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CHAPTER 77 ■ PRINCIPLES
OF UPPER LIMB SURGERY
BENJAMIN CHANG
PREOPERATIVE PRINCIPLES
History
In no area of medicine is obtaining an accurate history be-
fore initiating treatment more important than in upper limb
surgery. The patient’s age, hand dominance, occupation, and
history of prior upper-extremity problems are obtained. The
date, time, mechanism, and circumstances (e.g., work related,
contaminated) of injury are elicited. Information about the po-
sition of the limb during the injury (e.g., fall on outstretched
hand, hand open or grasping) and prior treatments may also
be useful. For chronic or nontraumatic problems, it is essential
to list details of the onset and course, and to prioritize the pa-
tient’s complaints in the order of importance to the patient. A
clear, prioritized list of complaints facilitates the physician’s or-
derly follow-up on each problem at every visit so that progress
or lack of progress can be systematically documented. Once
the chief complaints are delineated, their effect on the patient’s
functional ability in his or her occupation and activities of daily
living can be evaluated.
Pertinent past medical history, including anesthetic expe-
riences, bleeding disorders, prior operations, current med-
ications, allergies, and tetanus immunization status, are
recorded.
Physical Examination
Together with a thorough history, the physical examination is
the only diagnostic test needed in the vast majority of problems
seen by the hand surgeon. A precise knowledge of the anatomy
of the upper limb and its variations are essential for accurate
diagnosis. The entire upper limb should be exposed and exam-
ined systematically: circulation, sensibility, soft tissues, bones,
joints, and active muscle functions.∗ Of course, the examina-
tion should be tailored to each patient’s problem as guided by
symptoms and history; not every test needs to be performed on
every patient.
Circulation can be evaluated by observing the color of the
skin and nail beds, checking the temperature of the skin and the
timing of capillary refill after blanching the skin with light pres-
sure. Findings are interpreted by comparing them with those
of normal parts. Arterial insufficiency produces a pale, cool
limb with prolonged capillary refill and loss of tissue turgor.
Venous insufficiency will result in a purple, congested extrem-
∗For a complete description of the physical examination, the reader
is referred to an excellent handbook, The Hand: Examination and
Diagnosis, published by the American Society for Surgery of the Hand,
3025 South Parker Road, Suite 65, Aurora, CO, 80232.
ity with faster-than-normal capillary refill. These clinical pa-
rameters can be combined with pulse oximetry and Doppler
examination if needed, but conclusions must be based on the
composite of findings, as no single test is infallible. Testing for
viability with needle puncture is condemned. A digit with no
arterial inflow for several hours can still “bleed” when pricked.
This test serves only to provide avenues for infection. Brachial,
radial, and ulnar pulses are palpated. Performing the Allen test
(2) is useful to determine patency of both ulnar and radial arter-
ies. The patient should raise and clench the fist to exsanguinate
the hand while the physician compresses both radial and ulnar
arteries at the wrist. As the patient opens the hand, the ex-
aminer releases pressure on the radial artery and observes the
capillary refill across the hand. The test is repeated, releasing
pressure on the ulnar artery, and filling from the ulnar side is
observed. Incomplete refill across the hand may occur in 10%
to 15% of patients, and may indicate an incomplete superficial
palmar arterial arch or occlusion of the radial or ulnar arteries.
Sensibility is essential to hand function and is tested if there
is any question of nerve damage from a direct injury, com-
pression, or degenerative process. Denervated skin is dry and
becomes smooth as it loses papillary skin ridges. Also, it does
not wrinkle with immersion in water. These observations can
be useful in examining children who are too young to cooper-
ate and for identifying malingerers. The most useful screening
test in the case of acute injury is to check light-touch percep-
tion by comparing it with that of an uninjured part. Using a
soft cotton-tipped applicator stick alleviates anxiety, especially
in children. Static and moving two-point discrimination (2PD)
measure innervation density and can be performed with a bent
paperclip or blunt caliper to quantitate the level of sensibil-
ity. Moving 2PD is a more sensitive indicator of the levels of
sensibility needed for hand function. Abnormal measurements
(>6 mm static and >3 mm moving 2PD at the fingertips) in-
dicate axonal impairment (3). Two-point discrimination has
the advantage of being somewhat quantitative, which allows
for comparisons over time and between patients. Even more
sensitive than 2PD is vibration sensibility (tuning fork) and
pressure thresholds (Semmes-Weinstein monofilament testing).
Although some variations and overlap exist in the sensory in-
nervation of the upper limb, there are three autonomous areas
on the hand, each of which is innervated by only one of three
major nerves. The autonomous zone for the median nerve is
the index fingertip, for the ulnar nerve it is the small finger’s
tip, and for the radial nerve it is the dorsal side of the first web
space.
Soft-tissue coverage should be restored before reconstruc-
tion of deeper structures is undertaken. Thick scars along the
route of tendon transfers or across joints will limit mobility.
During open wound examination, any skin deficits or devital-
ized areas are noted and recorded on a sketch, but deep probing
is not performed in the emergency room without appropriate
anesthesia, lighting, and instruments.
741
Copyright © 2007 by Lippincott Williams & Wilkins, a Wolters Kluwer business.
Grabb and Smith's Plastic Surgery, Sixth Edition by Charles H. Thorne.
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742 Part VIII: Hand
Bone injuries are considered if gentle palpation reveals lo-
calized skeletal tenderness. A fracture is suspected when sharp
pain is accompanied by deformity, abnormal mobility, progres-
sive swelling, and/or prominent ecchymosis. Radiographs of
good quality and a minimum of posteroanterior (PA), lateral,
and oblique views are essential. Specialized views may be re-
quired to rule out fractures of a specific bone (e.g., scaphoid or
hook of the hamate). A fracture should be described according
to location, type, and deformity. The location is specified by
the name of the bone and the portion involved (base, midshaft,
neck, intra-articular, etc.). The type of fracture is described ac-
cording to the pattern (transverse, oblique, spiral, comminuted,
undisplaced) and whether a communicating skin wound (open
or closed) is present. Describe the deformity according to the
displacement (dorsal, volar, radial, ulnar) and angulation. By
tradition, angulation is named for the direction of the apex
and rotation for the distal segment in relation to the proximal
one. Rotational malalignment in the fingers can best be ob-
served by having the patient slowly bring all the fingers from
a fully extended position into flexion. Any scissoring (cross-
ing of fingers) usually indicates a rotational malalignment. For
example: “The patient has a right fifth metacarpal neck frac-
ture that is closed and comminuted with 3-mm volar displace-
ment and 45 degrees of dorsal angulation, but no rotational
malalignment.”
Joints are examined for tenderness, active and passive range
of motion, stability, and deformity. Abnormal physical findings
necessitate radiographic examination. A “chip” fracture may
indicate a ligamentous avulsion injury. Stress radiographs may
be required in diagnosing ligamentous injuries, and should be
performed after injecting local anesthetic to prevent pain and
guarding.
Muscle function depends on skeletal stability, functioning
joints, and intact motor nerves and muscle–tendon units. Each
unit for which there is reason to suspect injury should be tested,
first without resistance to assess active range of motion, and
then with resistance to assess strength. Pain or weakness against
resistance suggests a partial tendon laceration. Dynamometers
that measure grip and pinch forces are of little use with acute
injuries, but are essential for evaluating and following chronic
problems. The absolute numbers are less important than com-
parison with those of the unaffected side. Some information
may be gained by observing the resting posture of the hand.
In the supine position, the resting hand should have the fingers
in a partially flexed position, falling into a smooth cascade of
progressively more flexion from the index to the small finger. A
complete tendon laceration will cause the injured digit to fall
out of line at rest. The tenodesis effect from passive wrist flex-
ion/extension can also help evaluate suspected tendon injuries,
even if the patient is under anesthesia. Wrist flexion increases
tension on the digital extensor tendons causing passive digital
extension. A digit with a transected extensor tendon will fail
to extend when the wrist is passively flexed. This tenodesis ef-
fect can also be used to test the flexor tendons, observing the
digital cascade, as the wrist is hyperextended. However, a par-
tially severed tendon cannot be diagnosed or excluded by any
of these manipulations. Wound exploration is often the only
means to establish the presence of partially severed tendons
with certainty.
Acute Injury
The first priority is to rule out injuries to other parts of the
body. To minimize patient discomfort, as much information
as possible is obtained from observation rather than manipu-
lation. Proceeding from distal to proximal, every structure in
the zone of injury is systematically tested. The entire exami-
nation need not be performed in the emergency room. There
are two important questions to be answered in the emergency
room. First, are any parts threatened by ischemia? Second, does
this injury need to be treated in the operating room? If the an-
swer to either question is yes, extensive exploration of wounds
should be deferred to the operating room. Often, the basic in-
formation is gained by examining the areas distal to the wound,
including circulation, sensibility, and muscle/tendon integrity.
The physical findings and appropriate radiographs guide
exploration.
It is helpful to triage injuries into three categories accord-
ing to severity and urgency: (a) severe injuries that require im-
mediate treatment; (b) severe injuries that require early treat-
ment; and (c) less-severe injuries. Severe injuries that require
immediate treatment include life-threatening situations and
injuries that have resulted in ischemia and threaten survival
of the parts. There are only two life-threatening upper limb
problems: exsanguinating hemorrhage and necrotizing infec-
tion (see Chap. 85). Hemorrhage in the absence of a coagu-
lopathy can be controlled by elevation and direct pressure on
the bleeding point. Makeshift tourniquets should not be used
because they can apply dangerously high pressures, causing per-
manent damage to underlying muscles and nerves. Clamping
of “bleeders” in the emergency room is strongly discouraged
because of the risk of injury to adjacent nerves.
Tetanus prophylaxis should be considered for every patient
with a wound. For clean wounds, tetanus toxoid should be
administered if the patient has not been immunized within
10 years or has had fewer than the usual series of immunization
doses. For highly contaminated or extensive wounds, tetanus
toxoid usually should be administered, and if the patient has
not been immunized within 5 years, tetanus immune globulin
is recommended.
Injuries that result in ischemia include amputations, vas-
cular injuries, crush injuries, and electrical injuries. Muscle
is the tissue most vulnerable to hypoxia and must be reper-
fused within about 6 hours if it is to survive. Hypothermia
is our only means of prolonging this time limit, as it lowers
the metabolic rate of the tissues. Ischemic parts not amputated
should be kept cool with ice, but taking care not to freeze
them. One should suspect a compartment syndrome if the pa-
tient complains of progressive pain disproportionate to the in-
jury, if a muscle compartment feels tense on palpation, and
especially if passive muscle stretching dramatically increases
pain.
High-pressure injection injuries can cause progressive tissue
damage. These injuries vary in severity depending on the tox-
icity and volume of the injected agent. The history is the key
to diagnosis, as the toxic agent may be forced through a tiny,
innocuous-appearing wound. Often, injection is at a fingertip
with dissection of the material along the tendon sheaths all the
way into the forearm. Left untreated, there will be progressive
inflammation and destruction of the surrounding tissues and
often this is inevitable despite early recognition and immediate
operative debridement.
Severe injuries that require early surgical repair include
those of flexor tendons, open fractures, and joint injuries. If
the skin wound is not extensive, it can be irrigated and closed
in the emergency room, except for human bites, with delayed
primary repair performed within a week. Extensor tendon and
nerve injuries can be handled in a similar fashion except that
definitive repair can be delayed for a longer period with the
exception of independent units such as the extensor pollicis
longus (EPL), which will contract and shorten rapidly. Se-
vere injuries that require early treatment, not necessarily sur-
gical, include frostbite, most chemical and thermal burns, and
electrical injuries for which specific treatment is discussed in
other chapters. The quality of the initial care for injuries is
the most important single determinant of the final degree of
recovery.
Copyright © 2007 by Lippincott Williams & Wilkins, a Wolters Kluwer business.
Grabb and Smith's Plastic Surgery, Sixth Edition by Charles H. Thorne.
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Chapter 77: Principles of Upper Limb Surgery 743
TA B L E 7 7 . 1
RECONSTRUCTIVE PRIORITIES IN THE UPPER LIMB
1. Restore circulation
2. Obtain good soft-tissue coverage
3. Align and stabilize the skeleton
4. Restore nerve function
5. Mobilize joints
6. Restore tendon function
Reconstructive Cases
Planning of surgical reconstruction should begin with the initial
treatment, even though the reconstruction may take operations
over many months to complete. The first step is to identify all
of the injured structures by history, physical examination, and
operative exploration. Once the deficits are understood, they
should be prioritized if there is no potential for full recovery.
Often, mechanical design must be simplified to a lower order of
function. It is generally better to have a few things work well
than many that work poorly. The following order of recon-
structive priorities serves as a general guide based on prereq-
uisites; each step in the sequence depends on successful com-
pletion of the preceding steps (Table 77.1). Restoring adequate
circulation is the first priority. Inadequate perfusion will impair
wound healing, predispose to infection, and result in a cold in-
tolerance. The next priority is good soft-tissue coverage, which
might require replacement with skin graft, local flap, or distant
tissue transfer. Delayed primary closure is indicated for badly
contaminated wounds. Without adequate circulation and soft-
tissue coverage, repair of underlying structures is futile. Even
if they heal, it will be with excessive scar and adhesions. The
third priority is to align and stabilize the skeleton. Fractures
and dislocations should be reduced and stabilized. The fourth
priority is to restore nerve function by repair or nerve grafting.
The fifth priority is to mobilize joints that may have become
stiffened as a result of chronic edema, inflammation, and dis-
use. Severely stiffened joints may require surgical release. The
last priority is to restore tendon function by repair, grafting,
tendon transfer, or tenolysis. It is important that passive range
of motion of joints crossed by a tendon be maximized before
that tendon is reconstructed.
The priorities listed above should be incorporated into a
master plan, not necessarily separate operations. Replantation
is an example of combining all of the steps into one operation.
Several staged operations may be needed if the postoperative
regimen for one part of the operation is different from that of
another part. For example, osteotomy for malunion should not
be done at the same time as tenolysis because the first requires
immobilization and the second necessitates prompt mobiliza-
tion. Once the deficits are identified and prioritized, steps with
compatible postoperative regimens are combined as far as fea-
sible. Each stage should be deferred until the tissues are soft,
edema is resolved, and the joints are supple. This approach of
identifying and prioritizing deficits, then grouping them into
staged operations, can also be applied to nontraumatic recon-
structive problems.
OPERATIVE PRINCIPLES
Anesthesia
Surgery on the upper limb can be performed with a variety
of anesthetic techniques: general, regional, or local infiltra-
tion. Use of local infiltration anesthesia is limited to small
lesions or to supplement a regional nerve block. General anes-
thesia is usually indicated for children, for uncooperative pa-
tients, when multiple operative fields are required, and for long
procedures.
The upper limb lends itself well to regional block anesthet-
ics, which can be combined with judicious sedation if required
for anxiety. The chief disadvantages of regional blocks are the
time interval for its full effectiveness, the risk of incomplete
anesthesia, and the limited tourniquet time. For a detailed re-
view of local anesthetic agents, see Chapter 11. The most com-
monly employed regional anesthetic blocks are brachial plexus
blocks, intravenous regional (Bier) blocks, median and ulnar
wrist blocks, and digital blocks.
Either interscalene or supraclavicular brachial plexus blocks
can give deep and superb anesthesia of the entire upper limb
and allow long tourniquet times but require great skill to ad-
minister, are not always complete, and carry a significant risk of
pneumothorax or other complication. Blocks of the median or
ulnar nerves, or both, at the wrist are safe, easy to perform, hurt
less than palmar or digital blocks, and are useful for both emer-
gency and elective operations. Anesthetic injections should be
adjacent to and not into the nerves.
Intravenous regional anesthesia (Bier block) anesthetizes the
whole arm distal to the tourniquet. Thus for some purposes, it
fills the gap between brachial plexus blocks and wrist blocks.
The Bier block is conceptually simple: exsanguinate the arm
and fill the veins with a local anesthetic. The details of admin-
istration can be found in all anesthesiology texts. The main ad-
vantage of the Bier block is that it is easy to perform and reliable
in giving a good anesthetic block. Its main disadvantages are
tourniquet pain, which limits operative time; compromised vis-
ibility for precision dissections as the anesthetic flows into the
line of dissection with every cut; and loss of anesthesia imme-
diately when the tourniquet is deflated. Its risks are essentially
that of tourniquet failure, which could allow a toxic dose of the
anesthetic to be sent as a bolus into the body. Thus, although
simple, this te
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