Note:TheGeneralSoftwareNotedoesnotapplyto"software"controlledbyCategory5-part2("InformationSecurity").For"software"controlledbyCategory5,part2,seeSupplementNo.1topart774,Category5,part2,Note3–CryptographyNote.CommerceControlListSupplementNo.3toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.3TOPART774–STATEMENTSOFUNDERSTANDING(a)StatementofUnderstanding-medicalequipment.Commoditiesthatare‘speciallydesignedformedicalend-use’that‘incorporate’commoditiesorsoftwareontheCommerceControlList(Sup-plementNo.1topart774oftheEAR)thatdonothaveareasonforcontrolofNuclearNonproliferation(NP),MissileTechnology(MT),orChemical&BiologicalWeapons(CB)aredesignatedbythenumberEAR99(i.e.,arenotelsewherespecifiedontheCommerceControlList).Notestoparagrapha:(1)‘Speciallydesignedformedicalend-use’meansdesignedformedicaltreatmentorthepracticeofmedicine(doesnotincludemedicalresearch).(2)Commoditiesorsoftwareareconsidered‘incorporated’ifthecommodityorsoftwareis:Essentialtothefunctioningofthemedicalequipment;customarilyincludedinthesaleofthemedicalequipment;andexportedorreexportedwiththemedicalequipment.(3)Exceptforsuchsoftwarethatismadepubliclyavailableconsistentwith734.3(b)(3)oftheEAR,commoditiesandsoftware‘speciallydesignedformedicalend-use’remainsubjecttotheEAR.(4)Seealso770.2(b)interpretation2,forothertypesofequipmentthatincorporateitemsontheCommerceControlListthataresubjecttotheEAR.(5)Forcomputersusedwithmedicalequipment,seealsoECCN4A003note2regardingthe"principalelement"rule.(6)Forcommoditiesandsoftwarespeciallyde-signedformedicalend-usethatincorporateanencryptionorother"informationsecurity"itemsubjecttotheEAR,seealsoNote1toCategory5,PartIIoftheCommerceControlList.(b)StatementofUnderstanding-SourceCode.Forthepurposeofnationalsecuritycontrolleditems,“sourcecode”itemsarecontrolledeitherby“software”orby“software”and“technology”controls,exceptwhensuch“sourcecode”itemsareexplicitlydecontrolled.(c)Category5-Part2-Note4StatementofUnderstanding.AllitemspreviouslydescribedbyNotes(b),(c)and(h)to5A002arenowdescribedbyNote4toCategory5-Part2.Note(h)to5A002priortoJune25,2010statedthatthefollowingwasnotcontrolledby5A002:EquipmentspeciallydesignedfortheservicingofportableormobileradiotelephonesandsimilarclientwirelessdevicesthatmeetalltheprovisionsoftheCryptographyNote(Note3inCategory5,Part2),wheretheservicingequipmentmeetsallofthefollowing:(1)Thecryptographicfunctionalityoftheser-vicingequipmentcannoteasilybechangedbytheuseroftheequipment;(2)Theservicingequipmentisdesignedforinstallationwithoutfurthersubstantialsupportbythesupplier;andCommerceControlListSupplementNo.3toPart774—page2ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012(3)Theservicingequipmentcannotchangethecryptographicfunctionalityofthedevicebeingserviced.(d)StatementofUnderstanding—UsedGoods.ThespecificationsintheCommerceControlListapplyequallytoneworusedgoods.Inthecaseofusedgoods,anevaluationbytheBureauofIndustryandSecuritymaybecarriedoutinordertoassesswhetherthegoodsarecapableofmeetingtherelevantspecifications.CommerceControlListSupplementNo.4toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.4TOPART774[RESERVED]CommerceControlListSupplementNo.5toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.5TOPART774-ITEMSCLASSIFIEDUNDERECCNS0A521,0B521,0C521,0D521AND0E521ThefollowingtablelistsitemssubjecttotheEARthatarenotlistedelsewhereintheCCL,butwhichtheDepartmentofCommerce,withtheconcurrenceoftheDepartmentsofDefenseandState,hasidentifiedwarrantcontrolforexportorreexportbecausetheitemsprovideatleastasignificantmilitaryorintelligenceadvantagetotheUnitedStatesorforforeignpolicyreasons.Itemdescriptor.Note:Thedescriptionmustmatchbymodelnumberorabroaderdescriptorthatdoesnotnecessarilyneedtobecompanyspecific.1.[Reserved]2.[Reserved]DateofinitialorsubsequentBISclassification.DatewhentheitemwillbedesignatedEAR99,unlessreclassifiedinanotherECCNorthe0Y521classificationisreissued.Item-specificlicenseexceptioneligibility.

美国商务部管制清单.pdf

美国商务部管制清单.pdf

上传者: 凯少
25次下载 0人收藏 暂无简介 简介 2012-05-17 举报

简介:美国对出口管制

TheCommerceControlListPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012TableofContents774.1INTRODUCTION.........................1774.2[RESERVED].................................1SUPPLEMENTNO.1TOPART774–THECOMMERCECONTROLLIST........1SUPPLEMENTNO.2TOPART774-GENERALTECHNOLOGYANDSOFTWARENOTES.................................1SUPPLEMENTNO.3TOPART774–STATEMENTSOFUNDERSTANDING.1SUPPLEMENTNO.4TOPART774[RESERVED].............................................1SUPPLEMENTNO.5TOPART774-ITEMSCLASSIFIEDUNDERECCNS0A521,0B521,0C521,0D521AND0E521.....................................................................1774.1INTRODUCTION(a)Inthispart,referencestotheEARarereferencesto15CFRchapterVII,subchapterC.TheBureauofIndustryandSecurity(BIS)maintainstheCommerceControlList(CCL)thatdescribesitems(i.e.,commodities,software,andtechnology)subjecttothejurisdictionoftheEAR.TheCCLdoesnotincludethoseitemsexclusivelycontrolledforexportbyanotherdepartmentoragencyoftheU.S.Government.Ininstanceswhereotheragenciesadministercontrolsoverrelateditems,entriesintheCCLwillcontainareferencetothesecontrols.ThoseitemssubjecttotheEARbutnotspecifiedontheCCLareidentifiedbythedesignator“EAR99.”See734.2(a)oftheEARforitemsthatare“subjecttotheEAR.”Youshouldconsultpart738oftheEARforanexplanationoftheorganizationoftheCCLanditsrelationshiptotheCountryChart.(b)ItemsthatwarrantcontrolontheCCL,butforwhichaclassificationhasyettobedetermined,aretemporarilyclassifiedunderoneofthe0Y521ECCNs(i.e.,0A521,0B521,0C521,0D521or0E521),accordingtotheirrespectiveproductgroup,pursuantto742.6(a)(7)oftheEAR,whileadeterminationismadeastowhetherclassificationunderarevisedornewECCN,oranEAR99designation,isappropriate.ThetechnicaldescriptionandlistofsuchitemsappearinSupplementNo.5topart774–ItemsClassifiedUnderECCNs0A521,0B521,0C521,0D521and0E521.ItemsthattheU.S.GovernmentdeterminesaremoreappropriatelycapturedundertheUnitedStatesMunitionsList(USML)CategoryXXI(MiscellaneousArticles)orotherUSMLcontrol,aspartofthe0Y521reviewprocesswillbecontrolledassuch.(c)TheCCLiscontainedinSupplementNo.1tothispart,andSupplementNo.2tothispartcontainstheGeneralTechnologyandSoftwareNotesrelevanttoentriescontainedintheCCL.774.2[RESERVED]CommerceControlListSupplementNo.1toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.1TOPART774–THECOMMERCECONTROLLISTTheCommerceControlListisinaseparatefile.CommerceControlListSupplementNo.2toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.2TOPART774-GENERALTECHNOLOGYANDSOFTWARENOTES1.GeneralTechnologyNote.Theexportof"technology"thatis"required"forthe"devel-opment","production",or"use"ofitemsontheCommerceControlListiscontrolledaccordingtotheprovisionsineachCategory."Technology""required"forthe"development","production",or"use"ofacontrolledproductremainscontrolledevenwhenapplicabletoaproductcontrolledatalowerlevel.LicenseExceptionTSUisavailablefor"tech-nology"thatistheminimumnecessaryfortheinstallation,operation,maintenance(checking),andrepairofthoseproductsthatareeligibleforLicenseExceptionsorthatareexportedunderalicense.N.B.:ThisdoesnotallowreleaseunderaLicenseExceptionoftherepair"technology"controlledby1E002.e,1E002.f,8E002.a,or8E002.b.N.B.:The'minimumnecessary'excludes"development"or"production"technologyandpermits"use"technologyonlytotheextent"required"toensuresafeandefficientuseoftheproduct.IndividualECCNsmayfurtherrestrictexportof"minimumnecessary"information.2.GeneralSoftwareNote.LicenseExceptionTSU(“massmarket”software)isavailabletoalldestinations,exceptcountriesinCountryGroupE:1ofSupplementNo.1topart740oftheEAR,forreleaseofsoftwarethatisgenerallyavailabletothepublicbybeing:a.Soldfromstockatretailsellingpoints,withoutrestriction,bymeansof:1.Overthecountertransactions;2.Mailordertransactions;3.Electronictransactions;or4.Telephonecalltransactions;andb.Designedforinstallationbytheuserwithoutfurthersubstantialsupportbythesupplier.Note:TheGeneralSoftwareNotedoesnotapplyto"software"controlledbyCategory5-part2("InformationSecurity").For"software"controlledbyCategory5,part2,seeSupplementNo.1topart774,Category5,part2,Note3–CryptographyNote.CommerceControlListSupplementNo.3toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.3TOPART774–STATEMENTSOFUNDERSTANDING(a)StatementofUnderstanding-medicalequipment.Commoditiesthatare‘speciallydesignedformedicalend-use’that‘incorporate’commoditiesorsoftwareontheCommerceControlList(Sup-plementNo.1topart774oftheEAR)thatdonothaveareasonforcontrolofNuclearNonproliferation(NP),MissileTechnology(MT),orChemical&BiologicalWeapons(CB)aredesignatedbythenumberEAR99(i.e.,arenotelsewherespecifiedontheCommerceControlList).Notestoparagrapha:(1)‘Speciallydesignedformedicalend-use’meansdesignedformedicaltreatmentorthepracticeofmedicine(doesnotincludemedicalresearch).(2)Commoditiesorsoftwareareconsidered‘incorporated’ifthecommodityorsoftwareis:Essentialtothefunctioningofthemedicalequipment;customarilyincludedinthesaleofthemedicalequipment;andexportedorreexportedwiththemedicalequipment.(3)Exceptforsuchsoftwarethatismadepubliclyavailableconsistentwith734.3(b)(3)oftheEAR,commoditiesandsoftware‘speciallydesignedformedicalend-use’remainsubjecttotheEAR.(4)Seealso770.2(b)interpretation2,forothertypesofequipmentthatincorporateitemsontheCommerceControlListthataresubjecttotheEAR.(5)Forcomputersusedwithmedicalequipment,seealsoECCN4A003note2regardingthe"principalelement"rule.(6)Forcommoditiesandsoftwarespeciallyde-signedformedicalend-usethatincorporateanencryptionorother"informationsecurity"itemsubjecttotheEAR,seealsoNote1toCategory5,PartIIoftheCommerceControlList.(b)StatementofUnderstanding-SourceCode.Forthepurposeofnationalsecuritycontrolleditems,“sourcecode”itemsarecontrolledeitherby“software”orby“software”and“technology”controls,exceptwhensuch“sourcecode”itemsareexplicitlydecontrolled.(c)Category5-Part2-Note4StatementofUnderstanding.AllitemspreviouslydescribedbyNotes(b),(c)and(h)to5A002arenowdescribedbyNote4toCategory5-Part2.Note(h)to5A002priortoJune25,2010statedthatthefollowingwasnotcontrolledby5A002:EquipmentspeciallydesignedfortheservicingofportableormobileradiotelephonesandsimilarclientwirelessdevicesthatmeetalltheprovisionsoftheCryptographyNote(Note3inCategory5,Part2),wheretheservicingequipmentmeetsallofthefollowing:(1)Thecryptographicfunctionalityoftheser-vicingequipmentcannoteasilybechangedbytheuseroftheequipment;(2)Theservicingequipmentisdesignedforinstallationwithoutfurthersubstantialsupportbythesupplier;andCommerceControlListSupplementNo.3toPart774—page2ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012(3)Theservicingequipmentcannotchangethecryptographicfunctionalityofthedevicebeingserviced.(d)StatementofUnderstanding—UsedGoods.ThespecificationsintheCommerceControlListapplyequallytoneworusedgoods.Inthecaseofusedgoods,anevaluationbytheBureauofIndustryandSecuritymaybecarriedoutinordertoassesswhetherthegoodsarecapableofmeetingtherelevantspecifications.CommerceControlListSupplementNo.4toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.4TOPART774[RESERVED]CommerceControlListSupplementNo.5toPart774—page1ExportAdministrationRegulationsBureauofIndustryandSecurityApril13,2012SUPPLEMENTNO.5TOPART774-ITEMSCLASSIFIEDUNDERECCNS0A521,0B521,0C521,0D521AND0E521ThefollowingtablelistsitemssubjecttotheEARthatarenotlistedelsewhereintheCCL,butwhichtheDepartmentofCommerce,withtheconcurrenceoftheDepartmentsofDefenseandState,hasidentifiedwarrantcontrolforexportorreexportbecausetheitemsprovideatleastasignificantmilitaryorintelligenceadvantagetotheUnitedStatesorforforeignpolicyreasons.Itemdescriptor.Note:Thedescriptionmustmatchbymodelnumberorabroaderdescriptorthatdoesnotnecessarilyneedtobecompanyspecific.1.[Reserved]2.[Reserved]DateofinitialorsubsequentBISclassification.DatewhentheitemwillbedesignatedEAR99,unlessreclassifiedinanotherECCNorthe0Y521classificationisreissued.Item-specificlicenseexceptioneligibility.
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