NREL is a national laboratory of the U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, operated by the Alliance for Sustainable Energy, LLC.
26th International Battery
Seminar & Exhibit
Fort Lauderdale, FL
March 16-19, 2009
Kandler Smith
Kandler.Smith@nrel.gov
Tony Markel
Tony.Markel@nrel.gov
Ahmad Pesaran
Ahmad.Pesaran@nrel.gov
NREL/PR-540-45048
PHEV Battery Trade-Off Study
and Standby Thermal Control
22National Renewable Energy Laboratory Innovation for Our Energy Future
Overview
• Motivation for PHEV battery trade-off analysis
• Battery life model
– Calendar life vs. cycle life: Complex interdependency
– An empirical model capturing major degradation
factors (temperature, time, # cycles, ΔDOD*, voltage)
• Battery life/cost interactions
– Lowest cost system that meets technical requirements
– Life sensitivity to different temperatures
• Battery standby thermal management
– Concept
– Vehicle-battery thermal interactions
– Benefits of temperature management
• Conclusions
– Future test needs
* DOD = depth of discharge
3
USABC PHEV Battery Goals
Characteristics at EOL (End of Life) High Power/Energy Ratio Battery
High Energy/Power Ratio
Battery
Reference Equivalent Electric Range miles 10 40
Peak Pulse Discharge Power - 2 Sec / 10 Sec kW 50 / 45 46 / 38
Peak Regen Pulse Power (10 sec) kW 30 25
Available Energy for CD (Charge Depleting) Mode, 10 kW Rate kWh 3.4 11.6
Available Energy for CS (Charge Sustaining) Mode kWh 0.5 0.3
Minimum Round-trip Energy Efficiency (USABC HEV Cycle) % 90 90
Cold cranking power at -30°C, 2 sec - 3 Pulses kW 7 7
CD Life / Discharge Throughput Cycles/MWh 5,000 / 17 5,000 / 58
CS HEV Cycle Life, 50 Wh Profile Cycles 300,000 300,000
Calendar Life, 35°C year 15 15
Maximum System Weight kg 60 120
Maximum System Volume Liter 40 80
Maximum Operating Voltage Vdc 400 400
Minimum Operating Voltage Vdc >0.55 x Vmax >0.55 x Vmax
Maximum Self-discharge Wh/day 50 50
System Recharge Rate at 30°C kW 1.4 (120V/15A) 1.4 (120V/15A)
Unassisted Operating & Charging Temperature Range °C -30 to +52 -30 to +52
Survival Temperature Range °C -46 to +66 -46 to +66
Maximum System Production Price @ 100k units/yr $ $1,700 $3,400
Requirements of End of Life Energy Storage Systems for PHEVs
National Renewable Energy Laboratory Innovation for Our Energy Future
4
USABC PHEV Battery Goals
Characteristics at EOL (End of Life) High Power/Energy Ratio Battery
High Energy/Power Ratio
Battery
Reference Equivalent Electric Range miles 10 40
Peak Pulse Discharge Power - 2 Sec / 10 Sec kW 50 / 45 46 / 38
Peak Regen Pulse Power (10 sec) kW 30 25
Available Energy for CD (Charge Depleting) Mode, 10 kW Rate kWh 3.4 11.6
Available Energy for CS (Charge Sustaining) Mode kWh 0.5 0.3
Minimum Round-trip Energy Efficiency (USABC HEV Cycle) % 90 90
Cold cranking power at -30°C, 2 sec - 3 Pulses kW 7 7
CD Life / Discharge Throughput Cycles/MWh 5,000 / 17 5,000 / 58
CS HEV Cycle Life, 50 Wh Profile Cycles 300,000 300,000
Calendar Life, 35°C year 15 15
Maximum System Weight kg 60 120
Maximum System Volume Liter 40 80
Maximum Operating Voltage Vdc 400 400
Minimum Operating Voltage Vdc >0.55 x Vmax >0.55 x Vmax
Maximum Self-discharge Wh/day 50 50
System Recharge Rate at 30°C kW 1.4 (120V/15A) 1.4 (120V/15A)
Unassisted Operating & Charging Temperature Range °C -30 to +52 -30 to +52
Survival Temperature Range °C -46 to +66 -46 to +66
Maximum System Production Price @ 100k units/yr $ $1,700 $3,400
Requirements of End of Life Energy Storage Systems for PHEVs
National Renewable Energy Laboratory Innovation for Our Energy Future
Available Energy = 11.6 kWh
SOC Swing = 70%
Total EOL Energy = 16.6 kWh
Fade over Life = 20%
Total BOL Energy = 20.7 kWh
Calendar Life at 35°C = 15 Years
System Price = $3,400
Max Weight = 120 kg
Max Volume = 80 L
5
Optimization
with vehicle
simulations under
realistic driving
cycles and
environments
PHEV Battery Design Optimization
Design/size PHEV batteries to meet USABC technical
goals/requirements at minimum cost.
Source: INL, LBNL
Battery Life
Source: VARTA
Battery Cost Battery Performance
Life prediction
represents greatest
uncertainty.
Complex dependency
on t1/2, t, # cycles, T,
V, ΔDOD
National Renewable Energy Laboratory Innovation for Our Energy Future
66National Renewable Energy Laboratory Innovation for Our Energy Future
Motivation: Minimize Battery Cost, Maximize Life
How?
0) Select a high-quality, low-cost cell.
1) Size battery appropriately so as not to
overstress/over-cycle, but with minimum
cost and mass
1) Accelerated calendar & cycle life testing
2) Accurate life and DOD predictive models
2) Minimize time spent at high temperatures
1) Standby thermal management (vehicle parked!)
2) Active thermal management (vehicle driving)
3) Proper electrical management, control design
:
System
design
Component
design/
selection
77National Renewable Energy Laboratory Innovation for Our Energy Future
How Can We Predict Battery Life?
Cycling Fade
• Poorly understood
• Typical t or N dependency
• Often correlated log(# cycles) with ΔDOD or log(ΔDOD)
0 0.2 0.4 0.6
1
1.05
1.1
1.15
1.2
1.25
1.3
1.35
Time (years)
R
el
at
iv
e
R
es
is
ta
nc
e
30
40
47.5
55
Calendar Life Study at various T (°C)
Calendar (Storage) Fade
• Relatively well established & understood
• Typical t1/2 time dependency
• Arrhenius relation describes T dependency
Source: V. Battaglia (LBNL), 2008
Li
fe
(#
c
yc
le
s)
Life (# cycles)
Source: John C. Hall (Boeing), IECEC, 2006. Source: Christian Rosenkranz (JCS/Varta) EVS-20
ΔDOD
Δ
D
O
D
88National Renewable Energy Laboratory Innovation for Our Energy Future
Accelerated Cycle Life Tests Are Not Always
Conservative!
• Li-ion – high-voltage, nonaqueous chemistry – calendar life effect important
• Real-time tests necessary for proper extrapolation of accelerated results
Source: John C. Hall, IECEC,
2006. (Boeing, Li batteries for
a GEO Satellite)
Real Time Test
(1 cyc./day)
Accelerated Test
(4 cyc./day)
ΔDOD fraction
Li
fe
(#
c
yc
le
s)
99National Renewable Energy Laboratory Innovation for Our Energy Future
Our Objectives for Battery Life Modeling
Develop a power and energy degradation model
that —
1. Uses both accelerated and real-time calendar
and cycle life data as inputs.
2. Is mathematically consistent with all calendar
and cycle life empirical data.
3. Is extendable to arbitrary usage scenarios (i.e., it
is predictive).
1010National Renewable Energy Laboratory Innovation for Our Energy Future
Source: J.P.Christopersen, J. Electrochem. Society, 2006.
Cycling has been shown to suppress impedance growth.
Effect of an unintended full
discharge and charge
Commercial LiCoO2 cells
stored at 25oC; DC resistance
measured with 1 pulse/day
Impedance Growth Mechanisms: Complex
Calendar and Cycling Dependency
1111National Renewable Energy Laboratory Innovation for Our Energy Future
Impedance Growth Mechanisms: Complex
Calendar and Cycling Dependency
SEM Images: John C. Hall, IECEC, 2006.
Cell stored
at 0oC
NCA chemistry: Different types of electrode surface film layers can grow.
(1) “Electrolyte film” (2) “Solid film”
Cell cycled
1 cycle/day
at 80% DOD
Electrolyte film*
• grows during storage α t1/2
• suppressed by cycling
Solid film
• grows only with cycling α t or N
*Often called Solid-Electrolyte Interphase (SEI) layer
12
Curve-fit at 51% ΔDOD:
a1 = 1.00001e-4 Ω/day1/2
a2 = 5.70972e-7 Ω/cyc
R2 = 0.9684
12National Renewable Energy Laboratory Innovation for Our Energy Future
Impedance (R): Cycling at Various ΔDODs
Fitting t1/2 and N Components
(Note: For 1 cycle/day, N = t)
4.0 EoCV Data: John C. Hall, IECEC, 2006.
• Simple model fit to cycling test data: Boeing GEO satellite application,
NCA chemistry
• Model includes t1/2 (~storage) and N (~cycling) component.
R = a1 t1/2 + a2 N
13
Curve-fit at 51% ΔDOD:
a1 = 1.00001e-4 Ω/day1/2
a2 = 5.70972e-7 Ω/cyc
R2 = 0.9684
13National Renewable Energy Laboratory Innovation for Our Energy Future
Impedance (R): Cycling at Various ΔDODs
Fitting t1/2 and N Components
(Note: For 1 cycle/day, N = t)
ΔDOD a1 (Ω/day1/2) a2 (Ω/cyc) R2
68% 0.98245e-4 9.54812e-7 0.9667
51% 1.00001e-4 5.70972e-7 0.9684
34% 1.02414e-4 0.988878e-7 0.94928
17% 1.26352e-4 -7.53354e-7 0.9174
4.0 EoCV Data: John C. Hall, IECEC, 2006.
• Simple model fit to cycling test data: Boeing GEO satellite application,
NCA chemistry
• Model includes t1/2 (~storage) and N (~cycling) component.
R = a1 t1/2 + a2 N
1414National Renewable Energy Laboratory Innovation for Our Energy Future
R2 = 0`.9943
R2 = 0.9836
High t1/2 resistance growth
on storage is suppressed
by cycling.
High DOD cycling grows
resistance α N.
Low DOD cycling reduces
resistance α N.
Additional models are fit to describe a1
and a2 dependence on ΔDOD.
a2 < 0 not physically realistic. An equally statistically
significant fit can be obtained enforcing constraint a2 > 0.
x
a2 / a1 = c0 + c1 (ΔDOD)
a1 = b0 + b1 (1 – ΔDOD)b2
Impedance (R): Cycling at Various ΔDODs
Capturing Parameter Dependencies on ΔDOD
R = a1 t1/2 + a2 N
1515National Renewable Energy Laboratory Innovation for Our Energy Future
0% ΔDOD
(storage)
68% ΔDOD
51% ΔDOD
34% ΔDOD
17% ΔDOD
Fit to data
Extrapolated
using model
R = a1 t1/2 + a2 N
a1 = b0 + b1 (1 – ΔDOD)b2
a2 / a1 = max[0, c0 + c1 (ΔDOD)]
Distinctly different
trajectories result from
storage, severe cycling
and mild cycling.4.0 EoCV Data: John C. Hall, IECEC, 2006.
Impedance: Cycling at Various ΔDODs
Example Model Projections
100% ΔDOD
16
R = a1 t1/2 + a2,t t + a2,N N
a2,t = a2 (1 - αN)
a2,N = a2 αN
αN = 0.285, R2 = 0.9488
16National Renewable Energy Laboratory Innovation for Our Energy Future
Impedance: Multiple Cycles per Day
[1] Corrected data from J.C. Hall et al., 208th ECS Mtg., Oct. 16-21, Los Angeles, CA. [2] Data from J.C. Hall et. al., 4th IECEC, June 26-29, San Diego, CA.
Dependence on t1/2, N model
overpredicts effect of
accelerated cycling.
(not used)
R = a1 t1/2 + a2 N
Dependence on
t1/2, t, N model
predicts
accelerated and
real-time cycling
much better.
1717National Renewable Energy Laboratory Innovation for Our Energy Future
Impedance: Voltage and Temperature Acceleration
• Increased impedance growth due to
elevated voltage & temperature fit using
Tafel & Arrhenius-type equations.
• Dedicated lab experiments required to
fully decouple voltage-ΔDOD relationship.
a1 = a1,ref k1 exp(α1F/RT x V)
a2 = a2,ref k2 exp(α2F/RT x V)
• This work assumes values for k1 & α1.
• Activation energies, Ea1 and Ea2, are taken from similar chemistry.
k1 = k1,ref exp(-Ea1 x (T-1 - Tref-1) /R)
k2 = k2,ref exp(-Ea2 x (T-1 - Tref-1) / R)
18National Renewable Energy Laboratory Innovation for Our Energy Future
Capacity Fade: Calendar (storage) and Cycling
Effects
Qsites = e0 + e1 x (a2,t t + a2,N N)
Q = min( QLi, Qsites )
Capacity Loss During Storage
Loss of cyclable Li
Capacity Loss During Cycling
Isolation of active sites
a1 and a2 capture
temperature, ΔDOD, and
voltage dependencies
(previous slides).
• 4 cycle/day - cycling stress significant.
• 1 cycle/day - voltage stress significant.
3.7V, 20oC storage data: John C. Hall, IECEC, 2006. 1 cyc/day, 20oC data: John C. Hall, IECEC, 2006.
Q = Relative Capacity
QLi = d0 + d1 x (a1 t1/2)
1919National Renewable Energy Laboratory Innovation for Our Energy Future
Life Model Summary (equations & coefficients)
Impedance Growth Model
• Temperature
• Voltage
• ΔDOD
• Calendar Storage (t1/2 term)
• Cycling (t & N terms)
Capacity Fade Model
• Temperature
• Voltage
• ΔDOD
• Calendar Storage (Li loss)
• Cycling (Site loss)
From impedance
growth model
Reasonably fits available data
Actual interactions of degradation mechanisms may be more complex.
QLi = d0 + d1 x (a1 t1/2)
Qsites = e0 + e1 x (a2,t t + a2,N N)
a1 = a1,ref k1 exp(α1F/RT x V)
a2 = a2,ref k2 exp(α2F/RT x V)
k1 = k1,ref exp(-Ea1 x (T-1 - Tref-1) /R)
k2 = k2,ref exp(-Ea2 x (T-1 - Tref-1) / R)
a2,t = a2 (1 - αN)
a2,N = a2 αN
a1 = b0 + b1 (1 – ΔDOD)b2
a2 / a1 = max[0, c0 + c1 (ΔDOD)]
Q = min( QLi, Qsites )
R = a1 t1/2 + a2,t t + a2,N N
2020National Renewable Energy Laboratory Innovation for Our Energy Future
Life/Cost Trade-Offs: Approach
• Life model adjusted slightly to reflect experience with present-day
PHEV battery technology (NCA chemistry).
• Cost model from previous work:
• Manufacturing cost of a complete pack at high volume production
• Requirements from USABC/DOE
• Energy: 3.4 kWh PHEV10; 11.6 kWh PHEV40
• CD Cycle Life: 5000 CD cycles
• Calendar Life: 15 years at 35oC
• Too aggressive for present-day technology
• Instead used 10 years at 30oC for analysis (next two slides)
• Questions:
• What ΔDOD & P/E meet life at minimum cost?
• Which controls life? Calendar or cycle life?
• What environmental parameters cause greatest life sensitivity?
$/pack = 11.1*kW + 224.1*kWh +
4.53*BSF + 340
$3500
$2860
$2600
Detailed
Model: 3
NCA
$3680$42903.511.46
$3020$35104.78.46
$2660$31205.86.88
Simple Model: 1.2
$=11*kW+224
*kWh+680
Detailed
Model: 3
NCM
P/ENominal
Energy
(kWh)
$3500
$2860
$2600
Detailed
Model: 3
NCA
$3680$42903.511.46
$3020$35104.78.46
$2660$31205.86.88
Simple Model: 1.2
$=11*kW+224
*kWh+680
Detailed
Model: 3
NCM
P/ENominal
Energy
(kWh)
NCA - Nickel Cobalt Alumina; NCM- Nickel Cobalt Manganese
1. Graham, R. et al. “Comparing the Benefits and Impacts of Hybrid Electric Vehicle Options,” Electric Power Research Institute (EPRI), 2001.
2. Simpson, A., “Cost Benefit Analysis of Plug-In Hybrid Electric Vehicle Technology,” 22nd International Electric Vehicle Symposium, Yokohama, Japan, Oct. 2006.
3. “Cost Assessment for Plug-In Hybrid Vehicles,” TIAX LLC, Oct. 2007.
BSF = Battery Size Factor
2121National Renewable Energy Laboratory Innovation for Our Energy Future
Life/Cost Trade-Offs: Usable ΔDOD
PHEV10 battery sized for
10 years at 30oC, 1 cycle/day*
Largest
mass
Pay for
energy
Smallest
mass
Pay for
power
Lowest
cost
• Optimal P/E ratio
(~15 hr-1) yields lowest
cost battery
• Too much P/E is
preferred to too little P/E
- small increase in cost
- reduces mass
• Expanding ΔDOD
window
- reduces total battery
energy & mass
- requires higher P/E to
meet power
requirements at low
SOC
* using 3.9 EoCV (90% SOCmax)
2222National Renewable Energy Laboratory Innovation for Our Energy Future
Life/Cost Trade-Offs: Temperature Sensitivity
PHEV10 battery sized for
10 years at 25oC, 30oC, & 35oC* • Temperature
exposure drastically
impacts system size
necessary to meet
goals at end of life.
25oC: 70% to 80%
ΔDOD is usable
35oC: 50% to 65%
ΔDOD is usable
• Modifying life
requirements from
10 years at 25oC to
10 years at 35oC
increases battery cost
by > $500.
* 1 cycle/day, 3.9 EoCV (90% SOCmax)
Current Li-ion
technology can require
30% to 70% excess
power to last 15 years.
Advanced Li-Ion technologies
still could require 15% to 30%
excess power to last 15 years.
2323National Renewable Energy Laboratory Innovation for Our Energy Future
• Assume vehicle is always parked (storage calendar life effect only).
• Typical Meteorological Year (TMY) hour-by-hour geographic dataset used to provide ambient conditions.
• Assume Tbattery = Tambient (Realistic? No. Solar loading on vehicle cabin & battery will cause even more power loss.)
Phoenix
44oC max, 24oC avg
0oC
The Case for Thermal Control of PHEV Batteries
Storage at elevated temperatures responsible for significant impedance
growth; most passenger vehicles are parked >90% of the time.
Houston
39oC max, 20oC avg
Minneapolis
37oC max, 8oC avg 10
oC
20oC
30oC
Thermal control of
PHEV batteries is
needed even during
standby.
40oC
2424National Renewable Energy Laboratory Innovation for Our Energy Future
Study of PHEV Battery Standby Thermal Control
• Investigate the technical and economic merits of
various thermal control strategies during standby
– Experiments using NREL PHEV Test Bed and other vehicles
– Vehicle thermal modeling with various solar and ambient
loads
Qsolar Tamb
T1
T2 T3
T4
Battery
Environment
Cabin
Image: Volvo
2525National Renewable Energy Laboratory Innovation for Our Energy Future
On Sunny Days, Solar Warming of Cabin Can Cause Battery
Temperature to Be Much Hotter than Ambient
Qsolar Tamb
T1
T2 T3
T4
Battery
Environment
Cabin
Rooftop
pyranometer
& RTD
NREL PHEV Test Bed instrumented to
correlate solar radiation & ambient
temperature with battery temperature Battery Pack RTD
Vehicle thermal model extracted for
geographic scenario analysis
0 20 40 60 80 100 120
-20
0
20
40
60
Time (hr)
Te
m
pe
ra
tu
re
( °
C
) Ambient
Cabin
Battery
0 20 40 60 80 100 120
0
200
400
600
800
Time (hr)
S
ol
ar
R
ad
ia
tio
n
(W
/m
2 )
0 20 40 60 80 100 120
-20
0
20
40
Time (hr)
Te
m
pe
ra
tu
re
( °
C
) Cabin above Ambient
Battery above Ambient
Image: Volvo
2626National Renewable Energy Laboratory Innovation for Our Energy Future
Model: Solar Warming of Cabin (and its effect on battery temperature)
Is Important for Predicting Battery Degradation
PHEV10 – Power loss after 15 years
Degradation predictions with and without effects of vehicle solar loading.
Current Li-ion technology
Phoenix Houston Minneapolis
2727National Renewable Energy Laboratory Innovation for Our Energy Future
Eliminating Peak Battery Temperatures (e.g., battery insulation, active
cooling, reducing solar load) Can Greatly Improve Battery Life
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