Antimicrobial Proteins and
Peptides
Tomas Ganz, University of California, Los Angeles, California, USA
Robert I Lehrer, University of California, Los Angeles, California, USA
Antimicrobial proteins and peptides are important effectors of the innate and adaptive
arms of the immune system. They interfere with microbial integrity or metabolism by
targeting structures or nutrients specific to microbes.
Introduction
The production of polypeptides that disrupt microbial
structures or interfere with microbial metabolism is a
common means of host defence in animals and plants.
Although microbial and host structures share many
features, antimicrobial polypeptides achieve specificity by
targeting components that host cells lack, by exploiting
differences between corresponding host and microbial
structures, and by selectively concentrating polypeptides
on microbial surfaces. Some host peptides release or
activate latent lytic enzymes (autolysins) of their microbial
targets, and thereby potentiate their antimicrobial effects.
Specific mechanisms to protect bystander host cells from
damage exist, and include cell-associated or soluble
macromolecules that bind and detoxify antimicrobial
polypeptides.
Infection or injury induces production of some anti-
microbial polypeptides. Fruit fly (Drosophila melanoga-
ster) mutants unable to induce antimicrobial peptide
synthesis succumb to bacterial or fungal infections. Even
more direct demonstrations of the importance of anti-
microbial polypeptides for host defence have been
achieved in plants, where transferring antimicrobial
peptide genes from one species to another can produce
resistance to specific pathogens.
Mucosal Host Defence
Initial encounters between microbes and multicellular
animals often take place on moist surfaces (mucosae).
These are coatedwith glycoproteins (mucins) that interfere
with microbial attachment. Epithelia constitute physical
barriers to microbial penetration. When ciliated, they
mechanically remove microbes by transporting them in a
blanket of mucus. Mucosal cells secrete antimicrobial
peptides and proteins that damage microbes (Table 1). In
some organs, such as the lungs, resident host defence
macrophages patrol the epithelial surfaces, ingesting
microbial trespassers. When surface-adherent microbes
multiply or breach the epithelial barrier, affected host
tissues produce signalling molecules (cytokines) that may
induce the synthesis of additional antimicrobial polypep-
tides. Concurrently, various microbial or host-derived
molecules trigger an influx of mobile blood cells into the
infected area.
Phagocytosis
Phagocytes are specializedhost defence cells that can ingest
microbes and expose them to antimicrobial substances.
Twogeneral types of phagocytes exist: the potentially long-
lived macrophages and the short-lived granulocytes.
Mature granulocytes are smaller than macrophages,
manifest considerably less protein synthesis, and contain
abundant cytoplasmic granules that are a repository of
antimicrobial proteins and peptides and of hydrolytic
enzymes. Phagocytes recognize their targets by phagocytic
receptors coupled to the cellular machinery required for
motility and ingestion. Certain receptors, such as the
mannose receptor on macrophages, bind microbial sur-
faces directly, while others bind via intermediate adapter
molecules (opsonins) deposited onto microbial surfaces
from the surrounding fluid. Specific antibodies (especially
immunoglobulin G (IgG) class), complement fragments
C3bandC3bi, andplasma lectins such asmannose-binding
protein are particularly effective opsonins.
Opsonins bound to microbial surfaces interact with Fcg
receptors, C3b receptors (complement receptor 1, CR1),
C3bi receptors (complement receptor 3, CR3), and other
phagocytic receptors, causing the plasmamembrane of the
phagocyte to gradually creep around the target microbe
and to form a vacuole called the phagosome. Engagement
of phagocytic receptors triggers cytoskeletal rearrange-
ments, and fusion of granules or transport vesicles
containing antimicrobial polypeptides to the phagosomal
vacuole. Concurrently, NADPH oxidase complexes are
Article Contents
Introductory article
. Introduction
. Mucosal Host Defence
. Phagocytosis
. Complement
. Defensins
. Bactericidal Permeability-increasing Protein (BPI)
. Proteases
. Secretory Phospholipase A2
. Lactoferrin
. Cathelicidins
. Other Antimicrobial Polypeptides
1ENCYCLOPEDIA OF LIFE SCIENCES / & 2001 Nature Publishing Group / www.els.net
assembled and activated in the phagosomal membrane,
allowing copious production of superoxide anions. These
undergo further reactions that generate hydrogen per-
oxide, and (in concert with myeloperoxidase) more potent
antimicrobial oxidants. In some species, a phagocyte
enzyme that generates nitric oxide is also induced. The
combined action of oxidants and antimicrobial polypep-
tides destroys most ingested microbes within minutes. The
sequestration of microbial targets in phagocytic vacuoles
exposes microbes to high concentrations of cytocidal
substances while minimizing collateral damage to the host
cell.
The most abundant granulocyte in human blood is the
polymorphonucleated neutrophil (called PMN, ‘poly’, or
neutrophil, for short). Although the cytoplasmic granules
of human neutrophils are heterogeneous, one of its granule
subsets (the primary or azurophilic granule) functions to
deliver antimicrobial components to the phagosome.
Other granule subsets – called secondary (or specific) and
tertiary granules – secrete their contents into the extra-
cellular fluid or into the plasma membrane.The primary
and secondary granules of human neutrophils both
contain antimicrobial polypeptides.
Lysozyme
Lysozyme (also calledmuramidase) is a widely distributed,
cationic (i.e. positively charged) enzyme that cleaves the b
1,4-glycosidic linkage between N-acetyl muramate and N-
acetyl glucosamine. It was first described by Sir Alexander
Fleming in 1922, who called attention to its remarkable
bacteriolytic properties. Because of its small size, abun-
dance and easy purification, its crystal structure and
catalytic mechanism have been extensively investigated.
The principal target of lysozyme is peptidoglycan, a
structural glycosidic polymer that gives bacteria shape
stability and osmotic resistance. Disruption of the pepti-
doglycan layer suffices to kill some bacteria and renders
others more susceptible to osmotic stress. Enzymes with
lysozyme activity are found in the digestive organs ofmany
animals and also in host defence settings. Chitinases are
functionally and structurally related enzymes that degrade
chitin, an exoskeletal polymer of fungi and insects.
High concentrations of lysozyme occur in avian egg
white, and in mammalian tears, milk, respiratory secre-
tions, granulocytes and macrophages. In human granulo-
cytes, lysozyme is highly abundant in both primary and
secondary granules, and it is a principal secreted protein of
macrophages. Organisms susceptible to low concentra-
tions of lysozyme include certain nonpathogenic Gram-
positive bacteria (e.g. Micrococcus lysodeikticus and
Bacillus species). Gram-negative bacteria are more resis-
tant because their outer membranes hinder the access of
lysozyme to peptidoglycan. At high but still realistic
concentrations of lysozyme, nonenzymatic antimicrobial
activity that depends on the highly cationic nature of this
Table 1 Antimicrobial peptides and proteins secreted by mucosal cells
Polypeptide Mass (kDa) Distribution
Peroxidases 150
Myeloperoxidase Neutrophils, monocytes
Eosinophil peroxidase Eosinophils
Lactoperoxidase Epithelia (milk, saliva)
Lactoferrin 80 Neutrophils
Various epithelia
Bactericidal permeability-increasing
protein (BPI)
55–60 Neutrophils
Serprocidins (cathepsin G, elastase,
proteinase 3, azurocidin/CAP37)
25–30 Neutrophils
Lysozyme 14 Neutrophils, monocytes, macrophages
Various epithelia
Phospholipase A2 14 Neutrophils, macrophages, platelets
Paneth cells
Many other tissues
Secretory leucoprotease inhibitor (SLPI) 12 Macrophages
Various epithelia
Cathelicidins 1–18 Neutrophils (secondary granules)
Inflamed skin
Testes
Defensins 4 Neutrophils
Various epithelia
Antimicrobial Proteins and Peptides
2 ENCYCLOPEDIA OF LIFE SCIENCES / & 2001 Nature Publishing Group / www.els.net
molecule is also observed. The abundance and wide
distribution of lysozyme suggest that it is of considerable
importance.
A single gene on chromosome 12 encodes the human
lysozyme enzyme. Themouse has two lysozyme genes, one
of which (lysozyme M) is expressed in macrophages and
granulocytes, while the other (lysozyme P) is expressed by
Paneth cells of the small intestine. In other animals, the
number of lysozyme genes and their tissue-specific patterns
of expression are highly variable.
Complement
The direct microbicidal effect of blood plasma on many
microbial species is mediated by complement. The key
lethal event is the assembly of the membrane attack
complex (MAC) consisting of components C5b, C6, C7,
C8 with two or more associated C9 molecules in the
membranes of target microbes. The insertion of the
initiating C5b fragment is the end result of complement
activation via one of three complement cascades. The
classical pathway is initiated by the binding of C1q
molecules to specific antibody clustered on microbial
surfaces, the alternative pathway is triggered by the
interaction of C3b with the microbial surface, while the
lectin pathway depends on contact of C1q-like mannose-
binding protein with specific repeating glycans.
The formation of the membrane attack complexes
disrupts the ionic homeostasis of the microbes, killing
susceptible microbes. Many pathogenic microbes have
evolved thick cell walls or capsules that make them
partially or completely resistant to complement. The
importance of the direct microbicidal activity of comple-
ment is illustrated by the predisposition of patients with a
deficiency of C6, C7 or C8 to recurrent infections with
Neisseria gonorrhoeae and N. meningitidis. Complement-
like proteolytic cascades appeared early in the evolution of
multicellular animals and have a documented antimicro-
bial function already in arthropods (e.g. horseshoe crabs).
Defensins
Defensins are 3–4-kDa cationic antimicrobial peptides
with three intramolecular cystine disulfide bonds and a
largely b sheet structure. The vertebrate defensin family
contains two branches, designated a- and b-defensins.
Although similar in shape to a-defensins, b-defensins are
slightly larger and differ in the placement and connectivity
of their six conserved cysteine residues. Humans produce
at least six different a-defensins and two b-defensins. Three
human a-defensins (human neutrophil peptides: HNP-1,
HNP-2 and HNP-3) constitute about 30% of the protein
content of phagocytic granules of neutrophilic granulo-
cytes. Trace amounts of a fourth defensin, HNP-4, are also
found in the same compartment. HNP-1 and HNP-4 are
encoded by genes designated DEFA1 and DEFA4,
respectively. HNP-3 arises from a single nucleotide
substitution in one of the several DEFA1 gene copies.
HNP-2 results from posttranslational removal of the N-
terminal residue fromHNP-1 and/or HNP-3. The remain-
ing a-defensins HD-5 and HD-6 are expressed by human
small-intestinal Paneth cells and are products of the
DEFA5 and DEFA6 genes. Paneth cells are specialized,
granule-laden secretory epithelial cells located at the
bottom of crypts in the small intestine. Human b-defensins
HBD-1 and HBD-2 are produced in various epithelia, and
are encoded by theDEFB1 andDEFB2 genes, respectively.
The DEFB1, DEFB2 gene and the human a-defensin gene
cluster are neighbours, occupying a region of about 400–
600 kb on chromosome 8p23. Unlike the a-defensins of
neutrophils or Paneth cells, epithelial b-defensins are not
stored in cytoplasmic granules. Consequently, their local
concentration may be governed primarily by their synth-
esis and secretion rates.
Other members of the defensin family of peptides have
been found as abundant constituents of granulocytes in
rabbits, rats, hamsters, guinea pigs, cows, sheep, chickens
and turkeys but are absent from granulocytes of mice, pigs
and horses. Epithelial defensins have been found in Paneth
cells ofmice and rats, and in various epithelia of cows, pigs,
sheep and mice. The production of tracheal and lingual
antimicrobial peptides (TAP and LAP), as well as that of
human epithelial defensin, HBD-2, is induced by inflam-
matory stimuli. Inducible antimicrobial cationic peptides
with six cysteines have been identified in the haemolymph
of many insects and other invertebrates and have been
called ‘insect’ defensins but their evolutionary relationship
to vertebrate defensins is uncertain. Peptides of similar
structure and composition are found in host defence roles
in plants where they are referred to as plant defensins.
Defensinsmanifest broad-spectrum antimicrobial activ-
ity that is characteristically but variably inhibited by
increasing salt concentrations. Many bacteria, fungi and
some enveloped viruses are inactivated by defensins. The
initial interaction of defensins with bacteria or fungi
involves electrostatic forces, and is followed by permeabi-
lization ofmicrobial membranes and the entry of defensins
into the target cell. Preferential interaction of defensins
with microbes as opposed to host cells is probably due to
the microbial membrane composition: rich in anionic
phospholipids and lacking cholesterol. Patients with
‘specific granule deficiency’ also have a deficiency of
granulocyte defensins, and suffer from recurrent bacterial
infections.
Antimicrobial Proteins and Peptides
3ENCYCLOPEDIA OF LIFE SCIENCES / & 2001 Nature Publishing Group / www.els.net
Bactericidal Permeability-increasing
Protein (BPI)
Bactericidal permeability-increasing protein (BPI) is a
highly cationic 55–60-kDa protein, abundant in human
and other mammalian neutrophils. It is structurally related
to the lipopolysaccharide-binding protein (LBP) in plasma,
and likeLBP, binds to lipopolysaccharidewith high affinity.
It kills many Gram-negative bacteria by a process that
initially involves the permeabilization of their outer
membranes, but is inactive against Gram-positive bacteria.
BPI is an effective scavenger of lipopolysaccharide and
recombinant BPI has promise as an experimental treatment
inmeningococcal and other forms of Gram-negative sepsis.
Human BPI is a highly elongated molecule formed by
two domains of similar size connected by a proline-rich
linker. An N-terminal domain of BPI expresses the
bactericidal and endotoxin-neutralizing activities of BPI
while the C-terminal domain may be required for binding
events that facilitate phagocytosis of BPI-coated bacteria.
The human genes encoding BPI, LBP and several other
lipid-binding proteins are in close proximity on chromo-
some 20 (q11.23–q12), suggesting a common ancestral
origin. Despite their similarity in overall structural and
functional design, the biological activities of BPI and LBP
are strikingly different: whereas BPI is bactericidal toward
Gram-negative bacteria and inhibits endotoxin signalling,
LBP does not kill bacteria and greatly enhances the pro-
inflammatory action of low doses of LPS.
Initial interactions between BPI and target bacteria
probably involve electrostatic attraction between the
cationic regions of BPI and the anionic moieties clustered
near the highly conserved lipid A region of LPS. In the
outer membrane of intact bacteria, the insertion of BPI
triggers the rearrangement of outer membrane lipids (LPS
andphospholipids) anddisplacement ofLPS-boundMg2+
and Ca2+, resulting in increased permeability to small
hydrophobic molecules, increased susceptibility of phos-
pholipids to phospholipase A attack, and bacterial growth
inhibition. In a rabbit model of peritoneal inflammation,
extracellular BPI secreted by granulocytes into inflamma-
tory exudates confers potent bactericidal activity against
many Gram-negative bacteria. Some defensins, cathelici-
dins and low concentrations of complement potentiate the
activity of BPI. Gram-negative bacteria with long lipopo-
lysaccharide chains (‘Smooth’ colony type) tend to be
relatively resistant to BPI.
Proteases
Human and other mammalian granulocytes contain
elastase, cathepsin G and proteinase 3, all of which are
highly cationic 25–30-kDa serine proteases with antibac-
terial properties (serprocidins). Azurocidin/CAP37 is
another bactericidal, but enzymatically inactive, member
of the same protein family. Azurocidin/CAP37, neutrophil
elastase and proteinase 3 are encoded by a cluster of genes
located at the tip of the short arm of chromosome 19.
Cathepsin G gene is located in another cluster of serine
protease genes on chromosome 14q11.2. Compared to the
active serine proteases, azurocidin/CAP37 contains amino
acid substitutions in two residues essential for catalytic
activity (serine and histidine). In granulocytes, serproci-
dins are located in the phagocytic (primary, azurophil)
granules. Their collective abundance in humanneutrophils
is similar to the other major granule proteins (lactoferrin,
lysozyme, myeloperoxidase and defensins). The antibac-
terial properties of serprocidins can often be dissociated
from their proteolytic activity, and are competitively
inhibited by increasing ionic strength, indicating the
importance of charge interactions in their mechanism of
action. Although neutrophil elastase is modestly micro-
bicidal, it also converts inactive procathelicidins into
highly microbicidal cathelicidins. Transgenic mice lacking
neutrophil elastase are susceptible to sepsis and death from
intraperitoneal infections with Gram-negative bacteria.
Secretory Phospholipase A2
Human group II phospholipase A2 (PLA2) is a potent 14-
kDa enzyme encoded by a gene on chromosome 1p35. The
enzymebelongs to a large family of secretoryPLA2 enzymes
that share similar structure and catalytic machinery, but
differ in their preferred substrates. Human group II
phospholipase A2 preferentially acts on the ester linkages
of phospholipids found in bacterial membranes. The
antimicrobial activity of this phospholipase is not shared
by other phospholipases even though their catalytic
mechanisms are very similar. Group II PLA2 is found in
granulocytes, Paneth cells, epithelial secretions, and inflam-
matory fluids. Against many strains and species of Gram-
positive bacteria, purified group II PLA2 is active at
nanomolar concentrations. Bacterial killing by PLA2
depends on binding to the bacterial surface (Ca2+-
independent, presumably to sites in the cell wall), penetra-
tion of the cell wall and Ca2+-dependent degradation of
membrane phospholipids.AgainstGram-negative bacteria,
independent antibacterial activity of mammalian group II
PLA2 requires millimolar concentrations and is augmented
by complement. Moreover, other host defence substances
(e.g. bactericidal permeability-increasing protein, BPI)
potentiate the action of nanogram per millilitre amounts
of the PLA2 by disrupting the bacterial outer membrane.
Lactoferrin
Similar to the iron-binding plasma protein, transferrin,
and encoded by a gene in the same region of chromosome
Antimicrobial Proteins and Peptides
4 ENCYCLOPEDIA OF LIFE SCIENCES / & 2001 Nature Publishing Group / www.els.net
3q21–23, lactoferrin is an iron-chelating 80-kDa protein
found in the secretory (specific or secondary) granules of
neutrophilic granulocytes and in epithelial secretions such
as airway fluid, cervical mucus and breast milk. The
molecule contains two similar lobes, each of which can
bind a ferric cation.
Lactoferrin is bacteriostatic by sequestering essential
iron from many bacterial species but other species (e.g.
Neisseria gonorrhoeae) have developed mechanisms for
pilfering iron from lactoferrin. Naturally occurring limited
proteolysis of lactoferrin yields a cationic bactericidal
peptide, lactoferricin, whose ac
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