Photonics Laboratories
Properties of planar
lightwave circuit (PLC)
devices fabricated by silica
and polymer
T. MARUNO
NTT Photonics Laboratories
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Photonics Laboratories
NTTNTT
(Stock Holding Company)
NTT EastNTT East
NTT WestNTT West
NTT Commun.NTT Commun.
NTT DoCoMoNTT DoCoMo
NTT DataNTT Data
Science & Core TechnologyScience & Core Technology
Laboratory Group (5 Labs.)Laboratory Group (5 Labs.)
Information Sharing Information Sharing
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Cyber Communications Cyber Communications
Laboratory Group (2 Labs.)Laboratory Group (2 Labs.)
General Staff for ManagementGeneral Staff for Management
and Operation of NTT Groupand Operation of NTT Group
3400 members 3400 members
10001000
15001500
500500
R&R&DD
R&R&DD
R&R&DD
R&R&DD
R&R&DD
RR&D&D
Network Innovation Labs.Network Innovation Labs.
Microsystem Integration Labs.Microsystem Integration Labs.
Photonics Labs.Photonics Labs.
Communication Science Labs.Communication Science Labs.
Basic Research Labs.Basic Research Labs.
AtsugiAtsugi
YokosukaYokosuka
MusashinoMusashino
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Photonics Laboratories
NTT Photonics Laboratories
Photonics Laboratories Director Dr. K. KomatsuPhotonics Laboratories Director Dr. K. Komatsu
Research Planning Section Dr. H. ItohResearch Planning Section Dr. H. Itoh
R&D ManagementR&D Management
Photonics Integration Project Dr. H. TobaPhotonics Integration Project Dr. H. Toba
Photonics Integration Technology (Optical Module, Optical Connector, etc.)Photonics Integration Technology (Optical Module, Optical Connector, etc.)
Photonics Device Laboratory Dr. Y. HasumiPhotonics Device Laboratory Dr. Y. Hasumi
Optical Semiconductor Module Technology (Laser Diode, SOA, Modulator, etc.)Optical Semiconductor Module Technology (Laser Diode, SOA, Modulator, etc.)
Hyper-Photonic Component Laboratory Dr. T. MarunoHyper-Photonic Component Laboratory Dr. T. Maruno
Planer Lightwave Circuit Technology (AWG, PLC, Fiber Amplifier, etc.)Planer Lightwave Circuit Technology (AWG, PLC, Fiber Amplifier, etc.)
High-Speed Devices & Technology Laboratory Dr. M. MuraguchiHigh-Speed Devices & Technology Laboratory Dr. M. Muraguchi
Ultra-high-speed Electronic Device Technology (InP HEMT, InP HBT, GaN, etc.)Ultra-high-speed Electronic Device Technology (InP HEMT, InP HBT, GaN, etc.)
Advanced Opto-Electronics Laboratory Dr. J. YumotoAdvanced Opto-Electronics Laboratory Dr. J. Yumoto
Ultra-high-speed Optical Device Technology
(Photodiode, Wavelength Converter, Optical Signal Processing, etc)
Ultra-high-speed Optical Device Technology
(Photodiode, Wavelength Converter, Optical Signal Processing, etc)
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Photonics Laboratories
Outline
Introduction
Silica-based PLC
AWG
Thermo-optical PLC-SW
Optical devices for FTTH
Silicone polymer based PLC
Digital TOSW
TO wavelength tunable filter
• Summary
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Photonics Laboratories
D
E
M
U
X
1, 2,,,,,, n 1
2
n
FiberOptical amplifier
Fibers
1, 2,,,,,, n
OXC
OADM
OXC
OXC OXC
Photonic network
i+2
1
2
n
M
U
X
Point-to-point WDM transmission
OADM
i, i+1
MUX/DEMUX: WDM multi/demultiplexer
OXC: Optical crossconnect
OADM: Optical add/drop multiplexer
MUX/DEMUX
Optical switch
Fibers
Photonic networks
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Photonics Laboratories
WDM TDM OXC OADM FTTH
Photonic Networks
Lower cost
Larger scale
Micro-optics
Fiber-type (gratings)
PLC-type
Optical filters
Mechanical SW
PLC TOSW
Polymer TOSW
Olive
MEMS
Semiconductor, LN
Optical switches
Optical devices for photonic networks
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Photonics Laboratories
Silica-based PLC
- excellent physical and chemical stability
- good compatibility with optical fibers
- low-loss single-mode channel waveguide
- compact and economical devices
- AWG
-TO PLC-SW
-Filters for access networks
-Hybrid modules with PLC platform
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Photonics Laboratories
Silica PLC fabrication
FHD
Consolidation
RIE
FHD + Consolidation
Core
Under cladding
Over cladding
SiO2-GeO2 particles
SiO2 particles
Si substrate
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Photonics Laboratories
Slab
(Lens)
Slab
(Lens)
Arrayed waveguides
(Grating)
Output waveguidesInput waveguides
AWG configuration
λ1 ~ λn
λ1
λn
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Photonics Laboratories
Compact package AWG module
AWG chip
䊶Size䋺90㬍50㬍11 mm3
䊶Power䋺 4.0 W (2/3)
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Photonics Laboratories
Channel number increase in AWG
10
100
1000
1988 1990 1992 1994 1996 1998 2000 2002
Year
C
ha
nn
el
N
um
be
r
Research
Product
400ch
64ch
SHΔ
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Photonics Laboratories
Parameters
0.8 nm 0.4 nm 0.2 nm 0.2 nm
(100 GHz) (50 GHz) (25 GHz) (25 GHz)
Number of channels 8 8 32 64 128 256
Center wavelength
Path difference 12.8 μm 50.3 μm 63.0 μm 63.0 μm 63.0 μm 27.7 μm
Focal length 2.38 mm 5.68 mm 11.35 mm 24.2 mm 36.3 mm 41.1 mm
Diffraction order 12 47 59 59 59 26
On-chip loss 2.4 dB 6.1 dB 2.1 dB 2.8 dB 3.5 dB 2.7 dB
3-dB Bandwidth 6.3 nm 0.74 nm 40 GHz 19 GHz 11 GHz 14..4 GHz
(BPM simulation) (6.3 nm) (0.75 nm) (37 GHz) (21 GHz) (9.5 GHz) (12.5 GHz)
Channel crosstalk <-28 dB <-29 dB <-28 dB <-27 dB <-16 dB <-33 dB
Experimental results
Channel spacing
1.55 μm
15 nm 2 nm
Experimental performance of fabricated AWGs
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Photonics Laboratories
-50
-40
-30
-20
-10
0
Tr
an
sm
is
si
on
(d
B
)
1525 1535 1545 1555 1565 15851575
Wavelength (nm)
1
129
256
Spectra of 256 channel AWG
On-chip loss: 4.4 ~ 6.4 dB
PD-λ: <0.03 nm
3-dB bandwidth: 0.12 nm
Far-end crosstalk: < - 33 dB
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Photonics Laboratories
Center port spectra of 256 channel AWG
128
129
130 TE
TM
1550 1552 1554 1556 1558
-60
-50
-40
-30
-20
-10
0
Wavelength (nm)
Tr
an
sm
is
si
on
(d
B
)
On-chip loss: ~ 4.4 dB
PD-λ: <0.03 nm
3-dB bandwidth: 0.12 nm
Far-end crosstalk: < - 33 dB
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Photonics Laboratories
256 channel AWG module
80 mm
Input port
Slab waveguide
Output ports
(1.5% Δ waveguide)
(0.75% Δ )
AWG
Fan-out PLC
128-fiber array
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Photonics Laboratories
-40
-30
-20
-10
0
1546 1550 1554 1558
Wavelength (nm)
Tra
nsm
itta
nc
e (
dB
) 0
㷄
25 㷄
50 㷄
70 㷄
85 㷄
0 㷄 85 㷄
-40
-30
-20
-10
0
1546 1550 1554 1558
Wavelength (nm)
Tra
nsm
itta
nc
e (
dB
) 0 㷄25 㷄
50 㷄
70 㷄
85 㷄
(a) Conventional (b) Athermal
Δ L silicone
Arrayed
waveguide
Groove Silicone
= -37 x 10-5(1/oC )
d nsilicone
d T
= 1 x 10-5(1/oC )
d nSiO2
d T
Transmission spectra of athermal AWG
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Photonics Laboratories
Silica PLC TOSW
Mach-Zehnder (MZ) 2x2 TO Switch
a b
Thin Film Heater
(Heater temperature : +30㷄)
0 10 20 30 40
Time (msec)
Applied Power
Optical Output
ON OFF ON
0.35 W-0.5 W
2 ms
Switching Response
OFF
(ΔnL=0)
ON
(ΔnL=λ/2)
Directional Coupler (DC)
Si Substrate a
b
ΔnL
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Photonics Laboratories
16x16 TOSW configuration
10
0
m
m
#1-1 #1-2 #2-1 #2-2
#3-1
#3-2
#4-2
#4-1
#5-1#5-2#6-1#6-2
#7-1
#7-2
#8-1 #8-2
#10-2
#11-1#11-2
#9-1 #9-2
#10-1
#12-1#12-2
#13-1
#13-2
#14-1
#14-2
#15-1 #15-2 #16-2#16-1
100 mm
Strictly Non-blocking Matrix Switch Arrangement
1st MZ unit 2nd MZ unit
Switching Unit
Optical
Signal
OFF
ON
1a
2a
3a
4a
5a
6a
7a
8a
3b
2b
1b
4b
7b
6b
5b
8b
Output waveguidesInput waveguides
Stage#1 #3 #4 #6 #7 #8#5#2
: Intersection between switching unit stages : Switching unit
16x16 TOSW layout
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Photonics Laboratories
16x16 TOSW module
Input fibers
Output fibers
PLCDriving IC
Connector (26pins)
Wire bonding
Size: 165 x 160 x 23 mm
Ceramic substrate
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Photonics Laboratories
165 x 160 x 23Size (mm)
4Switching time (ms)
~ 13
䋨0.8 W x 16䋩Power (W)
> 46.1 (59.7)Extinction ratio(dB)
< 8.1 (7.1) Insertion loss (dB)
16x16TOSW
Light Source: 1.55 µm
n = 256
0
20
40
60
80
100
5 6 7 8 9
Insertion Loss (dB)
Ave.: 6.6 dB
S䌴.Dev.: 0.3 dB
N
um
be
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Characteristics of 16 x 16 TOSW
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Photonics Laboratories
Optical Devices for FTTH systemOptical Devices for FTTH system
䂓䂓Passive DevicePassive Device
䊶䊶Optical Splitter/couplerOptical Splitter/coupler
䊶䊶Optical FilterOptical Filter
䂓䂓Signal Light SourceSignal Light Source
䊶䊶Semiconductor Lasers Semiconductor Lasers 䋨䋨FPFP--LD, DFBLD, DFB--LD, SSLD, SS--LD)LD)
䊶䊶Wavelength tunable laserWavelength tunable laser
䂓䂓Optical transceiver moduleOptical transceiver module
䊶䊶Hybrid integrated with a PLC platformHybrid integrated with a PLC platform
䊶䊶CoCo--axialaxial䇮䇮MiniMini--DILDIL䇮䇮ButterflyButterfly䇮䇮SFP/SFP/䌸䌸SP, etc.SP, etc.
RequirementsRequirements
䊶䊶Low cost (Low cost (High massHigh mass--productivity)productivity)
䊶䊶Good reliabilityGood reliability
䊶䊶InterInter--operabilityoperability
䊶䊶A large number WDM channels (= wavelengths)A large number WDM channels (= wavelengths)
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Photonics Laboratories
Customer NTT
Contents
server
Optical fiber
Coax
Ethernet
䋨100Mbit/s䇮1Gbit/s䋩
Broadcaster
770MHz
Ethernet
䋨100Mbit/s䋩
B-ONU
V-ONU
B-OLT
V-OLT Video
Tx
Video
distribution
Service
䋨BS/CS/CATV䋩
WDM
Data
Video
Internet
EMDX
1.49㱘m
1.31㱘m
1.55㱘m
WDM
Wavelength (μm)1.26 1.36 1.48 1.55 1.56
Up Down
1.50
B-PON B-PON EnhancementBand
Future
L Band
Optical devices in Optical devices in 䌂䌂--䌐䌏䌎䌐䌏䌎 systemsystem
1.26-1.50 μm: ATM-PON transport services
1.55-1.56 μm: Video distribution services
WDM filterWDM filterOptical splitterOptical splitterOptical transceiver
Optical transceiver
modulemodule
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Photonics Laboratories
Tape fiberTape fiber
SubstrateSubstrate
PLCPLC
PackagePackage
1x4/1x8 Optical Splitter1x4/1x8 Optical Splitter
YY--branch waveguidebranch waveguide
WaveguideWaveguide
OLTOLT
Optical adhesive Optical adhesive 䋨䋨FiberFiber--PLC jointPLC joint䋩䋩
ONUONU
1x4 Splitter
䋨38x4x4 mm)
�
�
�
�
�
1200 1300 1400 1500 1600 1700
Wavelength (nm)
In
se
rt
io
n
Lo
ss
[d
B
] Port1Port2
Port3
Port4
1x4 Optical Coupler Spectral Loss
Supplier: NELSupplier: NEL
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Photonics Laboratories
-3.0
-2.5
-2.0
-1.5
-1.0
-0.5
0.0
1450 1500 1550 1600
Wavelength (nm)
Tra
nsm
itta
nc
e (
dB
)
0.0
0.1
0.2
0.3
0.4
0.5
0.6
PD
L
㽴→㽲㽴→㽳
Insertion loss
WDM filter for video distribution serviceWDM filter for video distribution service
Package size䋺䌌35mm㬍5mm㱂
㻢44 dB@1.55mm㽲䋨=㽴䋩Return loss
㻢23 dB@1.49mm㽴→㽲
㻢61 dB@1.55mm㽴→㽳
Isolation
0.5 dB@1.55mm㽴→㽲
0.8 dB
@1.31&1.49mm㽴→㽳Insertion
loss
Property (dB)PortProperty
Detailed properties will be reported in OFC2004䋨2/22䌾24䋬Los Angels䋩
Thin-film filter
1.49䋫1.55 μm
1.55 μm 1.31 μm
1.49 μm
1.31 μm
㽲 㽳
㽴
Cross waveguide 䋨PLC䋩
Groove
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Photonics Laboratories
SizeSize䋺䋺 12 x 6.5 x 90 mm12 x 6.5 x 90 mm33
Gull wing typeGull wing type AWG with 20nm channel spacingAWG with 20nm channel spacing
Compact and low loss (Compact and low loss (2.6dB2.6dB䌾䌾3.3dB)3.3dB)
Gull wing type
88--ch CWDM filterch CWDM filter
Transmission spectra of AWG(TE)
-50
-40
-30
-20
-10
0
1450 1470 1490 1510 1530 1550 1570 1590 1610 1630
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Photonics Laboratories
Re
la
ti
ve
c
os
t
Technological Trend
Discrete Type Hybrid Integration Type Monolithic Type
Discrete Module
Fabrication time 11
11
< 1/20
< 1/4
PLC Hybrid Module
Waveguide PD
PLC platform
SS-LDWDM filter
1.3/1.55μm
1.55μm
Micro-optics
Module
Cost reduction of optical transceiver moduleCost reduction of optical transceiver module
Number of components
LD module
PD moduleCircuit board
WDM Splitter
1.5μm
1.5μm
1.3μm
PD
LD+PD (monitor)Half mirror
ファイバ
Coupler
1.3μm
1.55μm
1.55μm
1.3μm
MZ-WDM
LD+PD
PLC
PD
1.3/1.5μm
1.3μm
1.5μm 1.5μm
PLC Hybrid Module
Fiber
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Photonics Laboratories
Configuration
Characteristics
Module without cover
Hybrid integrated optical transceiver moduleHybrid integrated optical transceiver module
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Photonics Laboratories
Configuration
Spectrum
Compact multiCompact multi--wavelength laser modulewavelength laser module
Total throughput: 40Total throughput: 40--Gb/sGb/s
((44--channel x 10 channel x 10 Gb/sGb/s))
Transmission: 10Transmission: 10--kmkm
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Photonics Laboratories
- variety of optical functions
- simple and cost effective fabrication process
- large TO coefficient
(more than 10 times higher than SiO2's)
- Digital TOSW
- TO wavelength tunable filter
Polymer based PLC
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Schematic configuration of 1 x 8 digital TOSW
Thin Film Heaters1 x 8 Waveguide
40 mm
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5.
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0.0
0.2
0.4
0.6
0.8
1.0
E
le
ct
ric
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F
ie
ld
Calculated by BPM
Heater power: 100 mW
Electrical field in a Y-branching TO switch
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Photonics Laboratories
-60
-50
-40
-30
-20
-10
0
0 100 200 300 400 500
Tr
an
sm
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si
on
(d
B
)
Total Heater Power (mW)
ON Port
OFF Ports
Fiber-to-fiber transmission of 1 x 8 digital TOSW
at 1550 nm
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Photonics Laboratories
ON port OFF ports
Transmission > -3.0 dB < -43 dB
PDL < 0.1 dB about 3 dB
Transmission characteristics of 1 x 8 digital TOSW
Driving power: 450 mW
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Photonics Laboratories
-50
-40
-30
-20
-10
0
1200 1300 1400 1500 1600
Tr
an
sm
is
si
on
(d
B
)
Wavelength (nm)
ON Port
OFF Port
Transmission spectra of the 1 x 8 digital TOSW
driving power: 390 mW
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Photonics Laboratories
Heater BHeater A
E1
Arrayed waveguide
E2
λ N-1
λ 2
λ N
λ 1
Output
…λ 1, λ 2 ,… λ N-1, λ N
Input
Straight waveguide
Heater
Slab
waveguide
Configuration of TO wavelength tunable filter
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Photonics Laboratories
-50
-40
-30
-20
-10
0
1530 1540 1550 1560 1570
Tr
an
sm
itt
an
ce
(d
B
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Wavelength (nm)
3.9W
Heater A Heater B
2.4W 0W 1.3W1.3W 3.9W2.4W
Tunability of TO wavelength tunable filter
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Photonics Laboratories
PLC evolution
1st generation
䊶Y branches
䊶Directional couplers
2nd generation
䊶MZIs, TOSWs
䊶Ring resonators
3rd generation
䊶N x N stars
䊶AWGs
4th generation
䊶Transversal filters
䊶Lattice filters
Microwave
filters
Phased
antennas
Digital filters
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