The Peasant Movement in Hunan
Author(s): Yokoyama Suguru
Reviewed work(s):
Source: Modern China, Vol. 1, No. 2, The Rural Revolution. Part I (Apr., 1975), pp. 204-238
Published by: Sage Publications, Inc.
Stable URL: http://www.jstor.org/stable/189041 .
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The Peasant Movement in Hunan
YOKOYAMA SUGURU (S. YOKOYAMA)
Hiroshima University
The peasant movement in Hunan during 1926-1927 is well
known by scholars interested in modem China; it has been
described in detail in Mao Tse-tung's famous article, "Report on
an Investigation of the Peasant Movement in Hunan" (1965:
23-59).1 Scholarly works on the subject, however, are few,
although many works concerning the peasant movement in
Kwangtung are available. This article is an attempt to study
some aspects of the movement such as its background and
origin and the peasants' political and economic demands-
matters to which Mao's Report paid little attention. I will be
concerned mainly with two elements of the peasant movement
in Hunan: the peasants' tendency to be spontaneous, and the
relationship between this tendency and the policy of the
prevailing political power toward the peasants.
In Hunan, the peasant association movement, a modern type
of peasant movement, started in 1923 under the leadership of a
few Communists and rapidly spread over the province after the
middle of 1926, when the. National Revolutionary Army
occupied the province. By July 1927 membership in the peasant
associations in Hunan amounted to over 4,500,000, about
one-half the total membership of all the peasant associations in
MODERN CHINA, Vol. 1 No. 2, April 1975
? 1975 Sage Publications, Inc.
/2041
Yokoyama / PEASANTMO VEMENT IN HUNAN [2051
China (Renmin Publishing House, 1953: 18). Peasant struggles
in Hunan were more violent and their demands more radical
than those of any other region. How could the Hunan peasant
movement develop so rapidly? It is not easy to answer this
question completely because there are insufficient materials on
the subject. Two major factors, however, were that rebellious
forces developed spontaneously within the rural setting, and
that the revolutionary political powers, that is, both the Chinese
Communist Party (CCP) and the Kuomintang (KMT), helped
the peasants' uprising.
The political powers in the 1920s, the CCP and KMT, both
proposed to release the poor peasantry from their miserable
circumstances. Alliance between these two-the peasants and
the political power aiming consciously at revolutionary change
of the regime-was a principal element in bringing about the
peasant movement and the rural revolution of the 1920s in
China. Such an alliance, however, was more easily discussed
than accomplished.
Three peasant programs were put forward: that of the
peasant association and those proposed by the KMT and the
CCP respectively, the latter based on the direction of the
Comintern. These programs, although differing in various
respects, had many features in common. Thus, the peasant
movement during the period of the National Revolution
followed the sometimes divergent and sometimes blending aims
of these three elements and formed its own unique historical
characteristics.
BACKGROUND-THE CONDITION OF THE
PEA SANTR YINHUNAN
The revolution of 1911 brought no change at all to the
grievous conditions of the peasantry. After the birth of the
Republic of China, and particularly after the death of Yuan
Shi-kai in 1916, China suffered from incessant internal wars
between rival military cliques, and unrestrained requisitions and
corvee, insecurity, and pillage were visited upon the peasants.
Moreover, economic invasion by foreign capitalists, which
[2061 MODERN CHINA / APRIL 1975
increased day by day after the First World War, struck a serious
blow to the rural economy. For all these reasons the peasants'
circumstances became increasingly distressed.
Though we have no scholarly survey on the rural conditions
in Hunan at this time, we can gain an understanding of the
general conditions from some available sources. Mao Tse-tung
stated in his Report (1965: 32) that "according to the survey of
Changsha County, the poor peasants comprise 70 per cent, the
middle peasants 20 per cent, and the landlords and rich peasants
10 per cent of the population in the rural areas." Mao's term
"poor peasants" meant those lacking cash and grain and
supporting themselves by extra employment or borrowing;
"middle peasants" meant those who had no surplus cash or
grain, but who could eke out a living without borrowing; and
"rich peasants" meant those having cash and grain surpluses.
Another report (Chen J., 1927: 77) on the central area of
Hunan classified the peasants differently, stating that hired
peasants constituted nearly 30%o, tenants nearly 60%o, and
independent peasants nearly 20%o of the total peasantry. All of
the "hired peasants," "tenant peasants," and a greater part of
the "independent peasants" of this report were classified in
Mao's Report as "poor peasants," and they constituted a large
majority of the peasantry in Hunan.
By looking closely at the resolution concerning the political
and economic demands of the peasantry which was adopted at
the First Peasant Congress of Hunan Province held in December
1926 (Renmin Publishing House, 1953: 332-280), we can
discem the problems the poor peasants faced. Ownership of the
land was concentrated in the hands of a few rich families, who
appropriated the major portion of the crops. Rents in Hunan
commonly exceeded half the harvest at a fixed or proportionate
rate. They were collected in kind, the peasants sometimes
having to pay 60-70%o of a normal harvest. In a year of poor
harvest, they had to pay 70-90o of the crop. In addition to the
regular rents, the tenant peasants ordinarily had to give
landowners a series of customary or seasonal gifts such as ducks,
hens, grain, or cash, and had to fulfill corvee obligations. There
was also a kind of "rent deposit" (yagui or yajin), which usually
Yokoyama /PEASANTMO VEMENTIN HUNAN [2071
amounted to double the annual rent and was paid in currency.
Such deposits did not accrue interest, and tenants who could
not fulfill their obligations lost their deposits. One report (Chen
J., 1927: 82) estimated that the real income of the tenant
peasants might be about 20o of the harvest after expenses for
fertilizer and farm implements were taken into account.
Excessive taxation was another source of distress to the
peasants. The regular amount of land tax was not much, but the
surtaxes (iuan), which were extracted by the warlords or rural
authorities in the name of improving education, self-defense
forces, railway construction, and so on were very heavy,
amounting to more than double the regular land tax. Both of
these taxes had to be paid in currency. A survey taken in 1934
reported that 52% of the peasants in Hunan were in debt
(Amano, 1937: 226) and that 49% had borrowed grain (Amano,
1937: 249), for which the interest rate was very high-20 to
40%o a year. According to a 1937 income survey (Amano, 1937:
207) involving 288,830 families living in Hunan, 35% of these
families could not cover expenses. They had to make ends meet
by borrowing cash or grain from the rich families. The
"Resolution on Restraint of Usury" (Renmin Publishing House,
1953: 343) adopted by the Peasant Congress stated that the
ordinary rate of interest on debts was 10Wo per month, but in
some districts it was as high as 30%o per month. As a result,
many of the poor peasants were unable to escape economic
bondage.
Under these conditions, the long-standing antagonism be-
tween the traditional ruling class and the poor peasants in
Hunan intensified, and the social prerequisites for revolution
matured.
A poor harvest brought on by a natural calamity has often
been followed by the outbreak of peasant defiance against their
oppressors. The countryside in Hunan suffered heavy damage
from floods in 1922, 1923, and 1924 and experienced a
drought in 1925. Of these disasters, the floods in 1924 were the
most severe. More than 30 counties (xian) were badly
devastated. In addition, a heavy amount of grain was consumed
by about a hundred thousand soldiers who moved across the
[2081 MODERN CHINA / APRIL 1975
Hunan border from Szechwan and stayed for seven months.
Thus a serious shortage of food resulted. The price of rice
jumped staggeringly. In normal times the price of rice was
comparatively cheap because Hunan was a productive area for
rice; even in years of poor harvest it cost 100 wen per sheng.
However, in June 1925 it rose to 300-500 wen per sheng. Thus
the poor peasants were caught between scant harvests and the
spiraling cost of food. Famine was widespread. The peasants
were driven to eating roots and sprouts of grass or trees, and
large numbers of them starved to death. Many joined up with
bandits or with warlords' forces. Others resorted to rice riots.
A newspaper reported on the famine on June 2, 1925, to the
effect that peasants had attacked rice granaries in Xiangtan,
Liling Hengyang, and Hengshan, and that they had forced local
rich families to give them food in Xiangtan, Xinhua, and
Xiangyin. In Taoyuan some peasants had sold their children
(Zhang, 1957: 632-633).
In the early summer of 1925, a group of desperate peasants
began to attack rich families and the local government. A huge
peasant movement began to spread through the Hunan country-
side.
Chesneaux (1973: 153) commented that the Chinese peas-
ants in the early twentieth century "remained influenced by the
backward ideology of primitive struggle; their political horizons
remained geographically limited: they were still spontaneously
attached to petit-bourgeois private ownership, and they tended,
when left to themselves, to revolt only against abuses and
injustice rather than against the social system as a whole."
Generally speaking, the peasants in Hunan were not an
exception. Their movement, however, began to change its
character in the 1920s.
A kind of "modern" social movement in which premodern
and modem elements are combined has been common in the
underdeveloped countries in the twentieth century. This type of
peasant movement plays an important role in national bour-
geois-democratic revolution: the revolutionary political forces
are closely concerned with the peasants' spontaneous demands
and strive to organize the peasants under a suitable policy. In
Yokoyvana / PEASANVTMIO VEAMENT IN HUNAN /209/
China, such new peasant movements developed suLccessfuLlly
during the time of the War of Resistance against Japan and the
People's Liberation War. The peasant movement in HUI1an in
1926-1927 can be regarded as a prototype of the modern
revolutionary peasant movement in China. It included elements
of the new and the old style of peasant movements joined
together under the CCP and KMT, whose leadership lent the
movement a specific national aspect.
Some Chinese Communists tend to attribute the successful
development of the peasant movement to proper instructions
from the Party's leaders. While we certainly should not belittle
the important role of the CCP, it would be equally wrong to
ignore the spontaneous upsurge of the peasantry. When we
investigate in detail the various positions concerning peasant
problems which were adopted by the CCP and KMT, we cannot
fail to recognize the fact that the various demands and activities
initiated by the peasants exerted much influence on those
solutions.
THE BEGINNING OF THE MODERN PEASANT
MO VEMENTIN HUNAN
Three attempts to launch a modern peasant movement in
Hunan preceded the 1926-1927 movement. The first was that
of the Yuebei Peasants and Workers Association. This move-
ment began in a mountainous district called Baiguo in Hengshan
county and spread to two nearby counties, Xiangxiang and
Hengyang. Early in 1923, the Provincial Hunan CCP sent Liu
Dong-xuan and Xie Huai-de, both workers of Shuikaoshan lead
mine, to Baiguo, their native village, to organize the peasantry.
They succeeded in organizing many peasant groups, working
secretly for half a year, and they called the Congress of the
Yuebei Peasants and Workers Association on September 16,
1923 (Hunan shengzhi bianji weiyuanhui, 1959: 458). All of
the members of the Association were peasants, though the name
of the organization included the word "workers" in it in order
to show the desire to ally with the workers in the Shuikaoshan
lead mine. According to one report (Deng, 1924: 208-209),
[2101 MODERN CHINA /APRIL 1975
about ten thousand peasants attended the Congress. They
adopted resolutions on improvement of peasant life, on the
attitude toward the government, and on improvement of the
village woman's life. They also elected seven men to an
executive committee, appointing Liu as chairman and Xie as
vice-chairman. The Manifesto adopted by the Congress stated
that the peasants were in dire straits, that they had no fights at
all, and that all of their problems arose from economic
aggression of foreigners, pillage by warlords, oppression, and the
civil war. "Do not buy foreign goods," the Manifesto declared,
"Let us overthrow the foreigners and their tools-the warlords!
Hurrah for independence of the Chinese Republic! Hurray for
the alliance of the peasantry!" The anti-imperialist element was
clearly introduced by the Communists.
Although membership in the Yuebei Peasants and Workers
Association was supposedly limited to hired peasants, tenant
peasants, and independent peasants, active sympathizers who
were not peasants were also allowed to belong. The Association
established a centralized administrative system, electing a
representative from every ten as well as every hundred
members, and also from respective districts (qu). It was obvious
that this Association was fundamentally different from the
primitive and spontaneous peasant organizations in traditional
China because it had a clear program, regular membership, and
modem rules of organization. After the Congress, the Associa-
tion held a series of public lectures in a number of places,
explaining to the peasants that their unbearable distress was
brought about by ill treatment and oppression by big landlords
and local tyrants. The speakers were trying to raise the class
consciousness of their peasant audiences. The Association soon
grew to over a hundred thousand members.
Baiguo district, previously dominated by Zhao Heng-ti, a
warlord, was currently occupied by Zhao's rival, Tan Yan-kai.
Tan did not interfere with the peasant movement because of
political considerations. This factor had a positive influence on
the expansion of the movement.
As noted earlier, 1922 and 1923 were hard years for the
peasants. The price of rice rose relentlessly. To accommodate
Yokoyama /PEASANTMO VEMENTIN HUNAN [2111
the demands of the peasantry, the Association undertook a
campaign called the "Relief Struggle," which aimed at lowering
the price of rice and prohibiting the export of rice and raw
cotton to outer districts. As a result of this campaign the price
of rice fell from a previous 3 dou of rice for one silveryuan to 4
dou.
Needless to say, the peasant struggle went against the
interests of the landlords, who wanted to reap high profits by
taking advantage of the rice shortage. On July 20, 1923, the
county govemment, which had been bribed by the landlords,
sent troops to suppress the Yuebei Peasants and Workers
Association. These troops arrested eight of the members,
including the chairman and vice-chairman, on a charge of
banditry. Immediately several hundred thousand peasants pro-
tested. The situation in the countryside around Baiguo became
very tense. This resistance movement ended in a temporary
victory for the peasants because Tan Yan-kai supported them.
But soon after, Zhao's troops drove Tan's troops out of the area
and Zhao established his control over Baiguo. In November
1923, Zhao sent a large force to crush the peasant movement.
Over a thousand peasants were killed or injured, and hundreds
of houses were burned (Deng, 1924: 210).2 The first modern
peasant movement in Hunan was thus forced to a close.
A NEW DA Y DA WNS UNDER THE UNITED FRONT
Referring to the suppression of the Yuebei Peasants and
Workers Association and the Haifeng Peasants Association in
Kwangtung, Chen Du-xiu ( 1923), the first chairman of the CCP,
said, "We must realize that no movement of workers, peasants,
or students can progress without the support of a political
movement, for political freedom is necessary for every mass
movement." It was true, as Chen recognized, that the peasant
movement would have been difficult to organize without
alliance with the national revolution, a political movement for
overthrowing the warlords and foreign powers and for establish-
ing an independent, democratic new China. The question then
arises, what kind of policy must the political powers establish
[2121 MODERN CHINA /APRIL 19 75
for the peasantry? Deng Zhong-xia ( 1924), noting the defeat of
the peasant movement both in Kwangtung and Hunan, insisted
that the peasant movement had to have two clear purposes-
economic goals such as reduction of rents, improvement of
irrigation facilities, and the like, and political goals such as
popular elections, the organization of people's self-defense
forces, freedom of assembly, and so on. He also called for
modes of informing and organizing the peasantry that would be
tailored to their actual way of life. Finally, he emphasized that
the peasants had to establish their own military organization to
defend themselves.
When we consider that the foremost problem of the political
authorities at that time was to establish widely in China a secure
foundation for the national revolution, Chen's view was too
ideological. In contrast, Deng, an expert on mass organization,
based his recommendations on the actual conditions of the
peasantry.
The First National Congress of the KMT, held in January
1924, was significant for the peasant movement because at this
meeting the KMT decided to form a National United Front in
which the peasantry was to be included. Henceforth, the
peasantry was a recognized force in the United Front. The
peasant movement began to change from a traditional type into
a modern one. Frustrated by warlords in the early stage of its
growth in Kwangtung and Hunan, the movement was reestab-
lished under the new political situation and developed rapidly.
Initially this political development affected the region of
Kwangtung, where the peasant movement began to improve
after the fall of 1924 under the positive support of the
Kwangtung National Government. The following May, the First
Peasant Congress of Kwangtung Province was held. At that time
peasant associations had been formed in twenty-one counties,
and membership totaled about two hundred thousand. At the
Second Congress held just a year later, the number of
participating counties had increased to sixty-one and member-
ship had risen to 620,000 (Renmin
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