POCKET GUIDE
TO COPD DIAGNOSIS, MANAGEMENT,
AND PREVENTION
A Guide for Health Care Professionals
UUPP DDAATTEEDD 220010
Global Initiative for Chronic
Obstructive
Lung
Disease
Global Initiative for Chronic
Obstructive
Lung
Disease
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GOLD Ex ecu t iv e Com m it tee
Roberto Rodriguez-Roisin, MD, Spain, Chair
Antonio Anzueto, MD, US (representing ATS)
Jean Bourbeau, MD, Canada
Teresita S. DeGuia, MD, Philippines
David Hui, MD, Hong Kong, ROC
Christine Jenkins, MD, Australia
Fernando Martinez, MD, US
María Montes de Oca, MD, PhD (representing ALAT)
Chris van Weel, MD, Netherlands (representing WONCA)
Jorgen Vestbo, MD, Denmark
Obser v er :
Jadwiga Wedzicha, MD, UK (Representing ERS)
GOLD Nat ional Leaders
Representatives from many countries serve as a network for the dissemination and
implementation of programs for diagnosis, management, and prevention of COPD.
The GOLD Executive Committee is grateful to the many GOLD National Leaders who
participated in discussions of concepts that appear in GOLD reports, and for their
comments during the review of the 2006 Global Strategy for the Diagnosis,
Management, and Prevention of COPD.
Global Initiative for Chronic
Obstructive
Lung
Disease
Pocket Guide to COPD Diagnosis, Management,
and Prevention
© 2010 Global Initiative for Chronic Obstructive Lung Disease, Inc.
Michiaki Mishima, MD, Japan (representing APSR)
Robert Stockley, MD, UK
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TTAABBLLEE OOFF CCOONNTTEENNTTSS
PPRR EEFFAACCEE
KKEEYY PPOOIINNTTSS
WWHHAATT IISS CCHHRROONNIICC OOBBSSTTRRUUCCTTIIVVEE
PP UULLMMOONNAARRYY DDIISSEEAASSEE ((CCOOPPDD))??
RR IISSKK FFAACCTTOORRSS:: WWHHAATT CCAAUUSSEESS CCOOPPDD??
DDIIAAGGNNOOSSIINNGG CCOOPPDD
Figure 1: Key Indicators for Considering a
COPD Diagnosis
Figure 2: Normal Spirogram and Spirogram Typical of
Patients with Mild to Moderate COPD
Figure 3: Differential Diagnosis of COPD
CCOOMMPP OONNEENNTTSS OOFF CCAARR EE::
AA CCOOPP DD MMAANNAAGGEEMMEENNTT PPRROOGGRRAAMM
CCoomm ppoonneenn tt 11:: AAsssseess ss aanndd MMoonn iittoorr DDiisseeaassee
CCoomm ppoonneenn tt 22:: RR eedduu ccee RR iisskk FFaaccttoorrss
Figure 4: Strategy to Help a Patient Quit Smoking
CCoomm ppoonneenn tt 33:: MMaannaaggee SSttaabbllee CCOOPP DD
Patient Education
Pharmacologic Treatment
Figure 5: Commonly Used Formulations of Drugs for COPD
Non-Pharmacologic Treatment
Figure 6: Therapy at Each Stage of COPD
CCoomm ppoonneenn tt 44:: MMaannaaggee EExx aacceerrbbaatt iioonn ss
How to Assess the Severity of an Exacerbation
Home Management
Hospital Management
Figure 7: Indications for Hospital Admission
for Exacerbations
AAPPPPEENNDDIIXX II :: SSPP IIRROOMMEETTRRYY FFOORR DDIIAAGGNNOOSSIISS OOFF CCOOPPDD
33
55
66
77
88
1122
1133
1155
1177
2222
2244
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3
Chronic Obstructive Pulmonary Disease (COPD) is a major cause of
chronic morbidity and mortality throughout the world. The Globa l
In it iat iv e for Chron ic Obst ru ct iv e Lung Disease was created to
increase awareness of COPD among health professionals, public health
authorities, and the general public, and to improve prevention and
management through a concerted worldwide effort. The Initiative
prepares scientific reports on COPD, encourages dissemination and
adoption of the reports, and promotes international collaboration on
COPD research.
While COPD has been recognized for many years, public health officials
are concerned about continuing increases in its prevalence and mortality,
which are due in large part to the increasing use of tobacco products
worldwide and the changing age structure of populations in developing
countries. The Global In it iat iv e for Chron ic Obst ru ct iv e Lung
Disease offers a framework for management of COPD that can be
adapted to local health care systems and resources. Educational tools,
such as laminated cards or computer-based learning programs, can be
prepared that are tailored to these systems and resources.
The Global In it iat iv e for Chron ic Obst ru ct iv e Lung Disease
program includes the following publications:
• Global Strategy for the Diagnosis, Management, and Prevention of
COPD. Scientific information and recommendations for COPD
programs. (Updated 2010)
• Executive Summary, Global Strategy for the Diagnosis, Management,
and Prevention of COPD. (Updated 2010)
• Pocket Guide to COPD Diagnosis, Management, and Prevention.
Summary of patient care information for primary health care
professionals. (Updated 2010)
• What You and Your Family Can Do About COPD. Information booklet
for patients and their families.
PREFACE
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44
These publications are available on the Internet at www.goldcopd.org.
This site provides links to other websites with information about COPD.
This Pocket Guide has been developed from the Global Strategy for the
Diagnosis, Management, and Prevention of COPD (2010). Technical
discussions of COPD and COPD management, evidence levels, and specific
citations from the scientific literature are included in that source document.
AAcckk nnooww lleeddggeemm eenn tt ss:: Grateful acknowledgement is given for the educational
grants from Almirall, AstraZeneca, Boehringer Ingelheim, Chiesi, Dey, Forest
Laboratories, GlaxoSmithKline, Novartis, Nycomed, Pfizer, Philips Respironics, and
Schering-Plough. The generous contributions of these companies assured that the
participants could meet together and publications could be printed for wide distribu-
tion. The participants, however, are solely responsible for the statements and con-
clusions in the publications.
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55
KEY POINTS
• CChhrroonn iicc OObbsstt rruucctt iivv ee PP uu llmm oonnaarr yy DDiisseeaassee ((CCOOPP DD) is a
preventable and treatable disease with some significant extra-
pulmonary effects that may contribute to the severity in individual
patients. Its pulmonary component is characterized by airflow limitation
that is not fully reversible. The airflow limitation is usually progressive
and associated with an abnormal inflammatory response of the lung
to noxious particles or gases.
• Worldwide, the most commonly encountered rr iisskk ffaacctt oorr for COPD
is cciiggaarreett ttee ssmm ookk iinngg. AAtt eevveerr yy ppoossss iibbllee ooppppoorr ttuu nn iitt yy
iinndd iivv iidduuaa llss ww hhoo ssmm ookk ee sshhoouu lldd bbee eennccoouu rraaggeedd ttoo qquu iitt . In
many countries, air pollution resulting from the burning of wood and
other biomass fuels has also been identified as a COPD risk factor.
• A ddiiaaggnnoossiiss of COPD should be considered in any patient who has
dyspnea, chronic cough or sputum production, and/or a history of
exposure to risk factors for the disease. The diagnosis should be
confirmed by spirometry.
• A CCOOPPDD mm aannaaggeemm eenn tt pprrooggrraamm includes four components:
assess and monitor disease, reduce risk factors, manage stable
COPD, and manage exacerbations.
• PP hhaarrmm aaccoollooggiicc tt rreeaa ttmm eenn tt can prevent and control symptoms,
reduce the frequency and severity of exacerbations, improve health
status, and improve exercise tolerance.
• PP aatt iieenn tt eedduuccaa tt iioonn can help improve skills, ability to cope with
illness, and health status. It is an effective way to accomplish smoking
cessation, initiate discussions and understanding of advance directives
and end-of-life issues, and improve responses to acute exacerbations.
• COPD is often associated with eexx aacceerrbbaa tt iioonnss of symptoms.
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WHAT IS CHRONIC
OBSTRUCTIVE
PULMONARY DISEASE
(COPD)?
CChh rroonn iicc OObbss tt rruu cctt iivvee PPuu llmm oonnaarryy DDiisseeaassee ((CCOOPPDD)) is a preventable
and treatable disease with some significant extrapulmonary effects that may
contribute to the severity in individual patients. Its pulmonary component
is characterized by airflow limitation that is not fully reversible. The air-
flow limitation is usually progressive and associated with an abnormal
inflammatory response of the lung to noxious particles or gases.
This definition does not use the terms chronic bronchitis and emphysema*
and excludes asthma (reversible airflow limitation).
SSyymm
ppt
关于艾滋病ppt课件精益管理ppt下载地图下载ppt可编辑假如ppt教学课件下载triz基础知识ppt
toomm ss ooff CCOOPPDD iinn cclluuddee::
• Cough
• Sputum production
• Dyspnea on exertion
Episodes of acute worsening of these symptoms often occur.
*Chronic bronchitis, defined as the presence of cough and sputum production for at least 3
months in each of 2 consecutive years, is not necessarily associated with airflow limitation.
Emphysema, defined as destruction of the alveoli, is a pathological term that is sometimes
(incorrectly) used clinically and describes only one of several structural abnormalities present
in patients with COPD.
66
CChh rroonn iicc ccoouu gghh aanndd ssppuu ttuu mm pprroodduu cctt iioonn ooff tt eenn pprreecceeddee tthhee
ddeevveellooppmm eenntt ooff aa iirr ff llooww lliimm iittaa tt iioonn bbyy mm aannyy yy eeaarr ss,, aa lltt hhoouu gghh
nnoott aa ll ll iinnddiivv iidduu aallss ww iitt hh ccoouu gghh aanndd ssppuu ttuu mm pprroodduu cctt iioonn ggoo oonn
ttoo ddeevveelloopp CCOOPP DD..
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77
RISK FACTORS:
WHAT CAUSES COPD?
WWoorr llddww iiddee,, cciiggaarreett ttee ssmm ookk iinngg iiss tt hhee mm oosstt ccoomm mm oonn llyy
eennccoouunn tt eerreedd rr iisskk ffaacctt oorr ffoorr CCOOPPDD..
The genetic risk factor that is best documented is a severe hereditary
deficiency of alpha-1 antitrypsin. It provides a model for how other
genetic risk factors are thought to contribute to COPD.
COPD risk is related to the total burden of inhaled particles a person
encounters over their lifetime:
• TToobbaaccccoo ssmm ookk ee, including cigarette, pipe, cigar, and other types
of tobacco smoking popular in many countries, as well as
environmental tobacco smoke (ETS)
• OOccccuuppaa tt iioonnaall dduu ss tt ss aanndd cchheemm iiccaallss (vapors, irritants, and
fumes) when the exposures are sufficiently intense or prolonged
• IInnddoooorr aa iirr ppoolllluu tt iioonn from biomass fuel used for cooking and
heating in poorly vented dwellings, a risk factor that particularly
affects women in developing countries
• OOuu tt ddoooorr aaiirr ppooll lluu tt iioonn also contributes to the lungs’ total burden
of inhaled particles, although it appears to have a relatively small
effect in causing COPD
In addition, any factor that affects lung growth during gestation and
childhood (low birth weight, respiratory infections, etc.) has the potential
for increasing an individual’s risk of developing COPD.
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DIAGNOSING
COPD
A diagnosis of COPD should be considered in any patient who has dyspnea,
chronic cough or sputum production, and/or a history of exposure to risk
factors for the disease, especially cigarette smoking (FFiigguu rr ee 11).
TThhee dd iiaaggnnoossiiss sshhoouu lldd bbee ccoonn ff iirrmm eedd bbyy sspp iirroomm eett rr yy**
((FFiigguu rree 22,, ppaaggee 99 aanndd AAppppeennddiixx I,, ppaaggee 2244))..
*Where spirometry is unavailable, the diagnosis of COPD should be made using all
available tools. Clinical symptoms and signs (abnormal shortness of breath and increased
forced expiratory time) can be used to help with the diagnosis. A low peak flow is consistent
with COPD but has poor specificity since it can be caused by other lung diseases and by
poor performance. In the interest of improving the accuracy of a diagnosis of COPD, every
effort should be made to provide access to standardized spirometry.
88
FFiigguu rree 11:: KKeeyy IInnddiiccaattoorrss ffoorr CCoonnss iiddeerr iinngg aa CCOOPPDD DDiiaaggnnoossiiss
Consider COPD, and perform spirometry, if any of these indicators
are present in an individual over age 40. These indicators are not
diagnostic themselves, but the presence of multiple key indicators
increases the probability of a diagnosis of COPD.
• DDyy ssppnneeaa that is: Progressive (worsens over time).
Usually worse with exercise.
Persistent (present every day).
Described by the patient as an “increased
effort to breathe,” “heaviness,” “air hunger,”
or “gasping.”
• CChhrroonn iicc ccoouu gghh :: May be intermittent and may be unproductive.
• CChhrroonn iicc ssppuu tt uumm pprroodduucctt iioonn ::
Any pattern of chronic sputum production may
indicate COPD.
• HHiiss tt oorr yy ooff eexx ppoossuu rree tt oo rr iisskk ffaaccttoorrss::
TToobbaaccccoo ssmm ookk ee ((iinncclluuddiinngg ppooppuu llaarr llooccaall
pprreeppaarraatt iioonnss))..
Occupational dusts and chemicals.
Smoke from home cooking and heating fuel.
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When performing spirometry, measure:
• FForced VVital CCapacity (FFVVCC) and
• FForced EExpiratory VVolume in one second (FFEEVV11).
Calculate the FEV1/FVC ratio.
Spirometric results are expressed as %% PP rreeddiicctt eedd using
appropriate normal values for the person’s sex, age, and height.
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PP aatt iieenntt ss ww iitt hh CCOOPP DD ttyy ppiiccaallllyy sshhooww aa ddeeccrreeaassee iinn bbootthh FFEEVV11
aanndd FFEEVV 11//FFVVCC.. TThhee ddeeggrreeee ooff ssppiirroomm eett rr iicc aabbnnoorrmm aalliitt yy
ggeenneerraallllyy rr eeff lleecctt ss tt hhee sseevv eerr iitt yy ooff CCOOPP DD.. HHooww eevveerr,, bbootthh
ssyymm ppttoomm ss aanndd ssppiirroomm eett rr yy sshhoouu lldd bbee ccoonnss iiddeerreedd ww hheenn
ddeevveellooppiinngg aann iinnddiivv iidduu aalliizzeedd mm aannaaggeemm eenntt ss tt rr aatteeggyy ffoorr
eeaacchh ppaatt iieenntt ..
FFiigguu rree 22:: NNoorrmm aall SSppiirrooggrraamm aanndd SSppiirrooggrraamm TTyy ppiiccaall ooff
PP aatt iieenn tt ss ww iitt hh MMiilldd tt oo MMooddeerraattee CCOOPPDD**
*Postbronchodilator FEV1 is recommended for the diagnosis
and assessment of severity of COPD.
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Stages of COP D
Stage I: Mild COPD - Mild airflow limitation (FEV1/FVC < 70%;
FEV1 ≥ 80% predicted) and sometimes, but not always, chronic cough
and sputum production.
• At this stage, the individual may not be aware that his or her lung
function is abnormal.
Stage I I: Moderate COPD - Worsening airflow limitation
(FEV1/FVC < 70%; 50% ≤ FEV1 < 80% predicted), with shortness
of breath typically developing on exertion.
• This is the stage at which patients typically seek medical attention
because of chronic respiratory symptoms or an exacerbation of their
disease.
Stage I I I : Sev ere COPD - Further worsening of airflow limitation
(FEV1/FVC < 70%; 30% ≤ FEV1 < 50% predicted), greater shortness of
breath, reduced exercise capacity, and repeated exacerbations which
have an impact on patients’ quality of life.
Stage IV: Ver y Sev ere COPD - Severe airflow limitation
(FEV1/FVC < 70%; FEV1 < 30% predicted) or FEV1 < 50% predicted
plus chronic respiratory failure. Patients may have Very Severe (Stage IV)
COPD even if the FEV1 is > 30% predicted, whenever this complication
is present.
• At this stage, quality of life is very appreciably impaired and
exacerbations may be life-threatening.
10
“ At R isk for COP D”
A major objective of GOLD is to increase awareness among health care providers and the
general public of the significance of COPD symptoms. The classification of severity of COPD
now includes four stages classified by spirometry—Stage I: Mild COPD; Stage II: Moderate
COPD; Stage III: Severe COPD; Stage IV: Very Severe COPD. A fifth category—“Stage 0: At
Risk”—that appeared in the 2001 report is no longer included as a stage of COPD, as there
is incomplete evidence that the individuals who meet the definition of “At Risk” (chronic cough
and sputum production, normal spirometry) necessarily progress on to Stage I: Mild COPD.
Nevertheless, the importance of the public health message that chronic cough and sputum are
not normal is unchanged and their presence should trigger a search for underlying cause(s).
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DDiiff ffeerreenntt iiaall DDiiaaggnnoossiiss:: A major differential diagnosis is asthma. In
some patients with chronic asthma, a clear distinction from COPD is not
possible using current imaging and physiological testing techniques. In these
patients, current management is similar to that of asthma. Other potential
diagnoses are usually easier to distinguish from COPD (FFiigguurree 33).
1111
DDiiaaggnnoossiiss SSuuggggeesstt iivvee FFeeaattuurreess**
COPD Onset in mid-life.
Symptoms slowly progressive.
Long smoking history.
Dyspnea during exercise.
Largely irreversible airflow limitation.
Asthma Onset early in life (often childhood).
Symptoms vary from day to day.
Symptoms at night/early morning.
Allergy, rhinitis, and/or eczema also present.
Family history of asthma.
Largely reversible airflow limitation.
Congestive Heart Failure Fine basilar crackles on auscultation.
Chest X-ray shows dilated heart, pulmonary edema.
Pulmonary function tests indicate volume restriction, not airflow
limitation.
Bronchiectasis Large volumes of purulent sputum.
Commonly associated with bacterial infection.
Coarse crackles/clubbing on auscultation.
Chest X-ray/CT shows bronchial dilation, bronchial wall thickening.
Tuberculosis Onset all ages.
Chest X-ray shows lung infiltrate or nodular lesions.
Microbiological confirmation.
High local prevalence of tuberculosis.
Obliterative Bronchiolitis Onset in younger age, nonsmokers.
May have history of rheumatoid arthritis or fume exposure.
CT on expiration shows hypodense areas.
Diffuse Panbronchiolitis Most patients are male and nonsmokers.
Almost all have chronic sinusitis.
Chest X-ray and HRCT show diffuse small centrilobular
nodular opacities and hyperinflation.
FFiigguu rree 33:: DDiiff ff eerreenn tt iiaall DDiiaaggnnooss iiss ooff CCOOPPDD
*These features tend to be characteristic of the respective diseases, but do not occur in
every case. For example, a person who has never smoked may develop COPD (especially
in the developing world, where other risk factors may be more important than cigarette
smoking); asthma may develop in adult and even elderly patients.
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1122
COMPONENTS OF CARE:
A COPD MANAGEMENT
PROGRAM
The goals of COPD management include:
• Relieve symptoms
• Prevent disease progression
• Improve exercise tolerance
• Improve health status
• Prevent and treat complications
• Prevent and treat exacerbations
• Reduce mortality
• Prevent or minimize side effects from treatment
Cessation of cigarette smoking should be included as a goal throughout
the management program.
TTHHEESSEE GGOOAALLSS CCAANN BBEE AACCHHIIEEVVEEDD TTHHRROOUUGGHH
IIMMPP LLEEMMEENNTTAATTIIOONN OOFF AA CCOOPPDD MMAANNAAGGEEMMEENNTT PP RROOGGRRAAMM
WWIITTHH FFOOUURR CCOOMMPPOONNEENNTTSS::
11.. AAsssseessss aanndd MMoonn iittoorr DDiisseeaassee
22.. RReedduuccee RR iisskk FFaaccttoorr ss
33.. MMaannaaggee SStt aabbllee CCOOPPDD
44.. MMaannaaggee EExx aacceerrbbaatt iioonnss
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1133
Component 1: Assess and Monitor Disease
AA ddeett aaiilleedd mm eeddiiccaa ll hh iiss ttoorr yy of a new patient known or thought to
have COPD should assess:
•• Exposu