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首页 国际商事仲裁法教学内容(双语)

国际商事仲裁法教学内容(双语).pdf

国际商事仲裁法教学内容(双语)

咖啡豆
2011-06-23 0人阅读 举报 0 0 0 暂无简介

简介:本文档为《国际商事仲裁法教学内容(双语)pdf》,可适用于考试题库领域

CONTENTSCONTENTSCONTENTSCONTENTSONONONONNTERNATIONALNTERNATIONALNTERNATIONALNTERNATIONALCOMMERCIALCOMMERCIALCOMMERCIALCOMMERCIALARBITRATIONARBITRATIONARBITRATIONARBITRATIONLAWLAWLAWLAW国际商事仲裁法(双语)教学内容CHAPTERCHAPTERCHAPTERCHAPTERGENERALGENERALGENERALGENERALINTRODUCTIONINTRODUCTIONINTRODUCTIONINTRODUCTIONOFOFOFOFINTERNATIONALINTERNATIONALINTERNATIONALINTERNATIONALCOMMERCIALCOMMERCIALCOMMERCIALCOMMERCIALARBITRATIONARBITRATIONARBITRATIONARBITRATIONLAWLAWLAWLAW第一章导论课时:本章的教学目的是要求学生理解并掌握国际商事仲裁的起源与发展、国际商事仲裁法的概念、性质和法律渊源以及我国国际仲裁法的主要内容。KeyIssues●Definitionandnatureofarbitration●Relationsanddifferencebetweenarbitrationandothermethodsforthesettlementofdispute●Functionsoftheinternationalconventionsandmodellawintheunificationandcoordinationofinternationalcommercialarbitrationlaw●Basicprinciplesofinternationalcommercialarbitrationlaw●Chineseinternationalcommercialarbitrationlaw●ResearchmethodfortheinternationalcommercialarbitrationlawSectionSectionSectionSectionArbitrationArbitrationArbitrationArbitrationandandandandOtherOtherOtherOtherMethodsMethodsMethodsMethodsforforforforthethethetheSettlementSettlementSettlementSettlementofofofofDisputeDisputeDisputeDispute●Originanddevelopmentofarbitration:ArbitrationisdevelopedwiththeneedsofcommercialbusinessItisthevoluntarymethodforthesettlementofdisputebasedonthepartiesagreement●Natureandcharacteristicsofarbitration:ArbitrationiscontractualinnaturebasicallyasamethodforthesettlementofdisputeNoarbitrationagreement,noarbitrationThismethodlaterincorporatedintothelegalsystemoftheStateThenationalcourtshallenforcethearbitrationagreementaswellasthearbitralawardsinaccordancewiththelocallawInthisregards,italsocarriesoutthejudicialnature●Relationshipbetweenarbitrationandothermethodsforthesettlementofdispute●Arbitrationlawgoverningarbitration:ArbitrationincorporatedadvantagesfrombothADRandlitigationItismoreflexibleasADRastothepartiesautonomyThearbitralawardcouldbeenforceableasthecourtjudgmentSectionSectionSectionSectionInternationalInternationalInternationalInternationalCommercialCommercialCommercialCommercialArbitrationArbitrationArbitrationArbitrationLawLawLawLaw■Originanddevelopmentofinternationalcommercialarbitrationlaw:Itoriginsfromthe满分网(wwwmanfennet)nationallawandinternationalconventions■Partiesfortheinternationalcommercialarbitrationlaw:mostlybetweenthepartieswithequallegalstatus,thatistheprivateparties■Subjectmattersoftheinternationalcommercialarbitrationlawrelationshipbetweenthepartiesunderthearbitrationagreementrelationshipbetweenthearbitrationinstitution,arbitrationtribunalandthepartiesnationalcourts’supervisionontheinternationalcommercialarbitrationlaw■SourcesofinternationalcommercialarbitrationlawDomesticarbitrationlawInternationallegislation:bilateraljudicialcooperationtreaty,internationalconvention,modellawSectionSectionSectionSectionBasicBasicBasicBasicPrinciplesPrinciplesPrinciplesPrinciplesofofofofInternationalInternationalInternationalInternationalCommercialCommercialCommercialCommercialArbitrationArbitrationArbitrationArbitrationLawLawLawLaw■Parties’autonomy:thepartiesmayselectthearbitrationinstitution,appliedrules,arbitrators,languages,placeofarbitrationandsoon■Independentandimpartialsettlementdisputesbythearbitraltribunal:arbitratorsaredifferentfromnationaljudgesastothefieldofimplementationoflawThefunctionsforthesettlementofdisputearesimilarTheonlyobjectiveforthearbitratoristorenderawardsindependentlyandimpartially■Nationalcourts’supervisiononthearbitration:Sincethenationalcourtsimplementlawinpublicfield,thearbitralawardsaresubjecttothecourts’supervisionThecourtmaysetasidenationalawardormayrefusenationalandforeignawardsattherequestofthepartyaccordingtonationallawSectionSectionSectionSectionInternationalInternationalInternationalInternationalCommercialCommercialCommercialCommercialArbitrationArbitrationArbitrationArbitrationLawLawLawLawininininChinaChinaChinaChina■Domesticarbitrationlaw■BilateraljudicialcooperationtreatyandinternationalconventiontowhichChinaisapartySectionSectionSectionSectionConstructionConstructionConstructionConstructionofofofofthethethetheCourseCourseCourseCourse■Arbitrationinstitutions■Internationalarbitrationagreement■Arbitrationtribunal■Arbitrationprocedures■Thelawgoverningthearbitration■Awardandremedies■Courtsupervision本章教学要点:、仲裁是当事人之间通过协议约定的将他们之间的争议提交给独立的第三者裁断的解决争议的方法。满分网(wwwmanfennet)、与解决争议的其它方法包括诉讼的方法和ADR方法相比仲裁既有诉讼解决争议的终局性又有ADR方法解决争议的自愿性和灵活性。它集当事人之间的自愿性与法律上的强制性为一体同时具有契约和司法的性质。、由联合国主持制订的《纽约公约》和联合国贸法会主持制订的《示范法》对于协调和统一各国有关国际商事仲裁的立法与实践具有重要的指导作用。《纽约公约》统一了各缔约国对仲裁协议效力的承认和拒绝承认与执行外国仲裁裁决的条件《示范法》则为各国制订调整本国国际商事仲裁关系的法律提供了参照系。、国际商事仲裁的基本原则是协议仲裁原则、仲裁庭独立、公正地解决争议的原则和法院对仲裁实施保障和监督的原则。、中国有关国际商事仲裁的立法经历了从无到有的过程现已建立了由国内仲裁立法与我国缔结或参加的国际公约为主体的比较完善的仲裁法体系。我国国际商事仲裁法包括我国立法机关颁布的调整国际商事仲裁关系的法律规范以及我国缔结或参加的双边和多边调整国际商事仲裁关系的法律规范的总称。、研究国际商事仲裁法要从我国相关的立法与实践出发运用综合的和比较的方法对国际商事仲裁中所涉及的重大理论与实践问题进行深入的比较研究。QuestionsandCommentsArbitrationreferstoasameansforthesettlementofdisputebyathirdpersonuponthearbitrationagreementbetweenthepartiesItdifferentiatesfrombothADRandlitigationinanationalcourtWhileADRisalsoavoluntarymethodforthesettlementofdispute,buttheagreementreachedbetweenthepartiesbyADRcannotbeenforcedasjudgment,butacontractOntheotherhand,theawardmadebythearbitrationtribunalbasedonarbitrationagreementcouldbeenforcedbythenationalcourtduetodomesticlawandNewYorkConventionsWhenthepartiesininternationalbusinesstransactionscameacrossadispute,whatmethodstheymayturntoWhyWhatisADRreferstoDoyouthinkarbitrationisincludedorexcludedarbitration,WhyWhatarethemainfunctionofNewYorkConventionandUNCITRALModelLawWhatarethebasicprinciplesforinternationalcommercialarbitrationWhatisthebasicrequirementforthepartiestochoosethesettlementoftheirdisputebyarbitrationCouldyounamesomedifferencesbetweenarbitrationandothermeanssettlementofdisputesWhatvaluethearbitrationpursueto:justice,efficiency,economy,orsomethingelseWhyinternationalbusinessmenprefertosettletheirdisputesbyinternationalarbitrationinsteadoflitigationinthenationalcourtsHowtheChineselawregulatesarbitrationinvolvingforeignelementsCHAPTERCHAPTERCHAPTERCHAPTERINTERNATIONALINTERNATIONALINTERNATIONALINTERNATIONALCOMMERCIALCOMMERCIALCOMMERCIALCOMMERCIALARBITRATIONARBITRATIONARBITRATIONARBITRATIONINSTITUTIONSINSTITUTIONSINSTITUTIONSINSTITUTIONS第二章国际商事仲裁机构满分网(wwwmanfennet)课时:本章的教学目的是要求学生理解并掌握临时仲裁机构与常设仲裁机构之间的区别、常设仲裁机构在通过仲裁解决争议中的作用、主要的国际商事仲裁机构以及我国现行国际仲裁制度、仲裁委员会及其作用。KeyIssues●Relationsanddifferencebetweenadhocandinstitutionalarbitration●Functionsofinternationalpermanentarbitrationinstitution●Maininternationalcommercialarbitrationinstitutionsintheworld●InternationalcommercialarbitrationinstitutionsinChinaSectionSectionSectionSectionGeneralGeneralGeneralGeneralIntroductionIntroductionIntroductionIntroduction■AdhocvInst’lArbitration:basicdistinctionbetweentheadhocandinstitutionalarbitrationasfollowings:BusinessplaceAdministrationstaffRulesofarbitrationPanellist■PermanentarbitrationinstitutionssetintheState:CIETAC,AAA,SCC,SIAC,LCIA……setbyinternationalconventions:ICSIDSectionSectionSectionSectionFunctionsFunctionsFunctionsFunctionsofofofofInstitutionalInstitutionalInstitutionalInstitutionalArbitrationArbitrationArbitrationArbitration■DraftDraftDraftDraftarbitrationarbitrationarbitrationarbitrationrulesrulesrulesrulessupervisionsupervisionsupervisionsupervisionononononthethethetheapplicationapplicationapplicationapplicationofofofofthethethetheRulesRulesRulesRulesAdministrationworksMaintainpanellistPreliminarydecisiononthejurisdictionAssistancetothecompositionofthearbitrationtribunalAppointmentorwithdrawoftheappointmentofthearbitrator■MainMainMainMainArbitrationArbitrationArbitrationArbitrationInstitutionsInstitutionsInstitutionsInstitutionsininininthethethetheWorldWorldWorldWorldAmericanArbitrationAssociation(AAA)LondonCourtofInternationalArbitration(LCIA)ArbitrationInstituteoftheStockholmChamberofCommerce(SCC)ChinaInternationalEconomicTradeArbitrationCommission(CIETAC)SingaporeInternationalArbitrationCenter(SIAC)满分网(wwwmanfennet)AmericanArbitrationAssociation(AAA)SectionSectionSectionSectionLegislationLegislationLegislationLegislationandandandandPracticesPracticesPracticesPracticesininininthethethethePRCPRCPRCPRC■ProvisionProvisionProvisionProvisionssssofofofofthethethetheArbitrationArbitrationArbitrationArbitrationLawLawLawLawononononthethethetheArbitrationArbitrationArbitrationArbitrationInstitutionInstitutionInstitutionInstitutionArbitrationCommission(Art)Arbitrationagreementmustincludethedefinitearbitrationinstitution(Art)Supplementaryagreementneededifnoarbitrationinstitutionintheagreement,otherwiseinvalid(Art)■CIETACCIETACCIETACCIETAC(China(China(China(ChinaInternationalInternationalInternationalInternationalEconomicEconomicEconomicEconomicandandandandTradeTradeTradeTradeArbitrationArbitrationArbitrationArbitrationCommission)Commission)Commission)Commission)isthemajorarbitrationinstitutiontodealwithinternationalarbitrationcasesItwassetupinasthenameofForeignTradeArbitrationCommission(FTAC)Withtheopendoorpolicyin,FTACchangeditsnameasForeignEconomicandTradeArbitrationCommission(FETAC)inandCIETACInaddition,ithastwobraches:CIETACSouthChinaSubCommission(ShenzhenBranch)andCIETACShanghaiSubCommission■OtherOtherOtherOtherArbitrationArbitrationArbitrationArbitrationCommissionsCommissionsCommissionsCommissionsininininChinaChinaChinaChina*IndependentInstitutions:bynowaltogetheraboutarbitrationcommissionsinChina*Independenteachother:subjectneithertothegovernmentnortoanyofthearbitrationcommission*Independentpanel:Eacharbitrationcommissionkeepsitsownpanellist*Independentarbitrationrules:EacharbitrationcommissionkeepsitsowntheappliedarbitrationrulesIndependentmanagement:Eacharbitrationcommissionhasitsownsecretariatandpersonnel德国奥特克案(-页)*案情*租船合同中的仲裁条款?*临时仲裁还是机构仲裁?*裁决在我国的承认与执行?思考题:、如何认定asbatankvoy租约格式的法律效力?应当如何认定丸红公司与奥特克之间的租满分网(wwwmanfennet)船合同的订立时间?应当适用哪一个国家的法律对此作出认定?、丸红公司与奥特克之间的租船合同对南京外运公司是否具有法律上的拘束力?为什么?、应当如何对格式合同和租船合同中的仲裁条款作出适当的解释?你同意武汉海事法院对仲裁条款独立性做出的解释吗?为什么?、本案仲裁属于临时仲裁还是机构仲裁为什么?临时仲裁与机构仲裁之间的主要区别是什么?、临时仲裁裁决是否属于仲裁裁决应否得到我国法院的承认与执行?、本案仲裁庭的组成是否符合仲裁协议的规定?仲裁程序是否适当?当事人在仲裁协议中约定了两个可供选择的仲裁地点是否属于“浮动仲裁条款”?这样的仲裁条款可以执行吗?、应当适用什么样的法律认定asbatankvoy租约格式和租船合同中的仲裁条款的效力?、你对最高人民法院对奥特克案裁决作出承认与执行的指示有何评论?本章教学要点、根据处理国际商事争议的仲裁机构由无固定的办公场所和章程仲裁机构可以分为临时仲裁机构和常设仲裁机构。临时仲裁机构专门为了审理某一特定的仲裁案件而设立案件审理完毕该仲裁机构的使命即告完成。、常设仲裁机构通常根据一国的法律在某一特定地点设立其主要职能是为仲裁案件的审理提供相关的管理方面服务包括制订仲裁规则和示范仲裁条款、协助组成仲裁庭按照应当适用的仲裁规则指定仲裁员或者撤销对仲裁员的指定以及依照相关的规则对仲裁程序的实施情况进行监督等。、国际上一些主要贸易大国均设有常设仲裁机构如在法国巴黎设立的国际商会仲裁院、伦敦国际仲裁院、斯德哥尔摩商会仲裁院、美国仲裁协会等。这些常设仲裁机构一般都有自己的仲裁规则有的也备有供当事人选择的仲裁员名册许多仲裁机构还允许当事人自行选择应当适用的仲裁规则。、在我国国际商事仲裁实践上以审理国际仲裁案件为其主要业务来源的国际商事仲裁机构有中国国际经济贸易仲裁委员会和中国海事仲裁委员会。根据我国现行仲裁立法与实践如果国内案件的当事人约定将其争议提交上述国际仲裁机构审理国际仲裁机构根据应当适用的仲裁规则也可以受理国内案件。另一方面国内仲裁机构也可以根据国际仲裁协议的当事人之间的约定审理国际仲裁案件。QuestionsandCommentsWhatisthetypicaldifferencebetweentheadhocarbitrationandpermanentarbitrationinstitutionIfthepartiesagreedintheirarbitrationagreementtorefertheirdisputetotheparticulararbitrationinstitution,whatarbitrationrulesshouldbeappliedinsuchcaseOntheotherhand,ifthepartiesagreedtoapplyparticulararbitrationinstitution’srulesforarbitratingtheirdispute,supposeICCRules,withoutmentioningICCArbitrationCourtforthesettlementofthedispute,whicharbitrationinstitutionhasjurisdictionoverthecaseCurrentlytherearemorethanarbitrationcommissionsinChina,aretheseinstitutionsqualifiedtoarbitrateinternationaldisputesWhy满分网(wwwmanfennet)CHAPTERCHAPTERCHAPTERCHAPTERINTERNATIONALINTERNATIONALINTERNATIONALINTERNATIONALCOMMERCIALCOMMERCIALCOMMERCIALCOMMERCIALARBITRATIONARBITRATIONARBITRATIONARBITRATIONAGREEMENTAGREEMENTAGREEMENTAGREEMENT第三章国际商事仲裁协议课时:本章的教学目的是要求学生理解并掌握国际商事仲裁协议的性质及其表现形式、仲裁协议的效力及其确定、仲裁协议的转让、仲裁条款独立原则的理论与实践、以及我国有关仲裁协议的效力及其确定的立法与实践。KeyIssues●Natureandformsofinternationalcommercialarbitrationagreement●Validityofinternationalcommercialarbitrationagreement●Assignmentofinternationalcommercialarbitrationagreement●LegislationandpracticesonthearbitrationagreementinChinaSectionSectionSectionSectionGeneralGeneralGeneralGeneralIntroductionIntroductionIntroductionIntroductionDefinitionDefinitionDefinitionDefinitionononononthethethethearbitrationarbitrationarbitrationarbitrationagreementagreementagreementagreementandandandandFormsFormsFormsForms*Agreementbetweenthepartiestosubmittheirdisputeforthesettlementbyarbitration:contractualinnatureThearbitrationagreementcouldbereflectedeitherinanindependentdocumentintheformofSubmissiontoarbitration,orintheformofArbitrationclauseinacontractSectionSectionSectionSectionValidityValidityValidityValidityofofofofthethethetheInternationalInternationalInternationalInternationalCommercialCommercialCommercialCommercialArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreementandandandanditsitsitsitsDeterminationDeterminationDeterminationDeterminationApplicableApplicableApplicableApplicableLawLawLawLawforforforfordecisiondecisiondecisiondecision*Agreedbytheparties:Thevalidityofarbitrationagreementcouldbedecidedinaccordancewiththelawagreedbytheparties*Seatofarbitrationifany:Ifthepartiesfailedtoreachanagreementastotheapplicablelaw,thelawoftheseatofarbitration,whichhasclosestrelationshipwiththearbitration,shouldbeapplied*Lawofthenationalcourt:ThenationalcourtshalldecidewhichlawshouldbeappliedinaparticularcaseForexample,whilenationalcourtisaskedtoenforcetheforeignawardmadeinotherstate,itmayrefusetoenforcesuchawardifthecourtconsidersthemattersasnonarbitrableaccordingtothelocallaw*InagreementwithArt()(a)NewYorkConvention:NYCprovidedthattheapplicablelawforthearbitrationagreementshouldbedecidedbythenationallawbasedonthepartiesautonomy,thenthelawoftheseatofarbitrationandthatofthecourtCompetentCompetentCompetentCompetentAuthorityAuthorityAuthorityAuthoritytotototoDecideDecideDecideDecidethethethetheValidityValidityValidityValidityofofofofthethethetheArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreement满分网(wwwmanfennet)*ArbitrationTribunal:basedonthedoctrineofcompetencecompetence*NationalCourt:ItspowercomesfromthenationallawTheTheTheTheDoctrineDoctrineDoctrineDoctrineofofofofSeparabilitySeparabilitySeparabilitySeparabilityofofofofthethethetheArbArbArbArbClauseClauseClauseClause*AnarbitrationclausewhichformspartofacontractshallbetreatedasanagreementindependentoftheothertermsofthecontractAdecisionbythearbitraltribunalthatthecontractisandvoidshallnotentailipsojure(L依法律)theinvalidityofthearbitrationclauseSectionSectionSectionSectionAssignmentAssignmentAssignmentAssignmentofofofofthethethetheInternationalInternationalInternationalInternationalCommercialCommercialCommercialCommercialArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreementAssignmentAssignmentAssignmentAssignmentofofofofArbArbArbArbClauseClauseClauseClause*Whethertheassigneeisboundbythearbitrationclauseintheassignedcontract*LegislationandpracticesinothercountriesMSMSMSMSEmjaEmjaEmjaEmjaCASECASECASECASE(教科书第页)*ConstructionKbwFerus(Dutchshipyard)tobuildMsEmjaforFirden(Dutchcompany)*SalesKbwFirdenandGermanEmjaduringconstructionoftheship*FerussubcontractedBijlmashipyard*BijlsmacontractedSweddishWartsilafordeliveryofthedieselengines*dieselenginesdisputebroughtbyGermanMsEmjaagainstSwidishWartsilaSectionSectionSectionSectionLegislationLegislationLegislationLegislationandandandandPracticesPracticesPracticesPracticesononononthethethetheArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreementininininPRCPRCPRCPRCValidityValidityValidityValidityofofofofthethethetheArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreement(Art,ChineseArbitrationLaw,CAL)*Intentionofbothpartiestosettlementtheirdisputebyarbitration*Matterstobearbitrated*DefinitearbitrationinstitutionexcludingadhoccommercialarbitrationtribunalMattersMattersMattersMatterstotototobebebebearbitratedarbitratedarbitratedarbitrated*ArtoftheJudicialInterpretationbytheSupremeCourtin:Contractdisputesrefertotheformation,validity,amendment,assignment,performance,liabilitiesforthebreach,interpretation,terminationofthecontract满分网(wwwmanfennet)WrittenWrittenWrittenWrittenFormFormFormFormofofofofthethethetheArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreement*Judicialinterpretation(Art):apartfromthecontract,itcouldbeexpressedintheformoftelegraph,telex,EDI,email,etcVoidVoidVoidVoidArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreement*CAL:Article*ifanagreedarbitrablematterexceedsthescopeofarbitrablematters(Art,CAL)asspecifiedbylaw*ifapartythatconcludedthearbitrationagreementhasnocapacityforcivilactsorhaslimitedcapacityforcivilactsor*ifonepartycoercedtheotherpartyintoconcludingthearbitrationagreementArtArtArtArtofofofofthethethetheJudJudJudJudicialicialicialicialInterpretationInterpretationInterpretationInterpretationononononInvalidInvalidInvalidInvalidarbitrationarbitrationarbitrationarbitrationagreementagreementagreementagreement*ThepartiesagreedeitherarbitrationorlitigationUnlessonepartyappliedforarbitration,theotherpartyfailedtochallengeofthevalidityofthearbitrationagreementpriortothefirsthearingofthearbitrationtribunal*ThepartiesfailedtoreachagreementonadefinitearbitrationinstitutionAuthorityAuthorityAuthorityAuthoritytotototodecidedecidedecidedecidethethethethevalidityvalidityvalidityvalidityofofofofthethethetheArbitrationArbitrationArbitrationArbitrationAgreementAgreementAgreementAgreement(CAL)CAL)CAL)CAL)*Ifapartychallengesthevalidityofthearbitrationagreement,hemayrequestanarbitrationcommissiontomakeadecisionoraPeople'sCourttogivea

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