Journal of Industrial Microbiology & Biotechnology (1999) 23, 456–475
Ó 1999 Society for Industrial Microbiology 1367-5435/99/$15.00
http://www.stockton-press.co.uk/jim
Strategies for improving fermentation medium performance:
a review
M Kennedy and D Krouse
Industrial Research Limited, PO Box 31–310, Lower Hutt, New Zealand
Many techniques are available in the fermentation medium designer’s toolbox (borrowing, component swapping,
biological mimicry, one-at-a-time, statistical and mathematical techniques—experimental design and optimization,
artificial neural networks, fuzzy logic, genetic algorithms, continuous fermentation, pulsed batch and stoichiometric
analysis). Each technique has advantages and disadvantages, and situations where they are best applied. No one
‘magic bullet’ technique exists for all situations. However, considerable advantage can be gained by logical appli-
cation of the techniques, combined with good experimental design.
Keywords: medium design; medium optimization; fermentation; gamma-linolenic acid; neural networks; fuzzy logic;
genetic algorithms
Introduction
When developing an industrial fermentation, designing a
fermentation medium is of critical importance because
medium composition can significantly affect product
concentration, yield and volumetric productivity. For
commodity products, medium cost can substantially affect
overall process economics. Medium composition can also
affect the ease and cost of downstream product separation,
for example in the separation of protein products from a
medium containing protein.
There are many challenges associated with medium
design. Designing the medium is a laborious, expensive,
open-ended, often time-consuming process involving many
experiments. In industry, it often needs to be conducted
frequently because new mutants and strains are continu-
ously being introduced. Many constraints operate during
the design process, and industrial scale must be kept in
mind when designing the medium. Some of these con-
straints and challenges are summarized in Table 1.
In Michael Crichton’s fiction book, The Andromeda
Strain [36], ‘The Wildfire project employed almost every
known growth medium’, totaling 80 in all. If only this were
true! A medium design campaign can involve testing hun-
dreds of different media. One of the more difficult aspects
of the medium design process is dealing with this flow of
data. In reality, often the information generated from design
experiments is difficult to assess because of its sheer vol-
ume. Beyond about 20 experiments with five variables it is
very difficult for a researcher to maintain medium compo-
nent trends mentally, especially when more than one
variable changes at a time. Data capture and data mining
techniques are crucial in this situation.
Correspondence: Dr M Kennedy, Industrial Research Limited, Gracefield
Rd, PO Box 31–310, Lower Hutt, New Zealand
Received 24 December 1998; accepted 18 August 1999
Two different improvement strategies: open and
closed
Most of the studies published about medium improvement
start with the objective of ‘given these components of the
medium what is the best combination possible?’. This can
be referred to as a ‘closed strategy’ in that it defines a fixed
number of components and the type of components used.
This is the simplest situation. The disadvantage of this strat-
egy is that many different possible components, which are
not considered, could be beneficial in the medium. It con-
siders an extremely limited subset of design possibilities.
It assumes you have chosen the right components to start
with. The obverse situation, the ‘open strategy’ asks, ‘What
is the best combination of all possible components avail-
able?’. This situation is much more complex and difficult
to deal with. Experimental design strategies do not handle
this situation easily. The advantage of the open strategy is
that it makes no assumptions of which components are best.
The ideal design strategy would be to start with an open
strategy, and then move to a closed strategy once the best
components have been selected. Too often researchers pro-
gress too quickly to a closed strategy.
Three issues are particularly important to consider before
medium design starts: the effect of medium design on strain
selection; how well will shake flask medium design data
scale up; and what is the target variable for improvement.
The effect of medium design on strain
development
Medium design is intrinsically linked to strain development
and the two processes form a ‘Catch-22’ circle (you can’t
choose the best strain until you have the best medium, and
you can’t design the best medium until you have the best
strain). This is because no one medium works best for all
the strains being tested. Therefore the question arises,
which medium should be used to choose strains. Two
options are available. The first is to use the best medium
composition based on the results with one strain and then
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Fermentation medium performance
M Kennedy and D Krouse
457Table 1 Constraints and challenges that may operate during the process of designing an industrial medium
Encountered in laboratory Encountered on an industrial scale
I Development time I Availability of raw materials throughout the year
I Cost of development efforts I Transport costs of medium components
I Lack of shaker space I Batch to batch variability of complex medium components
I Precipitation reactions I Medium cost and price fluctuations of medium components
I Water quality I Stability of the supply company
I Dispersion or dissolution of solid components I Bulk storage and handling of medium components
I Effect of components on assay techniques I Pest problems
I Effect of components on downstream product purification I Effect of components on broth viscosity or power consumption
I Foaming I Disposal costs of spent medium
I Dust hazards
choose the best strain based on this medium. The second
option is to choose the strain based on one general medium
and then optimize the medium for the best strain. With both
these methods there is no guarantee that one of the dis-
carded poor performing strains would not surpass the
chosen best strain if a different medium was used.
Instead of doing one-at-a-time development (medium
then strain, or strain then medium), considerable benefit can
be gained by conducting medium design and strain devel-
opment simultaneously. An example is given in the study of
gamma linolenic acid (GLA) production by Mucor hiemalis
IRL51 [69]. GLA is an omega-6 fatty acid, which is a
component of triglycerides within oil accumulated within
the fungi. The oil content of the cell and GLA content of
the oil are linked on a maximum GLA productivity curve
(Figure 1). By using this generic relation, new strains can
be screened on three media (A, B and C in Figure 1) that
locate microbial performance on different parts of this
curve, giving a picture of strain performance over a wide
range of conditions.
Figure 1 The maximum GLA productivity curve for Mucor hiemalis
IRL51. Individual points correspond to tested strains and different media.
The expected performance of new strains on media can be located along
the curve, demonstrating that three media (A, B and C) are sufficient to
gauge microbial performance in screening trials. Data are from Kennedy
et al [69].
The scalability of shake flask results
No matter which medium improvement strategy is chosen,
a large number of experiments are usually involved. This
large number of experiments necessitates shake flasks, as
it is not practical to do large numbers of experiments in
stirred controlled vessels. Shake flask systems suffer from
at least four weaknesses [70]: the pH is not controlled dur-
ing the fermentation; the oxygen transfer capabilities of
shake flasks is poor; considerable evaporation can take
place during shake flask culture; and shake flasks can lack
adequate mixing.
Many researchers assume that the best medium chosen
from shake flask data will be the best medium in a large-
scale stirred tank. The reality is that few rigorous compari-
sons of medium performance at different scales have been
published, and often, on scale-up, the medium composition
is changed to take advantage of control strategies, eg the
fed batch addition of substrates. For gamma linolenic acid
production one scale-up study [70] showed that, using the
same medium, biological performance in 10-L fermenters
is usually the same as that in shake flask culture (Figure 2).
There were some inconsistencies, which could be attributed
to scale, but no large, systematic differences were apparent.
Considering the immense amount of data reported on shake
flask systems, this is comforting, but does it hold true for
all systems?
Figure 2 A comparison of medium performance in shake flasks (SF)
with that in stirred, pH-controlled 10-L vessels. The performance charac-
teristic is GLA content of the oil produced by M. hiemalis IRL51. Symbols
show individual results and means for each of six media (a–f), and, as a
summary, the overall mean. These results validate the scalability of shake
flask results, at least for the system studied. Data are from Kennedy et al
[70]. g Shake flask; h 10-L vessels; G SF mean; j 10-L mean.
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Fermentation medium performance
M Kennedy and D Krouse
458 Target variable
Some medium design studies flounder because the target
variable to be improved is not clearly defined. In the pro-
duction of GLA any of the following performance indi-
cators could be chosen for improvement: GLA content of
the oil (%); GLA content of the cell (%); GLA concen-
tration in the fermenter (g GLA L- 1); triacylglycerol con-
tent of the oil (%); specific productivity of GLA (g GLA
g cell- 1 h - 1); volumetric productivity of GLA (g GLA L- 1
h - 1); cost of nutrients/unit GLA ($ g GLA - 1); cost of
nutrients/unit productivity ($ L h- 1 g GLA- 1).
Any of these criteria may be used. For example if the
microbial oil is viewed as a competitor for evening prim-
rose oil (EPO), which contains 10% GLA, then a higher
GLA content of the oil may be desired, eg 15%. If separ-
ation of the GLA from the oil to produce purified GLA is
required, then as high as possible GLA content may sig-
nificantly reduce purification costs. If GLA is thought of
as a commodity good then volumetric productivity may be
the important variable. It is essential to choose the right
target before beginning the design process.
Lexography of medium design
A word of caution should be expressed about the use of
the terms ‘optimize’, ‘optimization’ or ‘optimum’. In the
mathematical definition optimization means ‘the maximiz-
ing or minimizing of a given function possibly subject to
some type of constraints’ [81]. This implies an objective
function that is the target to maximize or minimize, and a
possible set of constraints. Under this definition, it is
impossible to claim to have the optimum medium, as it is
always possible that another, as yet unknown, medium
could out-perform the so-called ‘optimum medium’. How-
ever in the literature many researchers use the term loosely
to mean ‘the best medium they have come up with to date’.
A better way to describe the medium would be to call it
an improved medium, or a medium with enhanced perform-
ance.
Improvement strategies and procedures
Literature search (‘borrow someone else’s medium’)
Often the first step is to look and see what media others
have used to grow the same genus, species or strain. Several
handbooks have been devoted to microbial media [8,9]. The
problem with this approach is that usually there are too
many options, and too much effort is required to test them
all. Experience becomes a key factor in assessing published
media. For example many published media are laboratory
media that can be discarded as an industrial option because
they contain a number of expensive components. Sorting
out the published media to come up with a shortlist is
essential.
Some chemically defined media contain a large number
of components eg chromatium medium contains 34 compo-
nents. Some antibiotic media contain five carbon sources.
Some media contain unusual components (Table 2) which
are usually related to the substrate the microbe was isolated
from, and emphasize a lack of identification of the nutrient
Table 2 Some unusual microbial media components in the published
literature
Blood products (from sheep, horse, Lima beans
guinea pig) Eggs
Rabbit dung Prunes
Commercial rabbit food Leaf litter
Quaker oats Hay infusion
Calf brain infusion Lard
Carrots and tomatoes Guar gum
Bile Cocoa shell
requirements of the organism. Some published media suffer
from component overloading, which can lead to interac-
tions, precipitations or toxic levels of different components.
The ‘magic component’ can exist in some media. This is
a situation where, for no apparent reason, one component
seems to perform much better than other equivalent compo-
nents. Usually these components are complex, and can even
be specific brands of the same component, for example corn
steep liquor. These logic-defying components argue for an
extensive ‘open strategy’ prior to focussing on the closed
strategy.
Component swapping (‘try everything strategy’)
One strategem is to take one medium composition and swap
one component for a new one at the same incorporation
level. This strategy is often used to compare components of
one type, eg to compare many different carbon or nitrogen
sources [53,104,112]. It is an open strategy and has the
advantage that it enables large numbers of components to
be compared. It is one of the few open strategies available.
Component swapping, however, performs poorly as a total
improvement technique because it does not consider
component concentrations or interaction effects. It can be
best thought of as a screening tool, not so much to find the
best medium but to discard the poor performing medium
components. It is however, a powerful and useful technique
for assessing and understanding microbial regulation. Much
of our understanding of carbon, nitrogen, and phosphorus
source regulation has been built up from careful consider-
ation of such experiments [27,28,87].
Biological mimicry (‘match and win strategy’)
The biological mimicry strategy is based on the concept
that the cell will grow well in a medium that contains
everything it needs in the right proportions. It is simply
a mass balance strategy. The composition of the cell, the
concentration of cell mass, cell growth yields, and the
desired extracellular product concentrations are used to cal-
culate how much of the various components should be in
the medium [41,43]. It can be performed on two levels, an
elemental level, eg balancing the carbon or nitrogen levels,
or a molecular level, eg balancing amino acid or phosphate
levels. This approach is popular with more complex cell
types, or even for developing whole insect diets where the
medium should mimic the cell composition of the host or
the insect itself. When no medium has worked to date, or
there is no obvious starting point for design, this strategy
can have a place. Conducting the mass balance is some-
thing that, in itself, is useful because it enables the theoreti-
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Fermentation medium performance
M Kennedy and D Krouse
459
cal limiting nutrient to be identified and changed if desired.
Utilizing yield data also enables a maximum theoretical
final cell concentration to be predicted. In essence, the mass
balance is a useful check to determine if the medium is in
the right ‘ball park’ in terms of nutrient levels.
The mass balance methodology has some significant
limitations. Firstly a detailed elemental composition of the
cell is required (Table 3). The elemental composition of a
cell can vary quite significantly depending on whether the
organism to be grown is a yeast, bacterium or filamentous
fungus, the stage of growth, if the culture sporulates, or
sometimes simply at the species level. The published data
usually apply to common organisms such as Escherichia
coli, Saccharomyces cerevisiae, Klebsiella aerogenes or
Pseudomonas sp. If the organism under test is different
from the species from which the published data were
obtained, then you are entering uncharted waters using
these data.
One solution is to grow some of the desired cells and
conduct an elemental analysis. While this overcomes prob-
lems with uncertainty in cell composition, cell yield data
must still be measured. Measuring cell yield on many dif-
ferent elements is expensive. laborious and time consum-
ing. Such detail is not usually gone through unless the data
will have a significant impact and the project is long-term.
Next, the elemental composition of the nutrients must be
determined. With pure compounds, this is simply a matter
of calculation, but with complex, poorly characterized
medium components, eg fishmeal or cotton seed meal, the
data can be hard to come by. On top of this, the elemental
composition of complex medium components can vary
Table 3 Elemental composition of microorganisms, and growth yields
related to macro- and microelements from Ertola et al [43]. Such data are
useful in mass balance calculations for estimating nutrient levels and a
maximum theoretical cell concentration
Element Elemental composition of Growth yield (g dry
microorganisms biomass g element - 1)
C 44–53a,b,c 1.1d
N 10–14a 8.75d
7–10b,c 9.09e
P 2.0–3.0a 39.1d
0.8–2.6b
0.4–4.5c 27.7c
S 0.2–1.0a 333d
0.01–0.24b
0.1–0.5c
K 1.0–4.5a,b 59.5d
0.2–2.5c 161.3e
Mg 0.1–1.2a,b,c 430d
128e
Ca 0.01–1.1a,b 3.3 · 103 d
0.1–1.4c 8.3 · 102 e
Fe 7 · 10 - 3–0.9a,b,c 6.7 · 103 d
1.7 · 103 e
Zn 8 · 10 - 3–2.4 · 10- 2 a,b 2 · 104 d
2.7 · 105 e
Mn 7 · 10 - 4–4.8 · 10- 2 a,b 2 · 104 d
7.7 · 105 e
aBacteria; byeasts; cfilamentous fungi; dassumed values for Klebsiella aer-
ogenes; ecalculated values for a Pseudomonas sp as determined by con-
tinuous culture.
widely from batch to batch, or on a seasonal basis, eg if a
different fish species is used to make fishmeal. If the bal-
ance is done on the molecular level, eg, balancing amino
acid levels, this technique can lead to nutrient over- or
under-loading as cells construct or consume cell compo-
nents. Lastly, balancing the elements does not guarantee
success. A well-balanced medium can still perform badly.
Simply balancing the medium elemental composition does
not address the cell’s regulatory machinery, which can dic-
tate substrate preferences.
One at a time (‘keep it simple’)
The rationale behind the one-at-a-time strategy is to keep
the concentration of all medium components constant
except one. The concentration of this medium component
is then changed over a desired range. This strategy has the
advantage that it is simple and easy. Most significantly, the
individual effects of medium components can be seen on
a graph, without the need to revert to statistical analysis.
The technique has some major flaws; interactions between
components are ignored, the optimum can be missed
completely, and it involves a relatively large number of
experiments. Because of its ease and convenience,
one-at-a-time has historically been one of the most popular
choices for improving medium composition
[3,47,61,111,113,120,128].
Experimental design (‘maths and stats’)
Fisher [45] developed the basic theory of experimental
design which shows that changing more than one factor at
a time can be more efficient than changing only one factor
at a time. Applications to medium improvement date from
the 1970s and many studies claim substantial improvements
over media obtained using ‘one-at-a-time’. For example,
Silveria et al [130] compared ‘one-at-a-time’ and experi-
mental design for optimizing the medium composition for
Methanosarcina b
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